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Beneficial Ownership Filings (Securities Exchange Act)
Presented by Federal Deposit Insurance Corporation, Federal Reserve Board,
Office of the Comptroller of the Currency and Office of Thrift Supervision
Welcome to the FDIC/FRB/OCC/OTS Beneficial Ownership Filings System. This system contains beneficial ownership report filings on Forms 3, 4 and 5. For insured depository institutions whose primary Federal regulator is the FDIC, these forms replace, respectively, FDIC Forms F-7, F-8, and F-8A.

Please note that there is a Notice to Users at the bottom of this form
The information presented here was submitted by individuals or entities holding certain ownership interests in insured institutions, as mandated by Federal law. The Securities Exchange Act of 1934, as amended by the Sarbanes-Oxley Act of 2002, requires the FDIC, FRB, OCC and OTS to make these beneficial ownership forms available to the public on the Internet. You are advised that this information is presented by the Federal regulator for the filer’s institution in the same form as it was submitted. For purposes of this publication, the FDIC, FRB, OCC and OTS have not reviewed the information presented, and thus make no warranties or representations regarding its accuracy or sufficiency. In the event you intend to rely on this information for any significant purpose, you should consider confirming its accuracy.
Filings will be reflected immediately on the FDIC’s public website when submitted electronically during each business day from 8:00 AM until 10:00 PM Eastern Standard Time or Eastern Daylight Saving Time, whichever is currently in effect (“Eastern Time”). Business days include all days except Saturdays, Sundays, and Federal holidays. All beneficial ownership reports not received during these hours on business days will be posted to the FDIC’s public website at 8:00 AM Eastern Time on the following business day. The OMB numbers for these forms are as follows: 3064-0030 (FDIC), 7100-0091 (FRB), 1557-0106 (OCC), 1550-0019 (OTS).
The Beneficial Ownership Filings system contains only beneficial ownership reports that have been electronically submitted to the appropriate Federal Banking Agency (FDIC, FRB, OCC, or OTS). Reports submitted on paper pursuant to a Federal Banking Agency’s applicable hardship exemption provisions or submitted under previously applicable paper filing requirements may be obtained by contacting the appropriate agency office as follows: FDIC - Accounting and Securities Disclosure Section, 550 17th St., NW, Washington, DC 20429; FRB – Division of Banking Supervision and Regulation, 20th Street and Constitution Avenue, NW, Washington, DC 20551; OCC – Disclosure Officer, Communications Division, 250 E Street, SW, Washington, DC 20219; OTS - Business Transactions Division, Chief Counsel’s Office, 1700 G Street, NW, Washington, DC 20552.
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