News Release 98-43 FOR IMMEDIATE RELEASE Contact: Frank D. Vance, Jr. (202) 874-4700 April 27, 1998 NOTE TO EDITORS Because of a clerical error, some identification numbers for earlier enforcement actions taken against national banks were reported incorrectly. Therefore, the revised list of enforcement actions follows. Please adjust your files accordingly. A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should to be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division. The OCC also maintains a searchable database of all public enforcment actions taken since August 1989 on its Internet Web Site located at http://www.occ.treas.gov/enforce.htm. FORMAL AGREEMENT, BY CONSENT No. Bank/City Date South Dakota 97-91 Deuel County National Bank, Clear Lake 10/15/97 Oklahoma 97-111 First National Bank in Pawhuska, Pawhuska 9/12/97 Pennsylvania 98-5 The First National Bank of Port Allegany, Port Allegany 1/28/98 Texas 97-109 The National Bank of Madisonville, Madisonville 12/18/97 CIVIL MONEY PENALTIES, BY CONSENT No. Individual/Bank/City Date Colorado 97-92 Robert W. Lewis, Wells Fargo Bank, N.A., Denver 12/17/97 - more - - 2 - Illinois 98-7 Sheldon Bernstein, Park National Bank and Trust of Chicago, Chicago 1/26/98 98-8 Robert Mills, Park National Bank and Trust of Chicago, Chicago 1/26/98 98-9 Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago 1/26/98 98-10 Marianne Luczak, Park National Bank and Trust of Chicago, Chicago 1/26/98 Kansas 97-108 Dale Swenson, Tri-County National Bank, Washington 7/30/97 Maryland 98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 1/30/98 Minnesota 97-104 John E. Herges, Stearns County National Bank, St. Cloud 12/30/97 97-105 Michael McNeil, Stearns County National Bank, St. Cloud 12/30/97 97-106 Norman Skalicky, Stearns County National Bank, St. Cloud 12/30/97 PERSONAL CEASE AND DESIST ORDER, BY CONSENT No. Individual/Bank/City Date Colorado 97-92 Robert W. Lewis, Wells Fargo Bank, N.A., Denver 12/17/97 Illinois 98-9 Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago 1/26/98 98-10 Marianne Luczak, Park National Bank and Trust of Chicago, Chicago 1/26/98 Maryland 97-107 Martin Rozenblum, Capital Bank, N.A., Rockville 12/2/97 98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 1/30/98 CEASE AND DESIST ORDER, BY CONSENT No. Individual/Bank/City Date Texas 97-98 First National Bank of Newton, Newton 8/25/97 PERSONAL CEASE AND DESIST ORDER FOR RESTITUTION, BY CONSENT No. Individual/Bank/City Date Colorado 97-92 Robert W. Lewis, Wells Fargo Bank, N.A., Denver 12/17/97 Maryland 98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 1/30/98 -more- -3- REMOVALS/PROHIBITIONS, BY CONSENT No. Individual/Bank/City Date Arizona 98-3 Alta L. Hernandez, Norwest Bank Arizona, N.A., Phoenix 1/6/98 California 97-86 Shonn McRoyal, Bank of America, NT&SA, San Francisco 10/17/97 97-97 Julie Nguyen, Bank of America, N.T. & S.A., San Francisco 8/25/97 Colorado 97-92 Robert W. Lewis, Wells Fargo Bank, N.A., Denver 12/17/97 Indiana 97-87 Kerri Schwomeyer, NBD Bank, N.A., Indianapolis 10/15/97 98-2 Stacy Howard, NBD Bank, N.A., Indianapolis 1/26/98 Louisiana 97-90 Luther P. Palumbo, Jr., Progressive National Bank of DeSoto Parish, Mansfield 11/8/97 Oklahoma 97-89 Georganna Townsend, People's National Bank, Checotak 4/3/97 SAFETY AND SOUNDNESS ORDER, BY CONSENT No. Bank/City Date Texas 97-103 Marble Falls National Bank, Marble Falls 10/17/97 TERMINATION OF ENFORCEMENT ACTIONS No. Bank/City/Old EA# Date California 97-88 FORMAL AGREEMENT, Mercantile National Bank, Los Angeles, #95-82 11/18/97 97-102 FORMAL AGREEMENT, Marathon National Bank, Los Angeles, #95-47 12/31/97 Illinois 97-112 CONSENT ORDER, First National Bank of Chicago, Chicago, #95-1 10/17/97 Indiana 97-95 SECURITIES ENFORCEMENT, NBD Bank, N.A., Indianapolis, #979 6/26/97 Maryland 97-94 SECURITIES ENFORCEMENT, First National Bank of Maryland, Baltimore, #983 6/5/97 97-110 FORMAL AGREEMENT, Sequoia National Bank, Bethesda, #95-11 12/22/97 Michigan 98-4 FORMAL AGREEMENT, First Independence National Bank, Detroit, #248 1/16/98 - more - -4- TERMINATIONS OF ENFORCEMENT ACTIONS (cont.) Missouri 97-96 SECURITIES ENFORCEMENT, UMB Bank, N.A., Kansas City, #988 7/18/97 Pennsylvania 97-93 SECURITIES ENFORCEMENT, Mellon Bank, N.A., Pittsburgh, #995 6/5/97 Texas 97-113 SAFETY AND SOUNDNESS ORDER, Marble Falls National Bank, Marble Falls, #97-113 12/23/97 # # # # # The OCC charters, regulates and examines approximately 2,600 national banks and 66 federal branches and agencies of foreign banks in the United States, accounting for 58% of the nation's banking assets. Its mission is to ensure a safe, sound and competitive national banking system that supports the citizens, communities and economy of the United States.