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Securities and InvestmentsPublisher: House, Committee on Financial Services Description: Committee Print 108-B. Includes: Securities Act of 1933; Securities Exchange Act of 1934; Public Utility Holding Company Act of 1935; Trust Indenture Act of 1939; Investment Company Act of 1940; Investment Advisers Act of 1940; Securities Investor Protection Act of 1970; Gramm-Leach-Bliley Act; Commodity Futures Modernization Act of 2000; and Sarbanes-Oxley Act of 2002. 108th Congress, 1st Session. Edge Indexed. Jacket 84-107. Year/Pages: 2003: 936 p. Price: $61.00 Publisher: Securities and Exchange Commission Description: Includes companies with securities listed on national securities exchanges, companies with securities traded over the counter which are registered under Section 12 (g) of the Securities Exchange Act, and certain companies required to file pursuant to Section 15 (d) of the Securities Exchange Act as a result of having securities registered under the Securities Act of 1933. Year/Pages: 2000: 543 p. Price: $20.40 Publisher: Justice Dept., Federal Judicial Center Description: 2d edition. Provides an introduction and an overview of the securities laws, the laws having to do with investing and investments. This book does not include the texts of the laws. Year/Pages: 2003: 184 p. Price: $5.60 Securities and Exchange Commission Annual Report, 2002 Publisher: Securities and Exchange Commission Description: SEC Annual Report 2002. On spine: United States Securities and Exchange Commission Annual Report 2002. Covers: Enforcement; International Affairs; Investor Education and Assistance; Regulation of Securities Markets; Investment Management Regulation; Compliance Inspections and Examinations; Full Disclosure System; Accounting and Auditing Matters; Other Litigation and Legal Activities; Initiatives; Economic Research and Analysis; and Policy Management and Administrative Support. Includes biographies of Commission members, a list of principal staff officers and regional and district offices. Item 903. Year/Pages: 2003: 199 p.; ill. Price: $6.00 Publisher: Treasury Dept., Office of the Secretary Description: Quarterly periodical. Subscription price covers issues for 1 year. Subscription service begins with the first issue after the order is processed. Copies of the latest 2 issues are retained in stock for individual purchase. Single copy, $21.00; foreign single copy, $29/40. A quarterly synopsis of Treasury activities, covering financing operations, budget receipts and expenditures, debt operations, cash income and outgo, internal revenue collections, capital movements, yields of long-term bonds, ownership of Federal securities, and other Treasury activities. TRBU. File Code 2M. Item 926-A.
Price:
$51.00
United States Savings Bond Redemption Values: Series EE, Series I, Series E, and Savings Notes Publisher: Treasury Dept., Bureau of the Public Debt Description: Semiannual periodical. Subscription price covers issues for 1 year. Single copy, $14.00; foreign single copy, $19.60. Current issue retained in stock for individual purchase. SBOND. File Code 2S.
Price:
$14.00
Publisher: Securities and Exchange Commission Description: Includes a list of Members of the Commission and a table of decisions and reports citing sections of acts involved. Item 908. Year/Pages: 2003: 1289 p. Price: $68.00 [ Top ]
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