OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://www.occ.treas.gov/enforcementactions/.
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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Michigan
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2007-131
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Kathy A. Yesh,
Lasalle Bank MidWest National Association, Troy
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12/3/2007
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Nebraska
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2007-132
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Jono Anzalone,
American National Bank, Omaha
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12/3/2007
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Ohio
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2007-133
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Roger A.
Luhring, The First National Bank of Bellevue,
Bellevue
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12/7/2007
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Tennessee
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2007-134
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JW Compton,
First Tennessee Bank National Association, Memphis
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11/29/2007
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Wisconsin
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2007-135
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Associated
Bank, National Association, Green
Bay
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11/19/2007
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Personal Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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Michigan
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2007-131
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Kathy A. Yesh,
Lasalle Bank MidWest National Association, Troy
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12/3/2007
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Nebraska
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2007-132
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Jono Anzalone,
American National Bank, Omaha
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12/3/2007
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Ohio
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2007-133
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Roger A.
Luhring, The First National Bank of Bellevue,
Bellevue
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12/7/2007
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Removal / Prohibition Orders
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No.
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Name/Bank/City
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Date
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California
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2007-136
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Jessica
Charfauros, Armed Forces Bank of California,
National Association, San Diego
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11/19/2007
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Minnesota
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2007-137
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Terri
Hemphill, The First National Bank of Buhl, Buhl
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11/13/2007
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North Carolina
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2007-138
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Isaac Demarcus
Dulaney, Wachovia Bank, National Association, Charlotte
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09/28/2007
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2007-139
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Oral R.
Williams, Jr.,Wachovia Bank, National Association, Charlotte
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11/19/2007
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Tennessee
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2007-134
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JW Compton,
First Tennessee Bank National Association, Memphis
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11/29/2007
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Restitution Orders
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No.
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Name/Bank/City
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Date
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Minnesota
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2007-137
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Terri
Hemphill, The First National Bank of Buhl, Buhl
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11/13/2007
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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Colorado
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2007-140
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FA, First National Bank, Julesburg (EA#
2006-128)
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11/5/2007
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# # #
The Office of the Comptroller of
the Currency was created by Congress to charter national banks, to oversee a
nationwide system of banking institutions, and to assure that national banks
are safe and sound, competitive and profitable, and capable of serving the
banking needs of their customers in the best possible manner.
OCC press releases and other information are available at
http://www.occ.gov. To
receive OCC press releases and issuances by email, subscribe at
http://www.occ.gov/listserv.htm.
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