What's New on the SEC Website
June 10, 2009

Administrative Proceedings

• Brent Lemons (Release No. 34-60092; File No. 3-13513)
   
• Keevin H. Leonard and Robert F. Malin (Release No. 34-60091; File No. 3-13512)
  Note: See also the Order in this matter
   
• Xentel Interactive, Inc., XXSYS Technologies, Inc., Yuma Gold Mines Ltd. (n/k/a Yuma Copper Corp.), Zion Development Corp., and Zomex Distribution, Inc. (Release No. 34-60090; File No. 3-13511)
  Note: See also the Order in this matter
   
• Raymond Thomas (Release No. IA-2891; File No. 3-13408)
   
• I.A. Europe Group, Inc. (n/k/a Ghost Technology, Inc.), I-Carauction.com, Inc., ICIS Management Group, Inc., iCommerce Group, Inc., IDM Environmental Corp., and Illinois Creek Corp. (Release No. 34-60082; File No. 3-13449)
   
• Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; and Steven B. Markovitz (Release No. 34-60056A; File Nos. 3-12116 and 3-11292; June 5, 2009)

Litigation Releases

• Phillip Macdonald, Martin Gollan, and Michael Goodman (Lit. Rel. No. 21079; June 10, 2009)
   
• Matthew D. Weitzman (Lit. Rel. No. 21078; June 10, 2009)

Press Releases

• Chairman Schapiro Statement on Executive Compensation (2009-133)
   
• SEC Charges New York-Based Investment Adviser for Stealing Client Funds (2009-132)

Proposed Rule

• Facilitating Shareholder Director Nominations (Release Nos. 33-9046, 34-60089, IC-28765; File No. S7-10-09)

Investment Company Act Notices and Orders

• Banc of America Securities LLC, et al. (Release No. IC-28764; File No. 812-13662; June 9, 2009)
   
• Deutsche Bank Securities Inc., et al. (Release No. IC-28763; File No. 812-13664; June 9, 2009)
   
• RBC Capital Markets Corporation, et al. (Release No. IC-28762; File No. 812-13663; June 9, 2009)

Other Commission Orders, Notices, and Information

• Deutsche Bank Securities, Inc. (Release No. 33-9045; June 9, 2009)
   
• Banc of America Securities, LLC, and Banc of America Investment Services, Inc. (Release No. 33-9044; June 9, 2009)
   
• Banc of America Securities, LLC and Banc of America Investment Services, Inc. (Release Nos. 33-9043A, 34-60081A; June 9, 2009)
   
• RBC Capital Markets Corp. (Release Nos. 33-9042, 34-60079; June 9, 2009)
   
• RBC Capital Markets Corp (Release No. 33-9041; June 9, 2009)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Notice of Filing of Proposed Rule Change to Repeal Incorporated NYSE Rule 134 (Differences and Omissions Cleared Transactions) and NYSE Rule 440I (Records of Compensation Arrangements Floor Brokerage) as Part of the Process to Develop the Consolidated FINRA Rulebook (Release No. 34-60070; File No. SR-FINRA-2009-038; June 8, 2009)
   
• FINRA: Notice of Filing of Proposed Rule Change to adopt FINRA Rules 2124 (Net Transactions with Customers), 2220 (Options Communications), 4370 (Business Continuity Plans and Emergency Contact Information) and 5250 (Payments for Market Making) in the Consolidated FINRA Rulebook (Release No. 34-60066; File No. SR-FINRA-2009-036; June 8, 2009)
   
• FINRA: Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend the Panel Composition Rules of the Code of Arbitration Procedure for Industry Disputes (Release No. 34-60061; File No. SR-FINRA-2009-011; June 5, 2009)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Pricing for NASDAQ Flash Functionality for Routable Orders (Release No. 34-60069; File No. SR-NASDAQ-2009-051; June 8, 2009)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee and Rebate Schedule to (i) Increase from 50,000 to 5 Million the Liquidity Adding Average Daily Volume Thresholds in the Automatic Execution Mode of Order Interaction ("AutoEx"); (ii) Include Securities Less Than One Dollar in the Calculation of Liquidity Adding and Total Average Volume Thresholds in AutoEx; and (iii) Eliminate the Two Lower Tiers with Respect to the AutoEx Liquidity Adding Zero Display Order Rebate (Release No. 34-60068; File No. SR-NSX-2009-04; June 8, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or June 30, 2009 (Release No. 34-60062; File No. SR-NYSE-2009-53; June 8, 2009)
   
• NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Safety First Trust Certificates Linked to the S&P 500 Index (Release No. 34-60072; File No. SR-NYSEArca-2009-46; June 9, 2009)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services (Release No. 34-60067; File No. SR-NYSEArca-2009-48; June 8, 2009)
   
• NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Generic Listing Rules for Currency Trust Shares (Release No. 34-60065; File No. SR-NYSEArca-2009-47; June 8, 2009)
   
• NYSE Arca: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares Diversified Alternatives Trust (Release No. 34-60064; File No. SR-NYSEArca-2009-30; June 8, 2009)
   
• NYSEAmex: Notice of Filing of a Proposed Rule Change Amending Rule 70.25 to Permit all Available Contra-side Liquidity to Trigger the Execution of a d-Quote (Release No. 34-60055; File No. SR-NYSEAmex-2009-24; June 5, 2009)

ALJ Orders

• GLB Trading, Inc. and Robert A. Lechman (Administrative Proceeding File No. 3-13443; May 14, 2009)