• Work Loss Data Institute. Low back - lumbar & thoracic (acute & chronic). Corpus Christi (TX): Work Loss Data Institute; 2008. 481 p. [594 references]

This is the current release of the guideline.

This guideline updates a previous version: Work Loss Data Institute. Low back - lumbar & thoracic (acute & chronic). Corpus Christi (TX): Work Loss Data Institute; 2007 Jul 5. 393 p.

The Official Disability Guidelines product line, including ODG Treatment in Workers Comp, is updated annually, as it has been since the first release in 1996.

Work-related low back pain

Diagnosis
Evaluation
Management
Treatment

Chiropractic
Family Practice
Internal Medicine
Orthopedic Surgery
Physical Medicine and Rehabilitation
Surgery

Advanced Practice Nurses
Health Care Providers
Health Plans
Nurses
Physician Assistants
Physicians

To offer evidence-based step-by-step decision protocols for the assessment and treatment of workers' compensation conditions

Workers with low back pain

The following interventions/procedures were considered and recommended as indicated in the original guideline document:

1. Activity restrictions/work modifications
2. Aerobic exercise
3. Age adjustment
4. Antidepressants in chronic cases
5. Anti-inflammatory medications (e.g., ibuprofen)
6. Aquatic therapy (as an optional form of exercise therapy)
7. Back schools
8. Behavioral treatment
9. Chiropractic/manipulation
10. Cold/heat packs for acute pain
11. Conservative care (first six months)
12. Differential diagnosis
13. Discectomy/laminectomy
14. Electromyography (needle, not surface)
15. Epidural steroid injections (ESIs) (treatment and diagnostic)
16. Evoked potential studies
17. Exercise
18. Facet joint diagnostic blocks (injections) prior to facet neurotomy
19. Facet joint pain, signs and symptoms
20. Fear-avoidance beliefs questionnaire (FABQ)
21. Flexibility evaluation as a part of a routine musculoskeletal evaluation
22. Fluoroscopy (for ESIs)
23. Functional improvement measures
24. Fusion (spinal) as an option for spinal fracture, dislocation, spondylolisthesis or frank neurogenic compromise
25. Gabapentin (Neurontin®)
26. Hardware injection block for diagnostic evaluation of failed back surgery syndrome
27. Heat therapy
28. Herbal medicines
29. Home health services
30. H-reflex tests
31. Hyperbaric oxygen therapy (HBOT) for diabetic skin ulcers
32. Iliac crest donor-site pain treatment (bupivacaine)
33. Implantable drug-delivery systems (IDDSs) (as an end-stage treatment alternative)
34. Kyphoplasty
35. Laminectomy/laminotomy
36. Lumbar extension exercise equipment
37. Magnetic resonance imaging (MRI)
38. Massage
39. McKenzie method
40. Microdiscectomy
41. Muscle relaxants for acute cases
42. Myelography
43. Nonprescription medications (e.g., acetaminophen, aspirin, ibuprofen) for early use only
44. Occupational/physical therapy
45. Patient education for treatment
46. Percutaneous vertebroplasty
47. Piriformis injections
48. Psychological screening prior to surgery
49. Return to work and regular activities
50. Sacroiliac joint injections (SJI)
51. Segmental rigidity (diagnosis)
52. Sequestrectomy
53. Shoe insoles/shoe lifts
54. Skilled nursing facility after hospitalization if necessary
55. Spinal cord stimulation (SCS) for selected patients
56. Stretching (as part of an exercise program)
57. Vertebroplasty
58. Work conditioning/work hardening
59. Wound dressing
60. Yoga

The following interventions/procedures were considered optional:

Shoe insoles/shoe lifts

The following interventions/procedures are under study and are not specifically recommended:

