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FICC Rulemaking
We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter | First Quarter
FICC File Number List for 2009
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Third Quarter |
SR-FICC-2009-08 |
| 34-60510 |
Aug. 17, 2009 |
Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-FICC-2009-08
|
SR-FICC-2009-07 |
| 34-60421 |
Aug. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Haircuts Applied to Eligible Clearing Fund Securities and Eligible Participant Fund Securities
Comments due: August 28, 2009
Submit comments on SR-FICC-2009-07
|
SR-FICC-2008-07 |
| 34-60298 |
Jul. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Schedules
Comments due: August 10, 2009
Submit comments on SR-FICC-2008-07
|
| Second Quarter |
SR-FICC-2009-06 |
| 34-59917 |
May 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control
Additional File Nos.: SR-DTC-2009-08 and SR-NSCC-2009-03
Comments due: June 11, 2009
Comments received are available for this notice.
|
SR-FICC-2009-03 |
| 34-59802 |
Apr. 20, 2009 |
Order Granting Approval of a Proposed Rule Change to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities
See also: Notice: Rel. No. 34-59569
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| First Quarter |
SR-FICC-2009-05 |
| 34-59622 |
Mar. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications
Comments due: April 20, 2009
|
SR-FICC-2009-03 |
| 34-59569 |
Mar. 12, 2009 |
Notice of Filing of Proposed Rule to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities
Comments due: April 9, 2009
See also: Order: Rel. No. 34-59802
Comments received are available for this notice.
|
SR-FICC-2009-04 |
| 34-59558 |
Mar. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Debt Securities That Are Issued Under the Debt Guarantee Program Component of the Federal Deposit Insurance Corporation’s Temporary Liquidity Guarantee Program to the GCF Repo Service
Comments due: April 7, 2009
|
SR-FICC-2009-01 |
| 34-59498 |
Mar. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifying the Appendix of the GSD-CME Cross-Margining Agreement, Deletion of the GSD-TCC Cross-Margining Arrangement, and Technical Changes and Corrections
Comments due: March 31, 2009
|
SR-FICC-2009-02 |
| 34-59463 |
Feb. 26, 2009 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Allow For Direct Membership for Non-Domestic Entities
Comments due: March 25, 2009
|
| FICC File Number List for 2009 |
| Release No. |
Date |
Details |
SR-FICC-2009-08 |
| 34-60510 |
Aug. 17, 2009 |
Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-FICC-2009-08
|
SR-FICC-2009-07 |
| 34-60421 |
Aug. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Haircuts Applied to Eligible Clearing Fund Securities and Eligible Participant Fund Securities
Comments due: August 28, 2009
Submit comments on SR-FICC-2009-07
|
SR-FICC-2009-06 |
| 34-59917 |
May 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control
Additional File Nos.: SR-DTC-2009-08 and SR-NSCC-2009-03
Comments due: June 11, 2009
Comments received are available for this notice.
|
SR-FICC-2009-05 |
| 34-59622 |
Mar. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications
Comments due: April 20, 2009
|
SR-FICC-2009-04 |
| 34-59558 |
Mar. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Debt Securities That Are Issued Under the Debt Guarantee Program Component of the Federal Deposit Insurance Corporation’s Temporary Liquidity Guarantee Program to the GCF Repo Service
Comments due: April 7, 2009
|
SR-FICC-2009-03 |
| 34-59802 |
Apr. 20, 2009 |
Order Granting Approval of a Proposed Rule Change to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities
|
| 34-59569 |
Mar. 12, 2009 |
Notice of Filing of Proposed Rule to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities
Comments due: April 9, 2009
|
SR-FICC-2009-02 |
| 34-59463 |
Feb. 26, 2009 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Allow For Direct Membership for Non-Domestic Entities
Comments due: March 25, 2009
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SR-FICC-2009-01 |
| 34-59498 |
Mar. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifying the Appendix of the GSD-CME Cross-Margining Agreement, Deletion of the GSD-TCC Cross-Margining Arrangement, and Technical Changes and Corrections
Comments due: March 31, 2009
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http://www.sec.gov/rules/sro/ficc.shtml
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