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Investor Information

The SEC’s Office of Investor Education and Advocacy provides a variety of services and tools to address the problems and questions you may face as an investor. We cannot tell you what investments to make, but we can help you to invest wisely and avoid fraud.

  Investor Tips  

* SEC-FINRA Investor Alert on Leveraged and Inverse ETFs
* SEC-FINRA Investor Alert on Old GM Stock
* Investor Alert on State of California IOUs
* Information for Stanford Investors

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Information on How Investors May Recover Funds

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SEC Administrative Proceedings (Fair Funds)

Commission Rules on Fair Funds and Disgorgement Funds

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Modified: 08/18/2009