Alabama
Securities Commission
770 Washington Ave., Suite 570
Montgomery, AL 36130-4700
334-242-2984
Toll free: 1-800-222-1253 (AL)
Fax: 334-242-0240
E-mail: asc@asc.alabama.gov
www.asc.state.al.us/
Alaska
Division of Banking and Securities
Department of Commerce, Community and Economic Development
PO Box 110807
Juneau, AK 99811-0807
907-465-2521
Toll free: 1-888-925-2521 (AK)
TTY: 907-465-5437
Fax: 907-465-2549
E-mail: dbsc@commerce.state.ak.us
www.commerce.state.ak.us
Arizona
Securities Division
Arizona Corporation Commission
1300 W.Washington, 3rd Floor
Phoenix, AZ 85007
602-542-4242
Toll free: 1-866-837-4399 (AZ)
Fax: 602-594-7470
E-mail: SecuritiesDiv@azcc.gov
www.azinvestor.gov
Arkansas
Arkansas Securities Department
Heritage West Bldg., Suite 300
201 East Markham,
Little Rock, AR 72201-1692
501-324-9260
Toll free: 1-800-981-4429
Fax: 501-324-9268
E-mail: infor@securities.arkansas.gov
www.securities.arkansas.gov
California
Department of Corporations
Consumer Services Office
1515 K St., Suite 200
Sacramento, CA 95814
916-327-7585
Toll free: 1-866-275-2677
TTY: 1-800-735-2966
Fax: 916-322-8864
www.corp.ca.gov
Colorado
Division of Securities
Department of Regulatory Agencies
1560 Broadway, Suite 900
Denver, CO 80202
303-894-2320
TTY: 1-800-659-2656
Fax: 303-861-2126
E-mail: securities@dora.state.co.us
www.dora.state.co.us/securities
Connecticut
Department of Banking
Securities and Business Investments Division
260 Constitution Plaza
Hartford, CT 06103-1800
860-240-8230
Toll free: 1-800-831-7225
Fax: 860-240-8295
E-mail: banking.complaints@ct.gov
www.ct.gov/dob
Delaware
Division of Securities
Department of Justice
State Office Bldg.
820 North French St., 5th Floor
Wilmington, DE 19801
302-577-8424
TTY: 302-577-5783
Fax: 302-856-5660
www.state.de.us/securities
District of Columbia
Dept. of Insurance, Securities and Banking
810 First St., NE, Suite 701
ATTN: Consumer Proteection Advocate
Washington, DC 20002
202-727-8000
202-442-7843
Fax: 202-535-1194
E-mail: disb@dc.gov
disb.dc.gov
Florida
Division of Securities
Office of Financial Regulation
ATTN: Securities Area Financial Manager
200 East Gaines St.
Tallahassee, FL 32399-0374
850-410-9500
Toll free: 1-800-848-3792 (FL)
Fax: 850-410-9748
E-mail: ofr@flofr.com
www.flofr.com
Georgia
Divison of Securities and Business Regulation
Office of the Secretary of State
Suite 802, West Tower
2 Martin Luther King, Jr. Drive, SE
Atlanta, GA 30334
404-656-3920
Toll free: 1-888-733-7427
Fax: 404-657-8410
E-mail: securities@sos.state.ga.us
www.sos.ga.gov/securities
Hawaii
Securities Enforcement Branch
Business Registration Division
Department of Commerce and Consumer Affairs
P.O. Box 40
Honolulu, HI 96810
808-586-2744
Fax: 808-586-3977
E-mail: seb@dcca.hawaii.gov
www.hawaii.gov/dcca
Idaho
Department of Finance
Securities Bureau
PO Box 83720
Boise, ID 83720-0031
208-332-8000
Toll free: 1-888-346-3378 (ID)
Fax: 208-332-8099
E-mail: finance@finance.idaho.gov
finance.idaho.gov
Illinois
Securities Department
Secretary of State
300 W. Jefferson St, Suite 300A
Springfield, IL 62702
217-782-2256
Toll free: 1-800-628-7937 (IL)
Fax: 217-782-8876
www.sos.state.il.us
Indiana
Securities Division
Office of the Secretary of State
302 W. Washington, Room E-111
Indianapolis, IN 46204
317-232-6681
Toll free: 1-800-223-8791 (IN)
Fax: 317-233-3675
www.state.in.us/sos/securities
Iowa
Securities and Regulated Industries Bureau
340 Maple St.
Des Moines, IA 50319-0066
515-281-4441
Toll free: 1-877-955-1212 (IA)
