TESTIMONY OF
HONORABLE ALBERT C. ZAPANTA
CHAIRMAN
RESERVE FORCES POLICY BOARD

BEFORE THE
HOUSE
ARMED SERVICES COMMITTEE
SUBCOMMITTEE ON TOTAL FORCE

UNITED STATES HOUSE OF REPRESENTATIVES

REGARDING RESERVE COMPONENT
TRANSFORMATION AND RELIEVING THE STRESS ON THE RESERVE COMPONENTS

 March 31, 2004 


 INTRODUCTION

Mr. Chairman and members of the Subcommittee, it is an honor to testify before you today on behalf of the Reserve Forces Policy Board (RFPB), and the extraordinary men and women who serve in the Reserve components.  My remarks will focus on several strategic areas and issues the Board has addressed that affect the Reserve components today and will continue to affect them in the future.  We appreciate the support for the Reserve Components that you have demonstrated and we look forward to the opportunity to assist you as you develop legislation relating to them. 

MISSION

The RFPB provides independent timely policy advice, and recommendations to the Secretary of Defense on challenges facing the Reserve components.  The Secretary of Defense has asked the Board to aid efforts to support transformation, rebalance and strengthen the Reserve components, and assist the Reserve components in reconnecting with America. 

BACKGROUND ON RESERVE FORCES POLICY BOARD

As provided in Section 10301 of Title 10, the Reserve Forces Policy Board is the principal policy advisor to the Secretary of Defense on matters relating to the Reserve components, and pursuant to subsection 113(c)(2) of Title 10, is required to prepare a separate annual report on DoD reserve programs and other matters considered by the Board to be appropriate for inclusion, for transmission to the President and Congress by the Secretary of Defense.  The Board consists of 24 members that include myself as the statutory chairman, the Assistant Secretaries for Manpower and Reserve Affairs of each Military Department, and Flag and General Officers from the Active and Reserve forces and the Coast Guard.  The Regular officers are directly designated by the respective Service Secretaries. The Military Executive is designated by the Chairman with approval of the Secretary of Defense. The other Reserve officers are designated by the Secretary of Defense, upon recommendation of the Service Secretaries after the Chairman's review of their qualifications.  Congress has repeatedly stated its desire that the Board act independently in its advisory and reporting roles-a position the Board steadfastly maintains and feels is more important now than at any time due to increased reliance on the Reserve component forces and mobilizations in support of the Global War on Terrorism. 

We meet at least quarterly, conduct field visits to talk with our mobilized Guard and Reserve personnel and their leadership, and conduct Citizen Patriot Forums with business, community leaders, and families of deployed Reserve component members.  Our statutorily required annual report is in final coordination and should be to the Secretary of Defense for transmission to the President and Congress prior to our April 20 Board meeting. 

In the past two years, the Board has visited Headquarters, Joint Forces Command, Central Command, European Command, Pacific Command, Southern Command, Special Operations Command, Strategic Command, Transportation Command, and Northern Command to include Guard and Reserve personnel in the U.S., Puerto Rico, Guantanamo Bay, Bosnia, Kosovo, and Korea and we plan to visit Kuwait, Iraq, and Afghanistan in the very near future.  I can report that our Guard and Reserve personnel serve with utmost professionalism and esprit d' corps.

MOBILIZATION RELATED CONCERNS

The Total Force policies, Abrams Doctrine, downsizing, and increasing demands to support peacetime missions and contingencies have been major factors in the increased reliance on the Reserve Forces.  From September 11, 2001, through the end of 2003, over 319,000 of the 1.2 million Reserve component personnel (about 27 percent) were called to active duty.  Reserve component members were quick to support operations centers, flight operations, and to provide security at the Pentagon, World Trade Center, airports, seaports, and military installations around the Nation.  They fought on the front lines in Afghanistan and Iraq and tracked terrorists throughout Asia and Africa.  They are maintaining the peace in the Sinai, Balkans, Afghanistan and now Iraq, and participated in a wide range of domestic missions.  There is no indication that this increased reliance on the Reserve components will change in the foreseeable future. 