1. Acupressure
2. Adhesiolysis, spinal endoscopic
3. Back brace/corsets/lumbar supports for treatment
4. Bone-growth stimulators
5. Botulinum toxin (Botox)
6. Colchicine
7. Electromagnetic pulsed therapy
8. Ergonomic interventions for primary prevention
9. Facet joint intra-articular injections (therapeutic blocks)
10. Facet rhizotomy/facet joint radiofrequency neurotomy
11. Feldenkrais
12. Interspinous decompression device (X-Stop®)
13. Magnetic resonance (MR) neurography
14. Mattress selection
15. Oral corticosteroids
16. Percutaneous adhesiolysis/epidural neuroplasty
17. Percutaneous electrical nerve stimulation (PENS)
18. Topiramate (Topamax®)
19. Vacuum-assisted closure wound-healing

The following interventions/procedures were considered, but are not recommended:

1. Acupuncture
2. Back brace/corsets/lumbar supports for prevention
3. Bed rest
4. Biofeedback
5. Bone scan
6. Bupropion for low back pain
7. Chemonucleolysis (chymopapain)
8. Computed tomography (CT) and CT myelography
9. Current perception threshold (CPT) testing
10. Delayed treatment
11. Device for intervertebral assisted motion (DIAM)
12. Diathermy
13. Disc prosthesis/replacement
14. Discography
15. Dynamic neutralization system (Dynesys)
16. Epidural steroid injections, "series of three"
17. Facet-joint chemical rhizotomy
18. Facet-joint injections, multiple series and thoracic
19. Facet joint medial branch blocks for therapy
20. Flexion/extension imaging studies  as a primary criteria for range of motion
21. Functional anesthetic discography
22. F-wave tests
23. Fusion (spinal, endoscopic)
24. Gym membership unless monitored and administered by medical professionals
25. Hospitalization except for major trauma
26. H-wave stimulation (devices)
27. Infrared therapy
28. Interferential therapy
29. Intradiscal electrothermal annuloplasty (IDET)
30. Intradiscal steroid injection
31. Iontophoresis
32. Ligamentous injections
33. Low level laser therapy (LLLT)
34. Lumbar supports for prevention
35. Magnet therapy
36. Manipulation under anesthesia (MUA)
37. Microcurrent electrical stimulation (MENS devices)
38. NC-stat nerve conduction studies/nerve conduction studies (NCS)
39. Neuromuscular electrical stimulators (NMES) (except for patients with specific criteria)
40. Neuroreflexotherapy
41. Nucleoplasty
42. Opioids/narcotics (except for short use with severe cases)
43. Orthotrac vest
44. Percutaneous discectomy (PCD)
45. Percutaneous endoscopic laser discectomy (PELD)
46. Percutaneous intradiscal radiofrequency (thermocoagulation)
47. Percutaneous neuromodulation therapy (PNT)
48. (See #62) Prolotherapy, also known as sclerotherapy
49. Pulsed radiofrequency treatment (PRF)
50. Radiography in the absence of red flags
51. Single photon emission computed tomography (SPECT)
52. Standing MRI
53. Surface electromyography (SEMG)
54. Sympathetic therapy
55. Thermography (infrared stress thermography)
56. Traction
57. Transcutaneous electrical neurostimulation (TENS)
58. Transplantation, intravertebral disc
59. Trigger point injections in the absence of myofascial pain syndrome
60. Tumor necrosis factor modifiers
61. Ultrasound (diagnostic and therapeutic)
62. Vertebral axial decompression (VAX-D)/powered traction devices
63. Videofluoroscopy

• Reliability and value of diagnostic assessments
• Effectiveness of treatment in relieving pain and restoring normal function

Hand-searches of Published Literature (Primary Sources)
Searches of Electronic Databases

Work Loss Data Institute (WLDI) conducted a comprehensive medical literature review (now ongoing) with preference given to high quality systematic reviews, meta-analyses, and clinical trials published since 1993, plus existing nationally recognized treatment guidelines from the leading specialty societies. WLDI primarily searched MEDLINE and the Cochrane Library. In addition, WLDI also reviewed other relevant treatment guidelines, including those in the National Guideline Clearinghouse, as well as state guidelines and proprietary guidelines maintained in the WLDI guideline library. These guidelines were also used to suggest references or search terms that may otherwise have been missed. In addition, WLDI also searched other databases, including MD Consult, eMedicine, CINAHL, and conference proceedings in occupational health (i.e., American College of Occupational and Environmental medicine [ACOEM]) and disability evaluation (i.e., American Academy of Disability Evaluating Physicians [AADEP], American Board of Independent Medical Examiners [ABIME]). Search terms and questions were diagnosis, treatment, symptom, sign, and/or body-part driven, generated based on new or previously indexed existing evidence, treatment parameters and experience.

