Law and Regulation
2009 Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
July 8, 2009
Rudolph Kodras v. 20/20 Trading Company, Man Financial, Inc., Sharief Deona McDowell & Vision Financial Markets, LLC, CFTC Docket No. 08-R049
June 29, 2009
John Laurenzo v. Financial Alliance, Incorporated and Victor Allen Lyons, CFTC Docket No. 07-R004
June 29, 2009
Julie S. Riechert v. John Thomas Ciaramella, Comtrust, Inc., Nicholas Alexander Colburn, American Atlantic Financial Corp. and David Seth Godnick, CFTC Docket No. 08-R040
June 25, 2009
Donna G. Moeller v. MF Global, Inc,., CFTC Docket No. 08-R046
June 22, 2009
Wayne Goldman v. Ace Investment Strategists, LLC, Yu-Dee Chang, Essex Futures, William Dean Katzelis, Shahin Maleki, Vishal Olson and Vision Financial Markets, LLC, CFTC Docket No. 09-R023
June 17, 2009
Vijayan Charles PSP & Trust v. Dynasty Financial Group, LLC, Prasan Vadassery Gokulanathan, MF Global, Inc., a/k/a MAN Financial, Inc. and PVG Investments, LLC, CFTC Docket No. 08-R037
June 12, 2009
Leroy Watson v. Forward Forex, Inc., CFTC Docket No. 08-R029
June 11, 2009
Ronald L. Fishman v. Alaron Futures and Options d/b/a Alaron Trading Corporation, CFTC Docket No. 09-R003
June 4, 2009
Paul Schneider v. John Lee Neuman and The Linn Group, CFTC Docket No. 09-R013
June 1, 2009
Hsue Tung v. James Michael Garasz, CFTC Docket No. 08-R023
June 1, 2009
Miguel Angel Rubini Vargas and Gisella Lucia T. Salinas v. FX Solutions, LLC, CFTC Docket No. 07-R025
May 27, 2009
David H. Ni v. Gain Capital Group, LLC d/b/a Forex.com, CFTC Docket No. 08-R034
May 27, 2009
Vincent Testaccio v. E-Trade Securities, LLC, CFTC Docket No. 08-R044
May 27, 2009
Julie S. Riechert v. John Thomas Ciaramella, Comtrust, Inc., Nicholas Alexander Colburn, American Atlantic Financial Corp. and David Seth Godnick, CFTC Docket No. 08-R040
May 12, 2009
Nicholas Sarwark v. Charles Philip Bohm and MAN Financial, Inc. d/b/a MF Global, Inc., CFTC Docket No. 08-R022
April 30, 2009
American Pacific Commodities, Inc. v. ADM Investor Services, Inc,, Robert Bruce McGovern and R.B. McGovern & Associates, CFTC Docket No. 08-R019
April 23, 2009
Carol Vander Stoep v. Michael De Ovando, Forex Currency Institute, Inc. and Arthur Gabriel Laguette, CFTC Docket No. 08-R036
April 22, 2009
Wayne Harold Brower v. American Atlantic Financial Corp., David Seth Godnick and Tephny Petit Juene a/k/a Terry Petit, CFTC Docket No. 09-R012
April 6, 2009
Craig L. Stephenson v. Whitworth & Sullivan, Christopher Valois and Sammy Joe Goldman, CFTC Docket No. 08-R018
April 6, 2009
Dennis M. Bronner v. Whitworth & Sullivan, Christpher Valois and Sammy Joe Goldman, CFTC Docket No. 08-R020
April 3, 2009
Nivia Smith-Kirknis v. Forex Capital Markets d/b/a FXCM, CFTC Docket No. 08-R038
April 3, 2009
Nivia Smith-Kirknis v. Forex Capital Markets d/b/a FXCM, CFTC Docket No. 08-R038
March 31, 2009
Sylvia Thatcher and Laurel Zipf v. FX Solutions, LLC, CFTC Docket No. 07-R055
March 31, 2009
Sylvia Thatcher and Laurel Zipf v. FX Solutions, Inc., CFTC Docket No. 07-R055
March 30, 2009
In the Matter of John C. Glase, Sutherland Group, Inc. and Skibo Asset Management, LLC, CFTC Docket No. SD 08-03
March 23, 2009
India Moss-Thomas v. South Coast Commodites, Inc. and Alice Gordon Welton, CFTC Docket No. 07-R007
March 5, 2009
Thomas Cost v. Mark Goscenski, Trenton James Kimminau and Global Futures Exchange & Trading Company, Inc, CFTC Docket No. 07-R059
February 4, 2009
Peter Beck v. Bjorn Henry Jonasson, CFTC Docket No. 08-R027
February 3, 2009
Robert B. Dickten v. Forex Capital Markets, LLC d/b/a FXCM, CFTC Docket No. 06-R050
February 2, 2009
George D. Monaco v. Anthony William Stack, CFTC Docket No. 08-R015
January 26, 2009
In the Matter of Philadelphia Alternative Asset Management Company, LLC, CFTC Docket No. SD 08-05
January 7, 2009
Edward F. Hasse v. Steven Irving Zander, Sammy Joe Goldman and John Peter Gelardi, CFTC Docket No. 07-R026