Selected Releases and Information Concerning Changes in the Section 31 Fee Rate

• SEC Fee Rate Advisory #1 for Fiscal Year 2010 (April 30, 2009)
  Note: See Recent Fee Rate Advisories for archive advisory notices
   
• Collection Practices under Section 31 of the Exchange Act: Release 34-49928 (June 2004)
   
• General Guidance for Firms
   
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• NYSE Information Memo 09-17 (April 2, 2009)
   
• Nasdaq OMX Equity Regulatory Alert #2009-6 (March 24, 2009)
   
• FINRA Information Notice (March 16, 2009)
   
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• SIFMA Notice
   
• Additional materials relating to Section 31

If you have questions for the Division of Trading and Markets, please call our hotline at 202-551-5777 or email tradingandmarkets@sec.gov.

http://www.sec.gov/divisions/marketreg/sec31info.htm