In searching the medical literature, answers to the following questions were sought: (1) If the diagnostic criteria for a given condition have changed since 1993, what are the new diagnostic criteria? (2) What occupational exposures or activities are associated causally with the condition? (3) What are the most effective methods and approaches for the early identification and diagnosis of the condition? (4) What historical information, clinical examination findings or ancillary test results (such as laboratory or x-ray studies) are of value in determining whether a condition was caused by the patient's employment? (5) What are the most effective methods and approaches for treating the condition? (6) What are the specific indications, if any, for surgery as a means of treating the condition? (7) What are the relative benefits and harms of the various surgical and non-surgical interventions that may be used to treat the condition? (8) What is the relationship, if any, between a patient's age, gender, socioeconomic status and/or racial or ethnic grouping and specific treatment outcomes for the condition? (9) What instruments or techniques, if any, accurately assess functional limitations in an individual with the condition? (10) What is the natural history of the disorder? (11) Prior to treatment, what are the typical functional limitations for an individual with the condition? (12) Following treatment, what are the typical functional limitations for an individual with the condition? (13) Following treatment, what are the most cost-effective methods for preventing the recurrence of signs or symptoms of the condition, and how does this vary depending upon patient-specific matters such as underlying health problems?

Criteria for Selecting the Evidence

Preference was given to evidence that met the following criteria: (1) The article was written in the English language, and the article had any of the following attributes: (2) It was a systematic review of the relevant medical literature, or (3) The article reported a controlled trial – randomized or controlled, or (4) The article reports a cohort study, whether prospective or retrospective, or (5) The article reports a case control series involving at least 25 subjects, in which the assessment of outcome was determined by a person or entity independent from the persons or institution that performed the intervention the outcome of which is being assessed.

More information about the selection of evidence is available in "Appendix. ODG Treatment in Workers' Comp. Methodology description using the AGREE instrument" (see "Availability of Companion Documents" field).

Not stated

Weighting According to a Rating Scheme (Scheme Given)

Review of Published Meta-Analyses
Systematic Review

The Work Loss Data Institute (WLDI) reviewed each article that was relevant to answering the question at issue, with priority given to those that met the following criteria: (1) The article was written in the English language, and the article had any of the following attributes: (2) It was a systematic review of the relevant medical literature, or (3) The article reported a controlled trial – randomized or controlled, or (4) The article reported a cohort study, whether prospective or retrospective, or (5) The article reported a case control series involving at least 25 subjects, in which the assessment of outcome was determined by a person or entity independent from the persons or institution that performed the intervention the outcome of which is being assessed.

Especially when articles on a specific topic that met the above criteria were limited in number and quality, WLDI also reviewed other articles that did not meet the above criteria, but all evidence was ranked alphanumerically (see the Rating Scheme of the Strength of Evidence field) so that the quality of evidence could be clearly determined when making decisions about what to recommend in the Guidelines. Articles with a Ranking by Type of Evidence of Case Reports and Case Series were not used in the evidence base for the Guidelines. These articles were not included because of their low quality (i.e., they tend to be anecdotal descriptions of what happened with no attempt to control for variables that might affect outcome). Not all the evidence provided by WLDI was eventually listed in the bibliography of the published Guidelines. Only the higher quality references were listed. The criteria for inclusion was a final ranking of 1a to 4b (the original inclusion criteria suggested the methodology subgroup), or if the Ranking by Type of Evidence was 5 to 10, the quality ranking should be an "a."

Not stated

Not applicable

The guideline developers reviewed published cost analyses.

External Peer Review

Prior to publication, select organizations and individuals making up a cross-section of medical specialties and typical end-users externally reviewed the guideline.

