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What's New on the SEC Website
July 10, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive Exemptive Letters
Litigation
Administrative Proceedings
- I Join Systems, Inc., I-Tel Networks, Inc., I-Transaction Net, Inc., iGenisys, Inc., IITC Holdings, Ltd., Iksorb Enterprises, Inc., and The Imagemakers Photography, Inc. (Release No. 34-60277; File No. 3-13517)
- Ameriprise Financial Services, Inc. (Release No. 33-9051; 34-60279; File No. 3-13544)
Litigation Releases
- Alanar, Inc., et al. (Lit. Rel. No. 21125)
- Thomas J. Petters, Gregory M. Bell and Lancelot Investment Management LLC, Defendants, and Inna Goldman, Inna Goldman Revocable Trust, Asia Trust Ltd., Blue Sky Trust, and Gregory Bell Revocable Trust, Relief Defendants (Lit. Rel. No. 21124)
See also Complaint
- Colonial Investment Management LLC, Colonial Fund LLC and Cary G. Brody (Lit. Rel. No. 21123)
See also: Findings of Fact and Conclusions of Law
News and Public Statements
Regulatory Actions
Proposed Rules
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BATS Rule 11.9, Entitled "Orders and Modifiers" (Release No. 34-60266; File No. SR-BATS-2009-022; July 9, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPoint(SM) System (Release No. 34-60278; File No. SR-NYSE-2009-67; July 10, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend its Suspension of its Dollar Stock Price Continued Listing Standard to July 31, 2009 (Release No. 34-60273; File No. SR-NYSE-2009-64; July 9, 2009)
- NYSE: Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC in connection with the Proposal of NYSE Euronext to Require that At Least Three-fourths of Its Directors Satisfy Independence Requirements (Release No. 34-60261; File No. SR-NYSE-2009-60; July 8, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. that Extends the Suspension of NYSE Arca's Stock Price Continued Listing Standard to July 31, 2009 (Release No. 34-60272; File No. SR-NYSEArca-2009-64; July 9, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(x) and 7.31(kk) (Release No. 34-60262; File No. SR-NYSEArca-2009-63; July 8, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Complex Orders (Release No. 34-60267; File No. SR-Phlx-2009-42; July 9, 2009)
http://www.sec.gov/news/whatsnew/wn071009.shtml
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