Title 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
PART 259--FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
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![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
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Availability of forms. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.5a |
Form U5A, for notification of registration filed under section 5(a) of the Act. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.5b |
Form U5B, for registration statement filed under section 5(b) of the Act. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.5s |
Form U5S, for annual reports filed under section 5(c) of the Act. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.101 |
Form U-1, application or declaration under the Public Utility Holding Company Act of 1935. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.113 |
Form U-13-1, for applications for approval of mutual service companies pursuant to Rule 88 (250.88 of this chapter). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.206 |
Form U-6B-2, for notification of security issues exempt under section 6(b) of the Act. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.207 |
Form U-57, for notification of foreign utility company status pursuant to Rule 57(a) (250.57 of this chapter). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.208 |
Form U-9C-3, for notification of acquisition of securities exempt from section 9(a) pursuant to rule 58 (250.58 of this chapter). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.212a |
Form U-12(I)-A, for statement of activity within scope of section 12(i) of the Act pursuant to Rule 71(a) (250.71(a) of this chapter). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
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Form U-12(I)-B, for advance statement of activity within scope of section 12(i) of the Act pursuant to Rule 71(b) (250.71(b) of this chapter). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.213 |
Form U-13E-1, for report by affiliate companies and independent service companies pursuant to Rule 95 (250.95 of this chapter). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.221 |
Form U-R-1, for solicitations pursuant to Rule 62 (250.62 of this chapter), in connection with reorganizations. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
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Form U-13-60, for annual reports pursuant to Rule 94 (250.94 of this chapter) by mutual and subsidiary service companies required by section 13 of the Act. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
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Form U-3A-2, for annual reports pursuant to Rule 2 (250.2 of this chapter) for exempt holding companies which are intrastate or predominantly operating companies. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.403 |
Form U-3A3-1, for annual reports pursuant to Rule 3 (250.3 of this chapter) for banks which are exempt holding companies. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.404 |
Certificate to be filed pursuant to 250.7(d) of this chapter. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.405 |
Form U-33-S, for annual reports pursuant to Rule 57(b) (250.57 of this chapter). |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.602 |
Form ID, uniform application for access codes to file on EDGAR. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.603 |
Form SE, form for submission of paper format exhibits by electronic filers. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090826161604im_/http://www.access.gpo.gov/images/PDF.gif) | 259.604 |
Form TH--Notification of reliance on temporary hardship exemption. |