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What's New on the SEC Website
May 11, 2009
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Enforcement Investors Claims Funds
Information for EDGAR Filers
Litigation
News and Public Statements
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. (Release No. 34-59890; File No. SR-BATS-2009-010; May 7, 2009)
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. (Release No. 34-59889; File No. SR-BATS-2009-011; May 7, 2009)
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes (Release No. 34-59892; File No. SR-CBOE-2009-027; May 8, 2009)
- FINRA: Notice of Filing of Proposed Rule Change Relating to Expedited Administration of Promissory Note Cases (Release No. 34-59885; File No. SR-FINRA-2009-015; May 7, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Increase the Super Tier Rebate in Securities Reported to Tape A and Tape C (Release No. 34-59888; File No. SR-ISE-2009-23; May 7, 2009)
- ISE: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to such Non-ISE Members (Release No. 34-59887; File No. SR-ISE-2009-24; May 7, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule (Release No. 34-59882; File No. SR-ISE-2009-21; May 7, 2009)
- MSRB: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to MSRB Rule G-8 Requiring Brokers, Dealers and Municipal Securities Dealers to Maintain Certain Records Relating to Auction Rate Securities and Variable Rate Demand Obligations (Release No. 34-59873; File No. SR-MSRB-2009-06; May 6, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding Amendments to NYSE Arca Equities Rule 8.3 ("Listing of Currency and Index Warrants") (Release No. 34-59886; File No. SR-NYSEArca-2009-39; May 7, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center and NASDAQ Options Market (Release No. 34-59879; File No. SR-NASDAQ-2009-041; May 6, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Making Certain Amendments to its Price List (Release No. 34-59883; File No. SR-NYSEAmex-2009-16; May 7, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete All References in the NYSE Rule Book to "Alternext" and "Alternext US" and Substitute References to "Amex" to Reflect the Recent Name Change of NYSE Alternext US LLC to NYSE Amex LLC (Release No. 34-59884; File No. SR-NYSE-2009-43; May 7, 2009)
http://www.sec.gov/news/whatsnew/wn051109.shtml
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