Since September 11, 2001, numerous studies, symposiums, conferences, and the documenting of lessons learned have been performed to closely evaluate how the Department of Defense (DoD) and the Services accomplished the business of mobilization and to pursue the identification of organizational and process improvements.  Considerable evidence exists that the current mobilization process and organization is not sufficiently responsive to 21st century operational requirements and thus will not serve the nation well in the future.  The goal has been to mobilize Reserve component forces based on operational plans developed through a deliberate planning process; however, it is generally recognized that the need exists to move toward a capabilities-based approach in order to better respond to the current threat environment.  The Services have used predictable operating cycles and advance notification to prepare for mobilizations.  The existing operation plans were not sufficient to guide mobilizations; thus, a modified process that relied on additional management oversight and multiple layers of coordination was utilized.

Need For Mobilization Process Reform

The Chairman Joint Chiefs of Staff provided guidance to Commander, United States Joint Forces Command (USJFCOM) regarding the development of a more agile, responsive process for mobilizing Reserve component forces and individuals that requires changes in Service and joint doctrine, policy, and law.  USJFCOM assembled subject matter experts from the Office of the Secretary of Defense/Reserve Forces Policy Board (OSD/RFPB), Office of the Assistant Secretary of Defense for Reserve Affairs (OASD/RA), the Joint Staff, CCs, Services, and all seven Reserve components to seek mobilization process reform.  The Under Secretary of Defense for Personnel and Readiness (USD/P&R), in coordination with JFCOM, the Joint Staff, the Services, OASD/RA, and other OSD staff formed a working group to identify "Quick Win" opportunities to improve policy and process changes that could be implemented to improve the efficiency of the mobilization process.  The Reserve Forces Policy Board participated in both these efforts, and additionally, has developed a long-term relationship with assisting JFCOM with mobilization process reform and other related issues.  The Board developed a "white paper" on mobilization reform, a summary of significant issues, recommendations and actions toward mobilization reform in October 2003, which consisted of information taken from previously published reports, Board visits to Unified Commanders, lessons learned, and conferences.

The mobilization process typically begins with the identification of requirements, which are then consolidated and forwarded to the Joint Chiefs of Staff as "requests for forces" (RFF).  The Services review approved requirements and coordinate with Force providers and Reserve component headquarters to verify individual and unit readiness.  Finally, the Services issue mobilization (activation) orders to Reserve component units and individuals.  This entire process can take anywhere from one day to several months, but normally takes several weeks.  Most Reserve component members complete the activation process within 24 to 96 hours though some Reserve component members require lengthy post activation/mobilization training that delays movement into the theater of operation.  Unfortunately, problems (medical, dental, family, employers) can appear at any time during the process requiring a replacement that further delays the process.  Factors that impact the efficiency of the mobilization process consist of:  identifying valid mobilization requirements; negotiating the approval process; identifying and validating the appropriate fill; certifying individual readiness; notifying individuals in a timely manner; timely processing of mobilization (activation) orders; completing the activation process which include, for example, medical and dental certification, benefits/legal and mission related briefings, security clearance certification or processing, uniform and personal protective equipment issuance, establishing active duty pay accounts; and, validating mission specific training, equipment processing, etc.  This process offers many challenges that can result in problems or delays that negatively impact individuals, families, and mission readiness if not done efficiently and effectively. 

To ease the pressure on stressed Reserve force capabilities we have found that Combatant Commanders should request capabilities in as much detail as possible without specifying which service will provide them.  All Services that have forces available to meet a valid requested capability should be used to meet requirements.  This should be done without a bias toward selecting the Service that, in the past, has traditionally provided the requested capability.  Joint Reserve component sourcing solutions should be sought that are judicious and prudent to meet all requirements externally to the Services, while supporting their internal Service requirements for the provision of additional activated forces. 

To ensure judicious and prudent use of Reserve components and to reach a high level of efficiency and effectiveness, significant improvements to the mobilization process will require changes in policy, law, and doctrine.  As DoD continues its commitment to winning the Global War on Terrorism (GWOT), the magnitude and duration of the conflict make the Reserve component's role essential.  It is important to protect this vital resource and ensure it remains available and ready to respond.  The decision to activate Reserve component forces must be made only after determining that it is both judicious and prudent to do so.  The following precepts have been proposed, and supported by the Board, for consideration before sourcing a required capability to a Reserve component unit or individual:  

  •      Activate Reserve component forces, with the consent, when possible, of the individuals being called to full time duty. 

  •      Employ Reserve component units and individuals in a manner that maximizes utilization of core capabilities throughout the validated requirement or the length of the original orders to active duty, whichever is shorter. 

