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![](https://webarchive.library.unt.edu/eot2008/20090508041334im_/http://www.sec.gov/images/pixel.gif) |
Comments on Proposed Rule:
Proposed Rule Changes of Self-Regulatory Organizations
[Release No. 34-49505; File No. S7-18-04]
- The National Securities Clearing Corporation, July 16, 2004 (File name: s71804-21.pdf)
- Darla C. Stuckey, Corporate Secretary, New York Stock Exchange, Inc., July 14, 2004 (File name: stuckey71404.pdf)
- Joanne Moffic-Silver, Chicago Board Options Exchange, June 16, 2004 (File name: s71804-11.pdf)
- Michael L. Kosoff, June 16, 2004 (File name: mlkosoff061604.pdf)
- Michael J. Ryan, Jr., Executive Vice President & General Counsel, American Stock Exchange LLC, June 15, 2004 (File name: s71804-9.pdf)
- Edward S. Knight, Executive Vice President, Nasdaq Stock Market, Inc., June 14, 2004 (File name: s71804-8.pdf)
- Elisse B. Walter, Executive Vice President, NASD, Regulatory Policy and Programs, National Association of Securities Dealers, Inc., June 7, 2004 (File name: s71804-5.pdf)
- John Polanin Jr., Chairman, SIA Self-Regulation and Supervisory Practices Committee, Securities Industry Association, June 4, 2004 (File name: s71804-7.pdf)
- Ellen J. Neely, Senior Vice President and General Counsel, Chicago Stock Exchange, June 4, 2004 (File name: chx060404.pdf)
- John Polanin Jr., Chairman, SIA Self-Regulation and Supervisory Practices Committee, Securities Industry Association, June 4, 2004 (File name: sia060404.pdf)
- Michael J. Simon, Senior Vice President and Secretary, International Securities Exchange, Inc., June 4, 2004 (File name: ise060404.pdf)
- R. Gerald Baker, Compliance and Regulatory Consultant, Kewadin, Michigan, June 4, 2004, (File name: rbaker8557.htm)
- Dorothy M. Donohue, Associate Counsel, Investment Company Institute, June 4, 2004 (File name: ici060404.pdf)
- Thomas W. Sexton, Vice President and General Counsel, National Futures Association, June 4, 2004 (File name: nfa060404.pdf)
- Charlotte M. Bahin, Senior Vice President, Regulatory Affairs, America's Community Bankers, June 3, 2004 (File name: acb060304.pdf)
- Edward L. Pittman, Esq., Thelen Reid & Priest LLP, May 28, 2004 (File name: s71804-4.pdf)
- William H. Navin, Executive Vice President and General Counsel And Secretary, The Options Clearing Corporation, May 27, 2004 (File name: s71804-3.pdf)
- James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University, May 14, 2004 (File name: jjangel051404.pdf)
- Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business, University of Northern Colorado, May 4, 2004 (File name: jwpeake050404.txt)
- Barry S. Augenbraun, Senior Vice President, Raymond James Financial, Inc, St. Petersburg, Florida, April 22, 2004, (File name: bsaugenbraun6352.htm)
- Joseph Smith, Feldman Weinstein LLP, New York, New York, April 13, 2004, (File name: jsmith2192.htm)
http://www.sec.gov/rules/proposed/s71804.shtml
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