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What's New on the SEC Website
July 1, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
News and Public Statements
Press Releases
Speeches and Public Statements
- Statement at SEC Open Meeting, by Commissioner Luis A. Aguilar, Washington, D.C.
- Division Statement before the Commission Open Meeting: Shareholder Approval of Executive Compensation of TARP Recipients, by John Harrington, Attorney-Adviser, Washington, D.C.
- Division Statement before the Commission Open Meeting: Proxy Disclosure and Solicitation Enhancements, by Sean Harrison, Special Counsel, Washington, D.C.
- Statement at SEC Open Meeting, by Commissioner Troy A. Paredes, Washington, D.C.
- Statement at SEC Open Meeting, by Chairman Mary L. Schapiro, Washington, D.C.
- Statement at SEC Open Meeting, by Commissioner Elisse B. Walter, Washington, D.C.
Regulatory Actions
Investment Company Act Notices and Orders
Other Commission Orders, Notices, and Information
Proposed Rules
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing of a Proposed Rule Change Regarding a New Options Market Linkage Structure (Release No. 34-60187; File No. SR-CBOE-2009-040; June 29, 2009)
- CBOE: Order Granting Approval of Proposed Rule Change Relating to Rebating Member Dues for Certain Members (Release No. 34-60185; File No. SR-CBOE-2009-028; June 29, 2009)
- FINRA: Notice of Filing of Proposed Rule Change Relating to Outside Business Activities of Registered Persons (Release No. 34-60199; File No. SR-FINRA-2009-042; June 30, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes (Release No. 34-60192; File No. SR-ISE-2009-42; June 30, 2009)
- NASDAQ: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds (Release No. 34-60201; File No. SR-NASDAQ-2009-062; June 30, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Listing Rules to Make Certain Technical Changes and Typographical Corrections (Release No. 34-60193; File No. SR-NASDAQ-2009-052; June 30, 2009)
- NASDAQ: Notice of Filing of a Proposed Rule Change to Adopt rules to Implement the Options Order Protection and Locked/Crossed Market Plan (Release No. 34-60186; File No. SR-NASDAQ-2009-056; June 29, 2009)
- NASDAQ: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of The NASDAQ OMX Group, Inc. (Release No. 34-60183; File No. SR-NASDAQ-2009-039; June 26, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or July 24, 2009 (Release No. 34-60197; File No. SR-NYSE-2009-62; June 30, 2009)
- NYSE Arca: Notice of Filing of Proposed Rule Change to List and Trade Shares of the Dent Tactical ETF (Release No. 34-60195; File No. SR-NYSEArca-2009-55; June 30, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 (Release No. 34-60191; File No. SR-NYSEArca-2009-58; June 30, 2009)
- NYSE Arca: Notice of Filing of Proposed Rule Change to Amend the Schedule of Fees and Charges for Exchange Services (Release No. 34-60184; File No. SR-NYSEArca-2009-52; June 29, 2009)
- Phlx: Notice of Filing of Proposed Rule Change Relating to Fees for the Top of PHLX Options ("TOPO") Data Feed (Release No. 34-60202; File No. SR-Phlx-2009-54; June 30, 2009)
Staff Interpretations
Division of Investment Management No-Action Letters
http://www.sec.gov/news/whatsnew/wn070109.shtml
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