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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Third Quarter | Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Third Quarter
387 Aug. 31, 2009 CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin
Robert G. Mahony,
Administrative Law Judge
File No. 3-13304
386 Aug. 24, 2009 Phillip J. Milligan
Robert G. Mahony,
Administrative Law Judge
File No. 3-13482
385 Aug. 13, 2009 Fortel, Inc., now known as Envit Capital Group, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-13465
(Note: Finality Order, Release No. 34-60658)
384 Aug. 7, 2009 Stanley Johnson
Robert G. Mahony,
Administrative Law Judge
File No. 3-13494
(Note: Finality Order, Release No. 34-60617)
383 Jul. 17, 2009 Matthew La Madrid
Robert G. Mahony,
Administrative Law Judge
File No. 3-13415
(Note: Finality Order, Release No. IA-2915)
382 Jul. 14, 2009 Alan Brian Baiocchi
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13380
(Note: Finality Order, Release No. 34-60483)
381 Jul. 13, 2009 David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11893
(Note: Finality Order, Release Nos. 33-9061, 34-60498)
Second Quarter
380 Jun. 9, 2009 Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz
James T. Kelly,
Administrative Law Judge
File No. 3-13099
379 Jun. 5, 2009 Lexington Resources, Inc., Grant Atkins, and Gordon Brent Pierce
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13109
(Note: Finality Order, Release No. 33-9050)
378 May 15, 2009 Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13385
(Note: Finality Order, Release No. 34-60104)
377 May 6, 2009 Byron S. Rainner
Robert G. Mahony
Administrative Law Judge
File No. 3-12828
(Note: Finality Order, Release Nos. 34-60073; IA-2890)
376 Apr. 22, 2009 Michael W. Crow and Robert David Fuchs
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13309
(Note: Finality Order, Release No. 34-59982)
375 Apr. 17, 2009 Alberto W. Vilar and Gary Alan Tanaka
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13345
(Note: Finality Order, Release No. IA-2882)
374 Apr. 3, 2009 Diane M. Keefe
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13337
First Quarter
373 Mar. 10, 2009 Joseph C. Lavin
Robert G. Mahony,
Administrative Law Judge
File No. 3-13222
(Note: Finality Order, Release No. IA-2870)
372 Feb. 25, 2009 Martin A. Armstrong
Robert G. Mahony,
Administrative Law Judge
File No. 3-13121
371 Feb. 24, 2009 Kent D. Nelson
Robert G. Mahony,
Administrative Law Judge
File No. 3-13112
(Note: Finality Order, Release Nos. 34-59787, IA-2868)
370 Feb. 12, 2009 Don Warner Reinhard
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13280
369 Jan. 29, 2009 Michael Lauer
Robert G. Mahony,
Administrative Law Judge
(Note: Finality Order, Release No. IA-2848)
File No. 3-13265
368 Jan. 16, 2009 Meditecnic, Inc. (f/k/a Viking Broadcasting Corp.)
Carol Fox Foelak,
Administrative Law Judge
(Note: Finality Order, Release No. 34-59411)
File No. 3-13184
367 Jan. 14, 2009 Steven Altman, Esq.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-12944

 

http://www.sec.gov/alj/aljdec.shtml


Modified: 09/29/2009