Division of Corporation Finance

Statutes, Rules and Forms

Statutes

• Securities Act of 1933
   
• Securities Exchange Act of 1934
   
• Trust Indenture Act of 1939
   
• Sarbanes-Oxley Act of 2002

Rules

• Rules, Regulations and Schedules under the Securities Act, Exchange Act and Trust Indenture Act

Forms

• Securities Act Forms
   
• Exchange Act Forms
   
• Trust Indenture Act Forms

Information for Certain Types of Transactions and Filers

• Beneficial Ownership Reporting
   
• Going Private Transactions
   
• Proxy Solicitations
   
• Tender Offers
   
• Small Business
   
• International