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Exemptive Orders

Additional Archives

Exemptive orders currently available include:

Release No. Date Details
34-60373 Jul. 23, 2009 Order Granting Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request on Behalf of Eurex Clearing AG Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.:   S7-17-09
Submit comments on S7-17-09
See also:  Request for Exemptive Relief
34-60372 Jul. 23, 2009 Order Granting Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with Request on Behalf of ICE Clear Europe Limited Related to Central Clearing of Credit Default Swaps, and Request for Comments
File No.:   S7-16-09
Submit comments on S7-16-09
See also:  Request for Exemptive Relief
34-60194 Jun. 30, 2009 Order under Section 36 of the Securities Exchange Act of 1934 Granting an Exemption from Exchange Act Section 6(h)(1) for Certain Persons Effecting Transactions in Foreign Security Futures and under Exchange Act Section 15(a)(2) and Section 36 Granting Exemptions from Exchange Act Section 15(a)(1) and Certain Other Requirements
Other Release No.:  International Series Release No. 1311
34-60136 Jun. 18, 2009 Order Exempting CIBC Mellon Trust Company From Broker-Dealer Registration
34-59578 Mar. 13, 2009 Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of Chicago Mercantile Exchange Inc. and Citadel Investment Group, L.L.C. Related to Central Clearing of Credit Default Swaps, and Request for Comments
Submit comments on S7-06-09
See also:  Request for Exemptive Relief
34-59527 Mar. 6, 2009 Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of ICE US Trust LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments
Submit comments on S7-05-09
See also: Request for Exemptive Relief

 

http://www.sec.gov/rules/exorders.shtml


Modified: 07/24/2009