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What's New on the SEC Website
May 18, 2009
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Corporation Finance — Staff No-Action, Interpretive Exemptive Letters
Division of Investment Management — Staff No-Action and Interpretive Letters
Litigation
Administrative Proceedings
Litigation Releases
News and Public Statements
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NASDAQ OMX BX: Notice of Filing of Proposed Rule Change to Retroactively Amend the Fee Schedule to Clarify and Correct References to the Volume Discount Given to Market Makers (Release No. 34-59919; File No. SR-BX-2009-025; May 14, 2009)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical Corrections of the Rules of the Boston Options Exchange Facility (Release No. 34-59918; File No. SR-BX-2009-024; May 14, 2009)
- CBOE: Notice of Filing of a Proposed Rule Change to Permanently Establish the Quarterly Option Series Pilot Program (Release No. 34-59920; File No. SR-CBOE-2009-029; May 14, 2009)
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution" (Release No. 34-59934; File No. SR-BATS-2009-013; May 15, 2009)
- DTC, FICC, NSCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control (File Nos.: SR-DTC-2009-07, SR-FICC-200-06, SR-NSCC-2009-03; Release No. 34-59917)
- FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook (Release No. 34-59921; File No. SR-FINRA-2009-028; May 14, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange (Release No. 34-59923; File No. SR-NASDAQ-2009-046; May 14, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding the Minimum Creation and Redemption Size Applicable to the MacroShares Major Metro Housing Trusts (Release No. 34-59932; File No. SR-NYSEArca-2009-43; May 15, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Order Entry Port Fee (Release No. 34-59925; File No. SR-Phlx-2009-43; May 14, 2009)
http://www.sec.gov/news/whatsnew/wn051809.shtml
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