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Banking RegulatorsThe SEC routinely receives questions and complaints from investors about the investment products they have purchased. But not all investments are considered securities under the securities laws. For example, some products, such as notes that have been issued by a bank, may not be securities and are regulated by the banking authorities. If you have a question or want to file a complaint, the following tells you how you can contact the appropriate banking regulator: Board of Governors of the Federal Reserve System At the Federal Deposit Insurance Corporation's website, you can also determine the regulator for a particular bank and trace inactive banks to their successor institutions. http://www.sec.gov/answers/bankreg.htm
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