  •      Give early consideration to the feasibility of using alternate manpower sources-such as active duty forces, coalition forces, host nation support, civilian contracted labor, technological solutions, or other means that may be available. 

  •      Apply innovative management alternatives such as using retiree volunteers, civilian volunteers, and auxiliary members. 

  •      Provide as much predictability as is possible to the Reserve component members, their families, and employers when sourcing requirements to Reserve component forces. 

To get Reserve component members activated and in theater quickly will require innovation in our funding, training, and alert processes.  The collective training time spent at home and/or the mobilization station must be reduced.  The right level of funding to improve sustained training and equipment readiness must be sufficient to reduce the time from activation to arrival in theater.  Reducing the deficit between mobilized mission readiness levels and peacetime standards, manning and resourcing levels will enhance the responsiveness of these units while decreasing the overall activation period required to validate standards and to perform the operational mission. 

For all but the most urgent operational requirements, the goal must be to provide the Reserve component members a minimum of 30 days notice to report for duty.  Predictability can be extended to the maximum amount possible by notifying Reserve component members that they are being considered for activation.  Once Reserve component members are notified of a probable or pending activation, it is necessary to be diligent in assisting them to certify their readiness to activate and help their families and employers prepare to meet the challenges of the activation period.  Another important tenet of predictability is transitioning to the alert period by issuing activation orders as soon as it is operationally feasible. 

Notification of Reserve component members of their pending call to active duty should be managed efficiently.  It is necessary to be skillful in providing them the care and respect they deserve, even when the conditions of their activation are uncertain and the environment is changing.  Predictability for Reserve component members, their families, and employers is extremely important.  Additionally, a good approach would be to exercise care when notifying Reserve component members of pending activation to ensure that irreversible employment or personal financial decisions are not made prior to the actual issuance of activation orders.  Included below are some recommendations, concurred with by the Board, to improve the mobilization process to meet today's operational needs: 

  •      Identifying one organization as the single source process owner for identifying requirements, generating requests for forces, and sourcing requirements based on capabilities;

  •      Developing a standard operating cycle concept to help increase predictability;

  •      Reviewing and improving the effectiveness of the existing Joint Billet validation process;

  • Ensuring requests for forces are prioritized and filled as they are generated; replacing sequential decision making with a parallel and collaborative process;

  •      Streamlining the activation/mobilization process for Reserve component members and equipment to remove duplicative processes and repetitive training;

  •      Increasing full time support manning to adequately support the mobilization process;

  •      Developing policies and mobilization guidance that makes the process more efficient;

  •      Automating the process as much as possible and developing capability for all process owners to see the status of individual and/or unit processing;

  •      Improving supplemental personnel equipment issue process;

  • Capturing readiness information on the resources within all the units that are available to meet the tailored requirements of Combatant Commanders to improve visibility to key mobilization officials within DoD, the Joint Staff, Combatant Commanders, and the Services;

  • Investing resources early to enhance individual and unit readiness, with particular emphasis on pre-mobilization medical and dental screening and care, member processing, security clearance processing, training for mobilization, and equipment processing; and,

  •      Improving the tracking of medical conditions of individuals in a non-deployable status to ensure deployability

The Board recognizes and applauds the fact that all Services, OSD, Joint Staff, Component Commanders, and Reserve components have been diligently working to improve the mobilization process, rebalance the forces, and develop sustainability and predictability.  Support and cooperation from DoD, Congress, and collaboration among the Services, Joint Staff, RCs, Combatant commanders, and various defense agencies is necessary to make the mobilization process more relevant, efficient, and effective.  The Board has supported and participated with various agencies within and outside of DoD in developing the best policy, as well as proposed legislative change recommendations, to reform the mobilization process.

Changes That Support Pre-mobilization Training

Each Service has occupational specialist training for its personnel, though it may be identified by a different name in each of the Services.  Reserve components consist of individuals that are either prior service or non-prior service personnel.  Each Service component is challenged to a differing degree in training these personnel quickly to both meet deployability and unit readiness standards.  While a unit may have willing members filling required positions, service members may not be deployable because they are not qualified in their occupational specialty.  Non Prior Service members recruited under a split enlistment option (to accommodate civilian education schedules) may have attended basic training but may still be awaiting a school seat for occupational specialty training.  Prior Service members may have been recruited to a unit due to domicile proximity but may not have retrained in the appropriate occupational skill.  When a unit is activated, cross leveling may be required to fill the skill vacancies created by the above situations.  The Board supports a change in DoD regulations and/or statutes to provide for the capability for Prior Service and Non Prior Service members to retrain as required within 12 months from initial entry-level training, or upon commissioning.