Identify Radicular Signs

• First visit: may be with Primary Care Physician MD/DO (50%), Orthopedist (33%), or Chiropractor (17%)
• Determine presence or absence of radiculopathy:
  • Medical history
  • Sensation: Feeling pain radiating below the knee (calf or lower), not just referred pain (pain radiating to buttocks or thighs), and dermatological sensory loss
  • Straight leg raising test (sitting and supine), productive of leg pain
  • Motor strength and deep tendon reflexes
  • Document flexibility/range of motion (ROM) (fingertip test), muscle atrophy (calf measurement), local areas of tenderness, visual pain analog, sensation alternation
  • Note: Radiculopathy is often over-diagnosed. For unequivocal evidence of radiculopathy, refer to the American Medical Association (AMA) Guides to the Evaluation of Permanent Impairment, 5^th Edition, pg. 382-83.
• Rule out "red flag" diagnoses, including diagnostic studies, for specialist referral:
  • Cauda Equina Syndrome (Schedule emergency procedure) (Refer to the original guideline document for International Classification of Diseases, Ninth Revision [ICD-9] codes for this and other diagnoses)
  • Fracture, Compression fracture, Dislocation, Wound
  • Cancer, Infection
  • Dissecting/Ruptured Aortic Aneurysm
  • Others (prostate problems, endometriosis/gynecological disorders, urinary tract infections, and renal pathology)
  • Note: This guideline should not be used to suggest appropriate procedures for other conditions or comorbidities. When the treating doctor suspects any other diagnosis, they may decide what necessary testing should be performed, which may include laboratory tests such as erythrocyte sedimentation rate (ESR), complete blood count (CBC), and urinalysis (UA) to screen for nonspecific medical diseases (especially infection and tumor) of the low back.

Without Radiculopathy (90% of cases)

• Also first visit (day 1):
  • Prescribe activity modification, if necessary, based on severity and difficulty of job, while encouraging return to activity as much as possible; limited passive therapy with heat/ice (3 to 4 times/day); stretching/exercise (training by physical therapist OK); appropriate analgesia (i.e., acetaminophen) and/or anti-inflammatory (i.e., ibuprofen) [Benchmark cost: $14]; back to work except for severe cases in 72 hours, possibly modified duty. Avoid bed rest.
  • REASSURE PATIENT: Patient education - common problem (90% of patients recover spontaneously in 4 weeks)
  • No x-rays unless significant trauma (e.g., a fall)
  • If muscle spasms, then consider muscle relaxant with limited sedative side effects [Benchmark cost: $44]

    Note: The purpose of muscle relaxants is to facilitate return to activity, but muscle relaxants have not been shown to be more effective than non-steroidal anti-inflammatory drugs [NSAIDs].

• Second visit (day 3 to 10 - about 1 week after first visit or sooner because delayed treatment is not recommended)
  • Document progress (flexibility, areas of tenderness, motor strength, straight leg raise--sitting and supine)
  • If still 50% disabled (i.e., cannot return to work) then consider referral for exercise/instruction/manual therapy [Benchmark cost: $250]: Options are physical therapist, chiropractor, massage therapist, or occupational therapist (3 visits in first week), or by treating DO/MD (Choose providers supporting active therapy and not just passive modalities. The focus of treatment should not be symptom reduction, but improving function with a goal to return to work.) Consider screening for psychosocial symptoms in cases with expectations of delayed recovery
  • Discontinue muscle relaxant

• Third visit (day 10 to 17 - about 1 week after second visit)
  • Document progress
  • Prescribe muscle-conditioning exercises
  • At this point 66% to 75% should be back to regular work
  • While not indicated in the absence of red flags, if still disabled, then consider imaging study (anterior-posterior [AP]/lateral 2-view x-ray of lumbar) [Benchmark cost: $150] to rule out tumor, fracture, osteoporosis, myelopathy
  • Maintain therapy, continue focus on active therapy and not passive modalities, 2 visits in next week, teach home exercises
  • End manual therapy at 4 weeks (1 visit in last week)

With Radiculopathy (10% of cases)

