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What's New on the SEC Website
April 22, 2009
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Law Judge (ALJ) Decisions and Orders
Administrative Proceedings
- Weiss Research, Inc., Martin Weiss, and Lawrence Edelson (Release No. 34-59813)
- David Scott Cacchione (Release No. 34-59812)
- Aegis Consumer Funding Group, Inc., APS Holding Corp., Dakota Mining Corp., Digital Communications Technology Corp., Horn Silver Mines, Inc., and TCC Industries, Inc. (Release No. 34-59810)
- IDM Participating Income Co., IDM Participating Income Co. II, IDM Participating Income Co. III, IDM Participating Income Co. IV, IDM Participating Income Co. V, IDM Participating Income Co. VII, IDM Participating Income Co. 90 (Release No. 34-59809)
- Hennessee Group LLC and Charles J. Gradante (Release No. IA-2871)
Litigation Releases
News and Public Statements
Information for:
Regulatory Actions
Investment Company Act Releases
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BX: Notice of Filing of Proposed Rule Change Regarding Market Maker Obligations (Release No. 34-59804; File No. SR-BX-2009-020; April 21, 2009)
- FICC: Order Granting Approval of a Proposed Rule Change to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities (Release No. 34-59802; File No. SR-FICC-2009-03; April 20, 2009)
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Substantive, Technical Changes to FINRA Trade Reporting Rules Upon Implementation of SR-FINRA-2008-011 (Release No. 34-59805; File No. SR-FINRA-2009-027; April 21, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change (Release No. 34-59806; File No. SR-ISE-2009-19; April 21, 2009)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing (Release No. 34-59807; File No. SR-NASDAQ-2009-036; April 21, 2009)
- NASDAQ: Order Approving Proposed Rule Change as Modified by Amendments No. 2 and 3 Thereto to Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet (Release No. 34-59795; File No. SR-NASDAQ-2006-064; April 20, 2009)
- NYSE Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 13, 902, 903, 904, 905 and 906 to Eliminate Certain Order Types from the Off-Hours Trading Facility (Release No. 34-59799; File No. SR-NYSEAmex-2009-07; April 20, 2009)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change (Release No. 34-59808; File No. SR-NYSEArca-2009-31; April 21, 2009)
Divisions
Division of Corporation Finance No-Action, Exemptive, and Interpretive Letters
http://www.sec.gov/news/whatsnew/wn042209.shtml
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