Need For More Flexibility to Better Support Volunteerism

There exists a need to reduce involuntary activations to support contingencies.  This, in effect, means there must be a greater reliance on the use of volunteers to achieve this goal.  Current policy, law, and regulations are not conducive to supporting RC members performing extended active duty in a volunteer status.  One area that significantly impacts volunteerism is the fact RC members currently count against active duty end strength and controlled grade limitations (Sections 115, 517, and 523 of Title 10) if they serve in excess of 179 consecutive days on voluntary active duty orders or in excess of 270 consecutive days in support of a combatant command.  This impact is somewhat mitigated through delegation of end strength waivers to the secretaries of the military departments at the end of the fiscal year.  However, all Services currently employ volunteer force management procedures based on the potential impact on end strength and controlled grades.  Removing these restrictions will reduce the uncertainty associated with the current waiver process and facilitate the use of volunteers in support of increased operational commitments.  The Board supports a change in policy, and if appropriate for the long-term, legislative change to Title 10 to allow the Services greater flexibility in managing and employing Reserve component members in a voluntary status in support of contingencies. 

Need For Joint Automated Tracking System

The current process of mobilizing Reserve component members is fragmented with "stove-piped" and incomplete tracking systems.  These systems are not standardized or interoperable across the joint community and do not offer leaders and process users visibility of critical information required to make timely and accurate decisions.  The Services, Combatant Commanders and joint planners have indicated the need for a common system of tracking Reserve component personnel in the mobilization process from individual notification through demobilization.  Thus, there is an immediate need to develop a joint tracking system to track and manage individual Reserve component members.  Long-term focus should be on developing a DoD-common mobilization system, integrated and compatible with current and planned DoD and Service readiness, personnel management, and operational planning systems.  The Services have recognized this problem and already have systems in place or under development to improve personnel tracking; however, these systems are not integrated nor do they contain consistent data elements.  The Board believes an initial approach would be to integrate existing Service specific system data, to share this data across DoD at the appropriate levels, and to dedicate funding to accelerate further system development. 

Need For Improved Individual Medical and Dental Readiness

The state of individual medical and dental readiness prior to activation has a tremendous impact on individual Reserve component members, on overall unit readiness, and on the effectiveness of the mobilization process.  Some Reserve component members arrive at the mobilization processing station without prior/proper medical or dental screening.  Often, these members have medical or dental problems that delay or prevent deployment. Additionally, Reserve components have difficulty in complying with annual medical/dental readiness requirements because the Defense Health Program only funds Reserve component medical and dental care for Reserve component members who are on active duty for more than 30 days. Compounding this problem further, Reserve component members often are unable to use medical and dental treatment facilities for statutory and regulatory screenings because treatment facilities do not have sufficient resources to provide the necessary screening and care. The following approaches could significantly improve this deficiency:  Implement DoD Individual Medical Readiness (IMR) standards; improve the categorization and tracking of individual medical readiness of all Reserve component members; revise Section 1074 of Title 10 to include funded medical and dental examinations and appropriate treatment to meet required readiness standards for all Reserve component members regardless of duty status; and/or resource medical and dental readiness at a level that will allow Reserve component members to meet/maintain the statutory and regulatory requirements for medical and dental screening and readiness standards. 

The Board recognizes that keeping all Reserve component members fully ready, medically and dentally, is costly; however, with our continued reliance on the Reserve components, the need exists to determine the best alternatives to achieve this goal.  One advance in this direction has been the policy for standardization of individual medical readiness reporting issued by the Office of the Assistant Secretary of Defense for Health Affairs, and which the Services are implementing.  Another advance is legislation to allow for medical and dental screening and care of Reserve component members who have been notified they will be called to active duty for a period of more than 30 days.  DoD policy broadens the applicability of this provision by stating that a member of the Ready Reserve may at any time while in a military duty status be provided any medical and dental screening or care necessary to ensure the member meets applicable medical and dental standards for deployment, as provided in accordance with policies and procedures of the Military Service and Reserve component concerned.  The effectiveness of these policies throughout the Services and Reserve components will require close evaluation to determine whether they should be modified. 

