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About the SEC

What We Do

     Chairman Mary L. Schapiro
     Commissioner Kathleen L. Casey
     Commissioner Elisse B. Walter
     Commissioner Luis A. Aguilar
     Commissioner Troy A. Paredes

Upcoming Events

SEC Rules of Practice and Rules on Fair Fund and Disgorgement Plans

Forms (PDF Format)

     Select SEC and Market Data 2008

     Select SEC and Market Data 2007

     Select SEC and Market Data 2006

     Select SEC and Market Data 2005

     Select SEC and Market Data 2004

Concise Directory

SEC Offices

Office of Inspector General

Data Quality Guidelines

Website Content and Website Posting Priorities

     2008 Inventory

     2007 Inventory

     2006 Inventory

     2005 Inventory

     2004 Inventory

     2003 Inventory

     2002 Inventory

     2001 Inventory

     2008 Report

     2007 Report

     2006 Report

     2005 Report

Strategic Plan

Laws & Regulations
Securities Act of 1933 and Trust Indenture Act of 1939 Rules
Securities Exchange Act of 1934 Rules
Investment Company Act of 1940 and Investment Advisers Act of 1940
Securities Investor Protection Act of 1970 Rules
Recent Amendments

Please check the Classification Tables maintained by the US House of Representatives Office of the Law Revision Counsel for updates to any of the laws since January 3, 2007.

     Researching the Federal Securities Laws Through the SEC Website

     Congressional Justification FY 2010 in Brief

     OMB Exhibit 300 Reports FY 2009

     Congressional Justification FY 2009 in Brief

     OMB Exhibit 300 Reports FY 2008

     Congressional Justification FY 2008

     2008 Performance Budget

     Congressional Request FY 2007

     2007 Performance Budget

     Congressional Request FY 2006

     2006 Performance Budget

Annual Reports and Statistics
     2008 Annual Report — PAR

     2007 Annual Report — PAR

     2006 Annual Report — PAR

     2005 Annual Report — PAR

     2004 Annual Report — PAR

     2003 Annual Report

     2002 Annual Report

     2001 Annual Report

     All Annual Reports

     FY 2007 Update

     FY 2006 Update

Modified: 06/09/2009