DOL/SEC Hearing On Target Date Funds And Similar Investment Options

Requests to Testify

1. DALBAR, Inc.
   Louis S. Harvey
   May 22, 2009
2. Chris Tobe
   May 24, 2009
3. The Profit Sharing/401k Council of America (PSCA)
   Edward Ferrigno
   May 27, 2009
4. AllianceBernstein L.P.
   Daniel A. Notto
   May 29, 2009
5. Securities Industry and Financial Markets Association (SIFMA)
   Elizabeth Varley
   May 29, 2009
6. TIAA-CREF
   Sue K. DiLandro
   May 29, 2009
7. Callan Associates, Inc.
   Lori Lucas
   June 5, 2009
8. The Vanguard Group
   Ann L. Combs
   June 2, 2009
9. Raymond James Financial Services
   Claiborne B. "Chip" Morton
   June 3, 2009
10. Avatar Associates
    Michael Case Smith
    June 3, 2009
11. National Association of Independent Retirement Plan Advisors (NAIRPA)
    Craig P. Hoffman
    June 3, 2009
12. Griffith University
    Michael E. Drew
    June 4, 2009
13. Barclays Global Investors
    Joanne Medero
    June 2, 2009
14. Investment Company Institute
    Anna Driggs
    June 4, 2009
15. Prudential Retirement Insurance and Annuity Company
    Christine Marcks
    June 4, 2009

16. Employee Benefit Research Institute (EBRI)
    Dallas L. Salisbury
    June 4, 2009
17. Behavioral Research Associates, LLC
    Jodi DiCenzo
    June 4, 2009
18. QDIA.com
    Richard C. Dunne
    June 4, 2009
19. T. Rowe Price Group, Inc.
    David M. Abbey
    June 4, 2009
20. Watson Wyatt Worldwide
    Mark J. Warshawsky
    June 4, 2009
21. JP Morgan Asset Management
    Evelyn E. Guernsey
    June 5, 2009
22. Putnam Investments
    Leonard M. Glynn
    June 5, 2009
23. NEPC
    Richard M. Charlton
    June 5, 2009
24. Financial Engines
    Anne Tuttle
    June 5, 2009
25. Russell Investments
    Josh Cohen
    June 5, 2009
26. Fiduciary Compliance Center
    Jessica R. Flores
    June 5, 2009
27. American Benefits Council
    Jan M. Jacobson
    June 4, 2009

Testimony of Witnesses

Supplemental and Other Materials

• AllianceBernstein: Target-Date Retirement Funds: A Blueprint for Effective Portfolio Construction
• AllianceBernstein: Anti-Depression Advice for Retirees
• AllianceBernstein: Are Single-Manager Target-Date Funds Risky for Large Plan Fiduciaries?
• The Wagner Law Group
  Marcia S. Wagner
  June 16, 2009
• Fund Democracy and Consumer Federation of America
  Mercer Bullard • Barbara Roper
  June 18, 2009
• Investment Company Institute: Principles To Enhance Understanding Of Target Date Funds
  June 18, 2009
• AXA Equitable Life Insurance Company: Bringing Guaranteed Income Solutions into 401(k) Plans: Creating Awareness
  June 18, 2009
• Financial InterGroup Holdings Ltd
  Allan D. Grody • Richard R. Tinervin
  June 12, 2009
• Olivia S. Mitchell
  June 2009
• Watson Wyatt Worldwide: Asset Allocations and Risk-Return Tradeoffs of Target-Date Funds
  Gaobo Pang • Mark Warshawsky
  June 18, 2009
• ERISA Industry Committee (ERIC)
  Mark J. Ugoretz
  July 17, 2009
• Fidelity Investments
  Douglas O. Kant
  July 17, 2009
• Reish & Reicher
  C. Frederick Reish • Bruce L. Ashton
  July 17, 2009
• JP Morgan Asset Management: Sharpening Your Aim - Selecting the best target date strategy for your participants
• JP Morgan Asset Management: Ready! Fire! Aim? - How some target date fund designs are missing the mark on providing retirement security for those who need it most
• JP Morgan Asset Management: Post-Modern Asset Management: The Credit Crisis and Beyond
• JP Morgan Asset Management
  Anne Lester
• Investment Company Institute: Principles To Enhance Understanding Of Target Date Funds
• Investment Company Institute
  Karrie McMillan
  July 20, 2009

Requesting Copies of Comments

Copies of public comments are also available upon request from EBSA's Public Disclosure Room.  Send requests for copies of documents to:

U.S. Department of Labor
Employee Benefits Security Administration
Public Disclosure Room
200 Constitution Avenue, NW, Suite N-1513
Washington, DC 20210
Tel 202.693.8673

Learn more about how to request documents from the Department of Labor in the EBSA publication How to Obtain Employee Benefit Documents from the Department of Labor.