Need For Enhanced Family Support

Since the Gulf War, much has been done to improve all areas of family support, particularly healthcare; yet there is still a significant lack of understanding, access to, eligibility for, and rules governing TRICARE benefits, plus a lack of understanding of the importance of maintaining current Defense Enrollment Eligibility Reporting System (DEERS) information.  These programs are complex and often not designed with our Reserve component members in mind.  Considerable work still needs to be done to ensure continuity and equity of healthcare for the families of our Reserve component members.  This is particularly important due to fact that approximately 50 percent of our Reserve component members' families do not live within reasonable proximity to Military Treatment Facilities.  The goal needs to be family healthcare and family healthcare education at the right level for the right person at the right time at the right cost regardless of demographics and existing medical coverage.  Continuity of health care has been the number one issue of the Reserve component Chiefs the last three years. 

In addition, family members must be aware of and understand their military benefits and how to access them.  Family Support Programs change frequently and it is challenging to keep Reserve component members informed about the latest changes due to their geographic dispersion.  These Programs are important to many Reserve component members and their dependents upon return to active duty.  There are some great initiatives within the Services to improve family support; however, much can be done to improve standardization and accountability across the Services.  Family Support Programs are being designed from a Joint Service Total Force perspective and the Services and Reserve components are making every effort to ensure any member or family, whether Active, Guard, or Reserve, can use the family support programs available at any base or installation.  Additionally, the National Guard has established over 400 Family Assistance Centers in the States and Territories to provide local support and coordination for services.  All Services and Reserve components are also participating in Military One Sources, an employee assistance program accessible by a toll-free telephone number and through the internet.  The Internet is proving to be an effective tool, but has its limitations, in providing information about programs available to military families.  The greatest challenge in providing support for the families of Guard and Reserve members is their geographic dispersion.  Many Reserve component families do not reside close to an installation and therefore, cannot take advantage of those services.  The Board supports the ongoing efforts to improve TRICARE and Family Support Programs for our Reserve component members but stresses the importance of timely education and assistance.  This will be particularly important as we seek to utilize volunteers more frequently and for shorter periods of time. 

Need For Enhanced Employer Support

Increased utilization of the individual Reserve component members has also increased strain on employers.  The Board is concerned that over a period of continuous mobilizations this factor will likely have a negative impact on the manning of our Reserve components.  Measures must be put in place to ensure employer support does not become too great a burden, particularly for small companies, small business owners, and self-employed Reserve component members.  Much is being done today by OSD, Employer Support of the Guard and Reserve, and Congress, but the Board believes there is a need to develop policy as a basis for solutions on how to best share the talents of the individual Reserve component member, enhance employer support and volunteerism, and strengthen member rights and family support. 

Need For Improved Force Management and Force Rebalancing

Managing force requirements in support of prolonged contingency operations requires a significant Reserve component contribution.  Use of the Reserve components must be managed in a way that sustains their capabilities over the long run.  To prevent overstressing capabilities, a process needs to be developed that tracks augmentees and individuals within units who have been previously activated to support the GWOT.  The need exists to look toward other solutions such as shifting recruiting and retention efforts to target the replenishment of stressed capabilities and innovative training technology to reclassify Reserve component members not previously activated so as to meet the skill sets for predictable requirements of future campaigns.  The Services must begin now to look for approaches to sustain our Reserve forces for future requirements, such as, developing force structure that allows for a "just in time," rather than a "just in case" approach, and offering financial and other incentives that attract and retain Guard and Reserve members for stressed units.  Several examples of force structure development include: construction of modular units that can be tailored to support required capabilities, and blending Active and Reserve components to support a common mission and take advantage of the inherent strengths and experience found in our Reserve components. 

Within DoD, the present paradigm of the traditional 39-day Reserve component member must be changed to allow greater flexibility, and a transformation construct, such as continuum of service, to be instituted.  The answer must also include a New Compact with Reserve component members, their employers and their families, which provides realistic incentives for extended participation beyond the confines of the original "Reservist" expectations for satisfactory participation of one drill weekend per month, plus two weeks during the summer.  Reliance on the Reserve component is significant today and will continue into the foreseeable future; thus, it is crucial that our governing laws and regulations support this environment.  The Active component suffers under the current system due to inability to efficiently and effectively fill requirements and the individual Reserve component member suffers because the laws and regulations negatively impact individual compensation, benefits, entitlements, and even career progression.  Therefore, policy development or policy changes may be indicated. 

