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Comments on Proposed Rule:
Rating Agencies and the Use of Credit Ratings under the Federal Securities Laws
[Release No. 33-8236; 34-47972; IC-26066; File No. S7-12-03]
- Oscar M. Jasaui, President, Pacific Credit Rating, December 2, 2003 (File name: mbsturmfelz120503.pdf)
- Dr. Patrick James Caragata, Managing Director and CEO, Rapid Ratings PTY Limited, Brisbane, Australia, November 3, 2003 (File name: rapid110603.htm)
- Memorandum from Mandy Sturmfelz regarding a September 11, 2003 meeting with Moody's Corporation and Moody's Investors Service Inc. dated October 20, 2003 (File name: moodys102003.htm)
- Memorandum from Mandy Sturmfelz regarding a June 10, 2003 meeting with Fidelity Investments dated October 20, 2003 (File name: fidelity061003.htm)
- Memorandum from Mandy Sturmfelz regarding a July 8, 2003 meeting with Fidelity Investments dated October 20, 2003 (File name: fidelity070803.htm)
- Kevin Winter, Senior Principal Investment Officer, California Public Employees Retirement System, September 15, 2003 (File name: calpers091503.htm)
- Georgia K. Fountoulakis, September 15, 2003 (File name: gkfountoulakis091503.txt)
- Walter Schroeder, President, Dominion Bond Rating Service Limited, August 5, 2003 (File name: dominion080503.htm)
- Richard Raeburn, Chief Executive; John Grout, Technical Director, The Association of Corporate Treasurers, United Kingdom, August 8, 2003 (File name: actuk080803.htm)
- Jeffrey P. Neubert, President and CEO, The New York Clearing House Association L.L.C., July 31, 2003 (File name: clearing073103.htm)
- David Colling, Product Director, ABS Reports (UK) Limited, July 31, 2003 (File name: absreports073103.txt)
- Barbara Roper, Director of Investor Protection, Consumer Federation of America, July 28, 2003 (File name: broper072803.pdf)
- Denise Voigt Crawford, Securities Commissioner, Texas State Securities Board, July 28, 2003 (File name: dcrawford072803.pdf)
- Jonathan C. Conley, Federated Investment Management Company, July 28, 2003 (File name: federated072803.pdf)
- Malcolm S. Macdonald, Vice President-Finance and Treasurer, Ford Motor Company, July 28, 2003 (File name: ford072803.pdf)
- Raymond W. McDaniel, Moody's Investors Service, July 28, 2003 (File name: moodys072803.htm)
- Sean J. Egan, Managing Director, Egan-Jones Ratings Co., July 28, 2003 (File name: eganjones072803.htm)
- Yasuhiro Harada, Executive Vice President, Rating and Investment Information, Inc., July 28, 2003 (File name: riii072803.htm)
- Gregory V. Serio, Superintendent, New York Insurance Department, Chair, NAIC Rating Agency Working Group, National Association of Insurance Commissioners, July 28, 2003 (File name: naic072803.htm)
- Leo C. O'Neill, President, Standard & Poor's, July 28, 2003 (File name: standard072803.htm)
- John M. Ramsay, Senior Vice President and Regulatory Counsel, The Bond Market Association, July 28, 2003 (File name: bondmarket072803.htm)
- Charles D. Brown, General Counsel, Fitch Ratings, July 28, 2003 (File name: cbrown072803.htm)
- James I. Kaplan, Associate General Counsel, Northern Trust Corporation, July 28, 2003 (File name: jkaplan072803.htm)
- Cate Long, Multiple Markets, July 28, 2003 (File name: clong072803.htm)
- Cheryl Kallem, Chair, SIA Capital Committe, July 28, 2003 (File name: ckallem072803.htm)
- Peter K. Ingerman, Chadbourne & Parke LLP, July 28, 2003 (File name: pingerman072803.htm)
- William M. Wells, Chief Financial Officer, Bunge Limited, July 28, 2003 (File name: wwells072803.htm)
- Frank Partnoy, University of San Diego School of Law, San Diego, CA, July 28, 2003 (File name: jpartnoy072803.htm)
- Mark Roemer, Finance Strategies, Siemens AG, July 28, 2003 (File name: mroemer072803.htm)
- Amy B.R. Lancellotta, Senior Counsel, Investment Company Institute, July 28, 2003 (File name: alancellotta072803.htm)
- Pierre Bollon, Chief Executive, Association Française de la Gestion Financière, July 28, 2003 (File name: pbollon072803.htm)
- James A. Kaitz, President and CEO, Association for Financial Professionals, July 28, 2003 (File name: jkaitz072803.htm)
- Daisuke Kotegawa, Deputy Director-General, Minister's Secretariat, Ministry of Finance, Japan, July 28, 2003 (File name: dkotegawa072803.htm)
- Olivier Raingeard, July 27, 2003 (File name: oraingeard072703.htm)
- Andrew Fight, July 25, 2003 (File name: aflight072503.htm)
- Steven C. Nelson, Director of Taxable Money Market Research, Fidelity Investments Money Management, Inc., July 25, 2003 (File name: snelson072503.htm)
- Grace Hinchman, Senior Vice President, Public Affairs, Financial Executives International, July 25, 2003 (File name: fei072503.htm)
- Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York, N.Y., July 25, 2003 (File name: lwhite072503.txt)
- LACE Financial Corp, July 25, 2003 (File name: lace072503.htm)
- Naohiko Matsuo, Director for International Financial Markets, Financial Services Agency Goverment of Japan, July 25, 2003 (File name: fsa072503.htm)
- Charles M. Nathan, Chair-Committee on Securities Regulation and Nicolas Grabar
Committee on Securities Regulation of the Association of the Bar of the City of New York, July 24, 2003 (File name: abcny072403.htm)
- Sandeep Gopalan, July 22, 2003 (File name: sgopalan072203.txt)
- Joseph E. Cantwell, President, Cantwell & Company, July 22, 2003 (File name: cantwell072203.htm)
- Terry W. Lilly, President, Data Conversion Specialists Inc., July 21, 2003 (File name: dcs072103.pdf)
- Takashi Kanasaki, Managing Director, Japan Credit Rating Agency, Ltd., July 14, 2003 (File name: jcr071403.htm)
- Joseph Weber, Assistant Professor of Accounting, Sloan School of Management
Massachusetts Institute of Technology, June 25, 2003 (File name: jweber062503.htm)
- A. J. Wilson, June 7, 2003 (File name: ajwilson060703.txt)
- Martin Goldberg, June 7, 2003 (File name: mgoldberg060703.txt)
http://www.sec.gov/rules/concept/s71203.shtml
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