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What's New on the SEC Website
June 30, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Exemptive Orders
Administrative Proceedings
- Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh and Mark W. Wells (Release Nos. 33-9047, 34-60190, IA-2898)
See also Order
Litigation Releases
News and Public Statements
Press Releases
Speeches and Public Statements
Regulatory Actions
Proposed Rule
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility (Release No. 34-60174; File No. SR-BX-2009-030; June 25, 2009)
- CBOE: Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Its Minor Rule Violation Plan (Release No. 34-60177; File No. SR-CBOE-2009-037; June 25, 2009)
- FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2380 to Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions (Release No. 34-60172; File No. SR-FINRA-2009-040; June 25, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees (Release No. 34-60175; File No. SR-ISE-2009-36; June 25, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Optional Anti-Internalization Functionality (Release No. 34-60182; File No. SR-NASDAQ-2009-057; June 26, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Extend through September 30, 2009, its Waiver of Registered Representative Fees for New York Stock Exchange Member Organizations (Release No. 34-60176; File No. SR-NYSEAmex-2009-30; June 25, 2009)
http://www.sec.gov/news/whatsnew/wn063009.shtml
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