The Board applauds the fact that Reserve components have developed methods to support the Active component mission with volunteers.  However, the Board realizes it will take DoD support and Congressional action to develop the statutes, and regulations to fully support this transformation once policy is set.  DoD and the Services are moving forward rapidly to identify and execute force structure changes, to actively participate in mobilization process reform, and to develop policy and legislative changes necessary to support innovative management practices for more effective and efficient utilization of the Reserve components.  For example, with transformation there is some discussion of civilianizing the Military Judge Advocate General's Corps that could raise possible policy issues. The Board is interested in assisting with the development of policy as it relates to civilianization and/or privatization of military positions that impact the Reserve components. 

The Services have successfully implemented measures to improve the force mix and early reliance on involuntary mobilizations.  For example, between fiscal year 2005 and 2009 the Army will rebalance over 100,000 spaces of force structure in order to improve force readiness and ease the stress on the Guard and Reserve.  The Air Force is organized and funded for the integration of Reserve components into every aspect of the Air Force mission.  Their Air and Space Expeditionary Force construct allows for maximum use of volunteers, thus, minimizing the need for involuntary mobilization within the first 15 days of a rapidly developing contingency.  The Naval Reserve contains a significant portion of the Navy Airlift capability and Maritime Patrol capability, yet they are fully integrated to the point of seamless operations.  Beginning in fiscal year 2002, the Coast Guard began commissioning the first of thirteen Maritime Safety and Security Teams for domestic security operations, reducing the need for Reserve-staffed Port Security Units to respond to local contingencies.  Port Security Units are designed to support the Combatant Commanders overseas in strategic ports of debarkation.  Every Service has already made structural changes in the Active components and/or Reserve components that reduce stresses on critical skills and enhances capabilities.  Many of these changes began before September 11, 2001, though now the need to continue is fully recognized.  In some cases changes in reserve management policies are being implemented to improve volunteerism.  The Board concurs with the current direction and measures to rebalance the force and develop innovative management practices.

FAIRNESS AND EQUITY CONCERNS

The Reserve Forces Policy Board (RFPB) continues to hear recurring themes of differing equity and compensation issues between the Active components and Reserve components.  These comments are voiced most often as the RFPB visits the Combatant Commanders and deployed Reserve component forces supporting the Global War on Terrorism.  Equity in pay and benefits remains a concern for many Reserve component members and for the members of the RFPB.  Identifying the inequities and proposing policy solutions through DoD will continue to be a priority for the RFPB. As these issues are examined we must be aware of both the statutory and budget implications associated with the recommended changes. 

Regardless of which component a service member belongs to-Active, Guard, or Reserve, the pay and benefits for performing the same duty in the same location should be the same.  To the RFPB this means the entire compensation package, not limited to just basic pay, but including incentives, bonuses, special pays, and such benefits as Basic Allowance for Housing (BAH), medical and dental care, per diem, and family support programs.  Recognizing the importance of these issues to the future of our Total Force, Congress and DoD have rightly focused their attention and efforts to address and correct many of the problems and concerns of our Reserve component members.  Most notable of these efforts are improved health care benefits, full commissary privileges, hostile fire and imminent danger pay and new tax breaks. 

A recurring issue voiced to RFPB members has been the inconsistency in the method used by the different Services to interpret and subsequently pay travel claims.  All the Active components and Reserve components are compensated using the Joint Travel Regulations (JTR) to compute eligibility and amounts of payments for travel related expenses.  But, the issue arises from the interpretation of the JTR, which seems to be different from one component to another.  The Board sees this difference among the components as a significant morale issue.  It is impossible to answer Reserve component members who ask why their per diem payment or travel allowance differs from members assigned to a different component, especially when the members are stationed in the same location doing the same duty.  The increasing use of our Reserve component members, particularly in a deployed status, has raised the intensity level and visibility on this issue.  On the surface this appears to be an administrative issue that could be easily fixed.  However, when the RFPB has dug deeper into specifics, we always came away with the same response:  This is a legal interpretation of the JTR.  The Board does not view this as a systemic problem with the JTR, but rather a problem with the different interpretations applied to these regulations by the Services.  The Board unanimously supports any effort aimed at simplifying and clarifying travel and per diem entitlements to provide uniformity of interpretation and equal payment to all our members.  Our Reserve component members are daily carrying out hazardous missions and deserve fair equal treatment under the regulations. 

