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Title Corporate Examiner's Guide
OFFICE OF CORPORATE CREDIT UNIONS (OCCU)
The Corporate Examiner’s Guide (CEG) provides guidance to National Credit Union
Administration (NCUA) examiners for performing examinations and supervision of corporate
credit unions. The primary goal is to ensure the overall safety and soundness
of the corporate credit union system. While the CEG is intended to provide
guidance to examiners, it also offers information that corporate credit unions may
find useful in understanding the examination and supervision process.
Both state and federal examination staff examine corporate credit unions, depending
upon whether the individual corporate is state or federally chartered. Federal
examiners normally consist of staff from NCUA’s Office of Corporate Credit Unions
(OCCU). OCCU uses a risk-focused examination and supervision process, which
emphasizes ensuring corporate credit union management, identifies, measures, monitors,
reports and controls current and projected risk from their operations.
Although the guidance provided in this CEG is dependable, it may not necessarily
be the best or final approach in every situation. The risk-focused examination
approach requires examiners to exercise their professional judgment to assess the
risk inherent in a given corporate credit union operation and determine the scope
of the examination taking into consideration the many variables presented by the
individual corporate credit union. When examiners determine a safety and soundness
concern and/or a regulatory violation exists, they communicate with corporate credit
union officials and staff to develop action steps to eliminate the concern(s).
Change 7 NCUA's Corporate Examiner's
Guide (1.23 MB in PDF)
Corporate Examiner's Guide ( 1.65
MB Zip File )
Corporate Exam Questionnaires (227 KB in Zip File)
Corporate Exam Procedures ( 61 KB in Zip File)
If you have questions that are not addressed in this CEG, you may contact the OCCU
at (703) 518-6640.