09-001
Comment File for Federal Register Release: 74 FR 3475

17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Comments Open Date: January 21, 2009
Comments Closing Date: February 20, 2009

09-002
Comment File for Federal Register Release: 74 FR 7838

17 CFR Parts 1, 30, and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds

Comments Open Date: February 20, 2009
Comments Closing Date: March 23, 2009

09-003
Comment File for Federal Register Release: 74 FR 8220

17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

Comments Open Date: February 24, 2009
Comments Closing Date: March 26, 2009

09-004
Comment File for Federal Register Release: 74 FR 12282

17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits

Comments Open Date: March 24, 2009
Comments Closing Date: May 26, 2009
Comments Extended Date: June 16, 2009

09-005
Comment File for Federal Register Release: 74 FR 21290

17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers

Comments Open Date: May 7, 2009
Comments Closing Date: July 6, 2009

09-006
Comment File for Federal Register Release: 74 FR 23962

17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

Comments Open Date: May 22, 2009
Comments Closing Date: July 21, 2009

09-007
Comment File for Federal Register Release: 74 FR 28028

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: June 12, 2009
Comments Closing Date: July 13, 2009

09-008
Comment File for Federal Register Release: 74 FR 31642

17 CFR Part 16 Account Ownership and Control Report

Comments Open Date: July 2, 2009
Comments Closing Date: August 17, 2009

Last Updated: December 2, 2008