Fax: 515-281-6467
E-mail: iowasec@iid.state.ia.us
www.iid.state.ia.us
Kansas
Office of the Securities Commissioner
618 South Kansas Ave.
2nd Floor
Topeka, KS 66603-3804
785-296-3307
Toll free: 1-800-232-9580 (KS)
Toll free:
Fax: 785-296-6872
E-mail: ksc@ksc.ks.gov
www.ksc.ks.gov
Kentucky
Division of Securities
Department of Financial Institutions
1025 Capitol Center Dr., Ste. 200
Frankfort, KY 40601-3868
502-573-3390
Toll free: 1-800-223-2579
Fax: 502-573-0086
E-mail: kfi@ky.gov
www.kfi.ky.gov
Louisiana
Securities Division
Office of Financial Institutions
8660 United Plaza Blvd., 2nd Floor
Baton Rouge, LA 70809
225-925-4660
Fax: 225-925-4511
www.ofi.state.la.us
Maine
Office of Securities
121 State House Station
Augusta, ME 04333-0121
207-624-8551
Toll free: 1-877-624-8551 (ME)
TTY: 207-624-8563
Fax: 207-624-8590
www.maine.gov/securities
Maryland
Securities Division
Office of the Attorney General
200 Saint Paul Place
Baltimore, MD 21202-2020
410-576-6360
Toll free: 1-888-743-0023 (MD)
TTY: 410-576-6372
Fax: 410-576-6532
E-mail: securities@oag.state.md.us
www.oag.state.md.us
Massachusetts
Securities Division
Office of the Secretary of the Commonwealth
One Ashburton Place, 17th Floor, Room 1701
Boston, MA 02108
617-727-3548
Toll free: 1-800-269-5428 (MA)
TTY: 617-878-3889
Fax: 617-248-0177
E-mail: securities@sec.state.ma.us
www.sec.state.ma.us/sct
Michigan
Securities Division
Office of Financial and Insurance Regulation
PO Box 30220
Lansing, MI 48909
517-373-0220
Toll free: 1-877-999-6442
Fax: 517-241-6356
E-mail: ofis-sec-info@michigan.gov
www.michigan.gov/ofis
Minnesota
Department of Commerce
Market Assurance Division
85 Seventh Place East, Suite 500
St. Paul, MN 55101
651-296-4973
651-296-2488
Toll free: 1-800-657-3602 (MN)
TTY: 651-296-2860
Fax: 651-296-4328
E-mail: securities.commerce@state.mn.us
www.commerce.state.mn.us
Mississippi
Securities Division
Business Regulation and Enforcement
Secretary of State's Office
PO Box 136
Jackson, MS 39205
601-359-1350
Toll free: 1-800-804-6364
Fax: 601-359-1499
www.sos.state.ms.us
Missouri
Commissioner of Securities
PO Box 1276
Jefferson City, MO 65102
573-751-4136
Toll free: 1-800-721-7996 (MO)
Fax: 573-526-3124
E-mail: securities@sos.mo.gov
www.sos.mo.gov
Montana
Montana State Auditor's Office
Securities Division
840 Helena Ave.
Helena, MT 59601
406-444-2040
Toll free: 1-800-332-6148 (MT)
Fax: 406-444-5558
E-mail: stateauditor@mt.gov
www.sao.mt.gov
Nebraska
Bureau of Securities
Department of Banking & Finance
PO Box 95006
Lincoln, NE 68509-5006
402-471-3445
Toll free: 1-877-471-3445
Fax: 402-471-3062
www.ndbf.org
Nevada
Securities Division
Office of the Secretary of State
555 East Washington Ave.
Suite 5200
Las Vegas, NV 89101
702-486-2440
Fax: 702-486-2452
E-mail: nvsec@sos.nv.gov
www.sos.state.nv.us
New Hampshire
Bureau of Securities Regulation
107 N. Main Street, #204
Concord, NH 03301
603-271-1463
Fax: 603-271-7933
www.sos.nh.gov/securities
New Jersey
Bureau of Securities
Department of Law and Public Safety
PO Box 47029
Newark, NJ 07101
973-504-3600
Toll free: 1-866-446-8378 (NJ)
Fax: 973-504-3601
E-mail: Askbureauofsecurities@dca.lps.state.nj.us
www.njsecurities.gov
New Mexico
Securities Division
Regulation & Licensing Department
2550 Cerrillos Road, 3rd Floor
Santa Fe, NM 87505
505-476-4580
Toll free: 1-800-704-5533 (NM)
Fax: 505-984-0617
www.rld.state.nm.us/securities
New York
Investor Protection Bureau
Office of the Attorney General
120 Broadway, 23rd Floor
New York, NY 10271
212-416-8222
Fax: 212-416-8816
www.oag.state.ny.us
North Carolina
Securities Division
P.O. Box 29622
Raleigh, NC 27626-0622
919-733-3924
Toll free: 1-800-688-4507 (Investor Hotline)
Fax: 919-821-0818
www.sosnc.com
North Dakota
Securities Department
State Capitol -- 5th Floor
600 E. Boulevard Ave.
Bismarck, ND 58505-0510
701-328-2910
Toll free: 1-800-297-5124 (ND)
