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Important Message

Due to system maintenance, the following systems will not be available on Friday, August 28, 2009 at 3:00 pm through Monday, August 31, 2009 at 7:00 am CST: Online Registration System, BASIC Data Entry, Security Futures Products Training, Online Payments, Online Arbitration Claims, Arbitrator Profile, News Center, and all Electronic Filings including WinJammer, EasyFile, Exemptions, Questionnaire, and Disclosure Documents. We apologize for any inconvenience.

NFA Today

8/11/2009
Regulatory Actions
Hi Tech Futures Trading Inc. and Jamie Lee Hall

8/6/2009
Regulatory Actions
DL Global Futures LLC

7/30/2009
News Releases
NFA fines Utah forex dealer member, Interbank FX LLC and its principal $225,000

7/30/2009
News Releases
NFA accepts offer from Tiger Financial Group, a futures firm located in Los Angeles, California, to permanently withdraw from NFA membership

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Information for NFA Members

Broker / Firm Information (BASIC)

Using NFA's Background Affiliation Status Information Center (BASIC), you can check the registration status and disciplinary history of any firm or individual that conducts business on the U.S. futures exchanges on behalf of the investing public.

BASIC

Online Registration System (ORS)

NFA has developed an Online Registration System (ORS) that allows firms and individuals to register with the CFTC and apply for NFA membership electronically. If you are currently registered, click on the tab below to access ORS.

Forgot Password? Enroll Now

File a Complaint

Investors can file a customer complaint online using the link below.

File a Complaint

Get updates via email

Subscribe to receive NFA communications such as Notices to Members, press releases and Web updates via email.

Search the NFA Manual

You can search the NFA Manual by section, Rule number and/or keywords.

Search OR View the entire manual.

Regulation. Redefined.

Investor confidence is crucial to the success of the futures markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. futures industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.