As identified in the RFPB's Fiscal Year 2002 Annual Report, income protection upon mobilization is an important issue for many Reserve component members.  Many of these members can earn more in their civilian jobs than they earn when mobilized for active duty.  This loss of income can cause many problems for the member and their families.  A previous attempt to remedy this issue with a mobilization insurance system met with disastrous results and was quickly terminated by DoD.  The current level of dependence on Reserve component forces to support military commitments at home and abroad makes the insurance solution financially unsupportable without a huge outlay of funds from DoD's already stressed budget.  While there does not appear to be an easy answer to this issue, the RFPB continues to support and encourage all efforts to review the many proposals and combinations of proposed solutions to provide relief.  This is a significant recruiting and retention issue that will not go away and must not be placed in the too-hard-to-do box and forgotten. 

Another often heard comment has been one of inequitable treatment-such as in billeting, personal protective equipment, and organizational clothing.  This "second class treatment" shows a level of insensitivity that must be changed to insure our Guard and Reserve members serve equally with their active duty peers. 

The RFPB is concerned that a proposed merger of the Reserve Personnel appropriation with the active duty account could result in a shifting of reserve training dollars into the active duty pay account; thus, the Board believes both equity and policy concerns should be addressed before this merger of appropriations take place. 

Under current law, significant inequities exists in Basic Allowance for Housing (BAH) for Reserve component members serving on periods of active duty less than 140 days, and for Reserve component members without dependents who must maintain a primary residence while serving temporary periods of active duty.  While this disparate payment system results in substantial cost savings to DoD, Reserve component members serving tours of duty for less than 140 days receive significantly less housing entitlement money per day than their active duty counterparts.  While there is an exception for those members serving in support of contingency operations, the separate BAH rates still apply for non-contingency duty.  The Services, Reserve components, and DoD should actively seek solutions to resolve these inequities because of our increased reliance on Reserve component members, the need for improved retention, and the need to encourage volunteerism, 

The Board is concerned that, while improvements have been made to the Soldiers' and Sailors' Civil Relief Act of 1940 under the new Servicemembers Civil Relief Act of 2003, there is no current remedy for the inequities that occur when our student Reserve component members are involuntarily called to support our nation in its fight against terror.  Protections need to be extended to our student Guard and Reserve members who lose tuition and placement at colleges and universities as a result of a call to active duty. 

JOINTNESS

Full integration of the Reserve components in Joint Operations is no longer an idea, but a reality of how business is being accomplished.  Given our current strategic situation, National Security policy and future commitments, the future utilization of the Reserve components will most likely resemble how it is being used today - with the exception of it being more 'Jointly' orientated and tasked.  With the new steady and future state of increased Reserve component involvement, training, equipping, maintaining, and educating our members to a similar level of our active duty counterparts is reality.  Joint Officer Management and Joint Professional Military Education are inextricably linked. Understanding service cultures, practices, and procedures are fundamental to successfully operating in the joint environment-whether it be at a Headquarters or unit level.  Servicemembers coordinating joint operations must know joint procedures, capabilities, and doctrine.  Reserve component members are now serving in increased numbers and frequency on joint staffs and in joint billets.  This trend will continue as the Reserve component continues to be integrated into the Total Force.  Therefore, it is intuitive, Reserve component members must receive both Joint Professional Military Education and joint duty experience to maximize the effectiveness of the Department's initiative to adhere to the Goldwater-Nichols requirement on joint force integration. Without the Reserve component member receiving the education or the opportunity to serve in joint billets, the Reserve component member will never become fully qualified as a Joint Service member; and with the continued use of the Reserve component, the Department will not be utilizing it's best augmentation resource, the Reserve component member, as efficiently and effectively as possible.  All Reserve officers should receive joint duty experience and education as required by Goldwater-Nichols.  

A report to the Subcommittee on Military Personnel, Committee on Armed Services, and House of Representative by the General Accounting Office (GAO)  (03-238) regarding the education piece of this issue, stated the absence of a strategic plan for Joint officer development is a significant barrier to Joint Professional Military Education integration and implementation.  Further studies by independent contractors concluded operational and organization changes are needed in order to implement the mandated Joint Professional Military Education program. The Board believes that DoD Instruction, 1215.20 can be a catalyst for change to address the systemic problems that are seen as barriers to the full integration of the Reserve component-Joint Officer Management program.  The Board believes that the Joint Officer Management program should be appropriately supported and managed to preclude the need for a waiver to be appointed as a Reserve component Chief. 

