|
|
What's New on the SEC Website
March 4, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Litigation
Administrative Proceedings
Litigation Releases
- Scott A. Livengood, John W. Tate, and Randy S. Casstevens (Lit. Rel. No. 20923)
See also: Complaint in this matter
- Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC (Lit. Rel. No. 20922)
See also:
Complaint v. Automated Trading Desk Specialists, LLC
Complaint v. E*Trade Capital Markets LLC
Complaint v. Melvin Securities, LLC and Melvin & Company, LLC
Complaint v. Sydan, LP
Complaint v. TradeLink, LLC
Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
http://www.sec.gov/news/whatsnew/wn030409.shtml
|