CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
PART 249b--FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934
249b.100
Form TA-1,uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
249b.101
Form TA-W, notice of withdrawal from registration as transfer agent.
249b.102
Form TA-2, form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
249b.200
Form CA-1, form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
249b.300
FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and 240.17g-1 of this chapter.