STABILITY OPERATIONS

Recent experiences in Afghanistan and Iraq have presented an opportunity for the Reserve Forces Policy Board (RFPB) to explore and contribute to providing policy recommendations to issues related to stabilization and reconstruction operations.  This certainly represents an area where creative ideas might provide solutions for the future.  One idea that arose from our 2003 symposium was the concept of a Universal Command, a RC organization containing military and civilian volunteers. Other proposals include separate stability and reconstruction divisions, one Active and one Reserve, and future Brigades and Units of Action.  Our Board held a stability and reconstruction conference in January and resolved that one thing is clear:  We need a quick response force that reflects modularity and flexibility. 

Stabilization and reconstruction operations are sometimes referred to as the post-conflict phase of operations, although as we have seen in Iraq, the line between the conflict and stabilization phases is very gray.  Reserve component units such as Civil Affairs, Psychological Operations, Military Police and Engineers already play a key role in these operations.  The RFPB is very interested in stabilization and reconstruction operations and plans in 2004 to actively focus on the development of policy, organizational structure implications, and its impact on Reserve component units and members, to include the use of civilian volunteers.  Given the strong emphasis placed on force rebalancing and transformation, the RFPB has a role to play in reviewing current proposals for reform in the context of DoD policy and its recommendation.  The Board will coordinate with various DoD and other Federal Agencies including National Defense University (NDU), the Office of Force Transformation (OFT), Assistant Secretary of Defense for Special Operations Low Intensity Conflict (ASD/SOLIC), Assistant Secretary of Defense for Reserve Affairs (ASD/RA), and the Army War College Peacekeeping and Stability Operations Institute (PKSOI), leading scholars, and "think tanks" that have ongoing work in this area. 

The demands of warfighting in the 21st century and stabilization operations demand new thinking and approaches for how the Reserve components can best contribute to this effort.  The RFPB is assisting other organizations and doing independent research concerning the viability of expanded use of Auxiliaries and recalled retirees; utilizing authority that exists for creating a Temporary Reserve; expanding use of State Defense Forces; and, examining other mechanisms that will meet the needs of the military and contribute to a new paradigm of what Reserve service can mean.  The objective will be to develop policy for utilization of some or all of these mechanisms. 

CONCLUSION

Our Guard and Reserve personnel serve in a force that is the single most technologically advanced in the world and we are continually asking them to do more.  If we continue to utilize Reservists at the pace we are today, we must develop the best possible compensation and incentive package, and sensitize our leadership to ensure fair and equitable treatment.  Though our Guard and Reserve members are true citizen patriots and fully understand their responsibilities and service, we are concerned that the stress on their families and employers along with existing fairness and equity issues may have a negative impact on retention in the coming months.  In these turbulent and, indeed, watershed times, it is essential that the Reserve Forces Policy Board continue to be a viable, independent source of policy advice to the Secretary of Defense and at the same time meet its role of keeping the President and Congress informed with our annual report.  Thank you for this opportunity to testify on behalf of the extraordinary Guard and Reserve men and women who serve our Nation. 

Reference Materials

Office of the Assistant Secretary of Defense for Reserve Affairs (OASD) and Director, J-4, The Joint Staff (CJCS, J4), Mobilizing the Reserve Forces in the 21st Century: Report of the DoD Mobilization Symposium, (Washington, D.C., November 18-20, 2002)

United States General Accounting Office (GAO), Military Personnel: DoD Actions Needed to improve the Efficiency of Mobilization for Reserve Forces, GAO-03-921, (Washington, D.C., August 2003)

Office of the Assistant Secretary of Defense for Reserve Affairs, Review of Reserve Component Contribution to National Defense, (Washington, D.C., December 20, 2002)

United States General Accounting Office (GAO), Military Pay:  Army National Guard Personnel Mobilized to Active Duty Experienced Significant Pay Problems, (GAO)-04-89, (Washington, D.C, November 2003)

United States General Accounting Officer (GAO), Military Personnel:  Joint Officer Development Has Improved, but a Strategic Approach Is Needed  (GAO)-03-238,(Washington, D.C., December 19, 2002)

DoD Instruction 1215.20, Reserve Component (RC) Joint Officer Management Program, (September 12, 2002)


House Armed Services Committee
2120 Rayburn House Office Building
Washington, D.C. 20515