Annual Financial and Actuarial Information Reporting (ERISA § 4010)*

e-4010 Filing Requirements [PDF]

Via e-4010

Annual Return/Report of Employee Benefit Plan (IRS/DOL/PBGC Form 5500)

Form 5500 Series - DOL Web site

Follow Form 5500 instructions on DOL Web site (page 5 of PDF instructions)

Payment of Premiums

Comprehensive Premium Filing (2009)*

Instructions and Illustrative Form (page 18 of PDF instructions)

Via My PAA

Estimated Premium Payment (2009)*

Premium Instructions and Forms

Via My PAA

Comprehensive Premium Filing (2008)*

Instructions and Illustrative Form (page 20 of PDF instructions)

Via My PAA

Estimated Premium Payment (2008)*

Instructions and Illustrative Form

Via My PAA

Premium Related Forms for years prior to  2008 (Form 1, Schedule A, Form 1-ES, Form 1-EZ)

Prior Year Instructions and Forms

Follow Prior Year Instructions

Termination Premium Form (Form T)

Instructions and Form [PDF]

Follow Termination Premium instructions (page 5 of PDF instructions)

Reportable Events 

Post-Event Notice of Reportable Events (Form 10)

PDF (See Technical Update 09-3 (April 30, 2009) for small plan reporting relief for missed 2009 quarterlies.)

Follow Form 10 instructions (page 3 of PDF instructions)

Advance Notice of Reportable Events (Form 10 Advance)

PDF

Follow Form 10 Advance instructions (page 3 of PDF instructions)

Notice of Failure to Make Required Contributions (Form 200)

PDF

Follow Form 200 instructions (page 3 of PDF instructions)

Terminations

Standard Terminations  (Full set of PDF Forms)

Notice Single-Employer Plan Termination (Form 500)

PDF

Follow Standard Termination instructions (page 5 of PDF instructions) 

Post-Distribution Certification
for Standard Termination (Form 501)

PDF

Certification of Sufficiency (Schedule EA-S to Form 500)

PDF

Designation of Representative (Schedule REP-S to Form 500)

PDF

Distress Terminations (Full set of PDF Forms)

Notice of Intent to Terminate (Form 600)

 PDF

Follow Distress Termination instructions (page 4 of PDF instructions) 

Notice of Single-Employer Plan Termination (Form 601)

 PDF

Post-Distribution Certification (Form 602)

 PDF

Enrolled Actuary Certification Schedule EA-D (attachment to Form 600)

 PDF

Designation of Representative Schedule REP-D (attachment to Form 600)

 PDF

Missing Participants  (Full set of PDF Forms)

Participant Information (Schedule MP)

PDF

Follow Missing Participant instructions (page 4 of PDF instructions) 

Annuity Purchase Information (Attachment A to Schedule MP)

PDF

Individual Information (Attachment B to Schedule MP)

PDF

Payment Voucher (Schedule MP)

PDF