Fax: 701-328-2946
E-mail: ndsecurities@nd.gov
www.ndsecurities.com
Ohio
Division of Securities
77 South High St.
22nd Floor
Columbus, OH 43215-6131
614-644-7381
614-466-6140 (Enforcement)
Toll free: 1-800-788-1194 (Investor Protection Hotline)
Fax: 614-466-3316
E-mail: securitiesgeneral.questions@com.state.oh.us
www.securities.state.oh.us
Oklahoma
Department of Securities
First National Center
120 North Robinson, Suite 860
Oklahoma City, OK 73102
405-280-7700
Fax: 405-280-7742
E-mail: general@securities.state.ok.gov
www.securities.ok.gov
Oregon
Division of Finance and Corporate Securities
Department of Consumer & Business Services
PO Box 14480
Salem, OR 97309-0405
503-378-4140
503-378-4387
Toll free: 1-866-814-9710
TTY: 503-378-4100
Fax: 503-947-7862
E-mail: dcbs.dfcsmail@state.or.us
dfcs.oregon.gov
Pennsylvania
Securities Commission
Office of the Secretary
Eastgate Office Building, 2nd Floor
1010 North Seventh St.
Harrisburg, PA 17102-1410
717-787-8061
Toll free: 1-800-600-0007 (PA)
Fax: 717-783-5122
E-mail: pscwebmaster@state.pa.us
www.psc.state.pa.us
Puerto Rico
Office of the Commissioner of Financial Institutions
PO Box 11855
San Juan, PR 00910-3855
787-723-3131
Fax: 787-723-4042
www.cif.gov.pr
Rhode Island
Securities Division
Dept. of Business Regulation
1511 Pontiac Avenue
Cranston, RI 02920
401-462-9527
TTY: 711 (In Rhode Island Only)
Fax: 401-462-9645
E-mail: SecuritiesInquiry@dbr.state.ri.us
www.dbr.state.ri.us
South Carolina
Securities Division
Office of the Attorney General
PO Box 11549
Columbia, SC 29211-1549
803-734-9916 (Securities)
803-734-3970 (Attorney General)
Fax: 803-734-3677
www.scattorneygeneral.com//securities
South Dakota
Division of Securities
445 East Capitol Ave.
Pierre, SD 57501-3185
605-773-4823
Fax: 605-773-5953
E-mail: drr.securities@state.sd.us
www.state.sd.us/dcr/securities
Tennessee
Securities Division
Department of Commerce and Insurance
Davy Crockett Tower
500 James Robertson Pkwy. Suite 680
Nashville, TN 37243
615-741-2241
Toll free: 1-800-863-9117 (TN)
Fax: 615-532-8375
E-mail: Securities.1@tn.gov
www.state.tn.us/commerce/securities
Texas
State Securities Board
PO Box 13167
Austin, TX 78711-3167
512-305-8300
Fax: 512-305-8310
www.ssb.state.tx.us
Utah
Division of Securities
Department of Commerce
PO Box 146760
Salt Lake City, UT 84114-6760
801-530-6600
Toll free: 1-800-721-7233 (UT)
Fax: 801-530-6980
E-mail: security@utah.gov
www.securities.utah.gov
Vermont
Securities Division
Department of Banking, Insurance, Securities, & Health Care Administration
89 Main Street
Montpelier, VT 05620-3101
802-828-3420
Toll free: 1-877-550-3907
Fax: 802-828-2896
www.vermontsecurities.info
Virginia
Division of Securities and Retail Franchising
State Corporation Commission
PO Box 1197
Richmond, VA 23218
804-371-9187
804-371-9967
Toll free: 1-800-552-7945 (VA)
TTY: 804-371-9206
Fax: 804-371-9911
E-mail: SRF_General@scc.virginia.gov
www.scc.virginia.gov/srf
Washington
Division of Securities
Department of Financial Institutions
PO Box 41200
Olympia, WA 98504-1200
360-902-8760
Toll free: 1-877-746-4334
TTY: 360-664-8126
Fax: 360-902-0524
E-mail: investorcomplaints@dfi.wa.gov
www.dfi.wa.gov
West Virginia
Securities Commission
State Auditor's Office
200 W. Main St.
Clarksburg, WV 26301
304-627-2415
Toll free: 1-888-368-9507 (check registration & background)
Toll free: 1-888-509-6567 (Enforcement)
Fax: 304-627-2417
E-mail: securities@wvsao.gov
www.wvsao.gov/securitiescommission
Wisconsin
Division of Securities
Department of Financial Institutions
PO Box 1768, 4th Floor
Madison, WI 53701-1768
608-266-1064
Toll free: 1-800-472-4325 (WI)
TTY: 608-266-8818
Fax: 608-264-7979
www.wdfi.org
Wyoming
Compliance Division
Office of the Secretary of State
State Capitol Bldg.
200 West 24th St.
Cheyenne, WY 82002-0020
307-777-7370
Fax: 307-777-7640
E-mail: compliance@state.wy.us
soswy.state.wy.us
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