• Also first visit (day 1)
  • Same as non-radicular

• Second visit (day 3-10 - about 1 week after first visit)
  • Same as non-radicular
  • Reassure, but if increased numbness or weakness of either leg, get back to provider in one day
  • Consider referral to nonsurgical musculoskeletal physician (Orthopedist/Physical Medicine/Sports Medicine)
• Third visit (day 10 to 17 - about 1 week after second visit)
  • Same as non-radicular
  • About 50% can be back at modified duty
  • If improvement, then add strengthening exercises, increased activity
• Fourth visit (day 21 to 28 - about 1 to 2 weeks after third visit)
  • Document objective findings, if no improvement then:
  • First magnetic resonance imaging (MRI) (about 3% of total cases, or 30% of radicular cases) to confirm extruded disk with nerve root displacement (>1 month conservative therapy) [Benchmark cost: $1,600]
  • MRI or computed tomography (CT) not indicated without obvious clinical level of nerve root dysfunction, clear radicular findings, or before 3 to 4 weeks
  • EMGs (electromyography) may be useful to obtain unequivocal evidence of radiculopathy, after 4 to 8 weeks conservative therapy, but EMGs are not necessary if radiculopathy is already clinically obvious
  • Consider an epidural steroid injection (ESI) for severe cases hoping to avoid surgery [Benchmark cost: $676] (Note: The purpose of ESI is to reduce pain and inflammation, restoring range of motion and thereby facilitating progress in more active treatment programs, but this treatment alone offers no significant long-term functional benefit)
  • If psychological factors retarding recovery are suspected, possibly refer to psychologist for testing [Benchmark cost: $540]
  • Education: Consider back school as an option, if available
  • If no improvement 7 to 14 days after the first ESI, consider prescribing 2nd ESI [Benchmark cost: $615]; there should be a maximum of two ESIs, and the second ESI can be 7 to 14 days after the first, depending upon the patient's response and functional gain

• Surgery (three months or more -- after appropriate work-up and consultation, concordance between radicular findings on radiologic evaluation and physical exam findings) (about 2% of total cases, or 20% of radicular cases) (See also ODG Indications for Surgery™ -- Discectomy in the Procedure Summary of the original guideline document). Unequivocal objective findings are required based on neurological examination and testing.
  • Refer to fellowship trained Spine Surgeon: Neurosurgeon (50%), Orthopedist (50%)
  • Before surgery, screen for psychological symptoms that could affect surgical outcome (e.g., substance abuse, child abuse, work conflicts, somatization, verbalizations, attorney involvement, smoking)
  • Review options/outcomes with patient, let patient be part of decision making
  • Simple discectomy/laminectomy, minimally invasive [Benchmark cost: $17,400]
  • Post-operative pain, walking exercises, physical therapy

• Failure to recover: See the Procedure Summary (in the original guideline document) for options that may be available, along with links to the medical evidence. Also see the Chronic Pain Chapter.

None provided

During the comprehensive medical literature review, preference was given to high quality systematic reviews, meta-analyses, and clinical trials over the past ten years, plus existing nationally recognized treatment guidelines from the leading specialty societies.

The heart of each Work Loss Data Institute guideline is the Procedure Summary (see the original guideline document), which provides a concise synopsis of effectiveness, if any, of each treatment method based on existing medical evidence. Each summary and subsequent recommendation is hyper-linked into the studies on which they are based, in abstract form, which have been ranked, highlighted and indexed.

These guidelines unite evidence-based protocols for medical treatment with normative expectations for disability duration. They also bridge the interests of the many professional groups involved in diagnosing and treating work-related low back pain.

• Muscle relaxants have potential side effects, including drowsiness in up to 30 percent of patients.
• Gabapentin is associated with increased sedation and dizziness.
• There should be caution about daily doses of acetaminophen and liver disease if over 4,000 mg per day or in combination with other non-steroidal anti-inflammatory drugs (NSAIDs).

Potential cautions or contraindications to manipulations include coagulopathy, fracture, and progressive neurologic deficit.

The Treatment Planning sections outline the most common pathways to recovery, but there is no single approach that is right for every patient and these protocols do not mention every treatment that may be recommended. See the Procedure Summaries (in the original guideline document) for complete lists of the various options that may be available, along with links to the medical evidence.

An implementation strategy was not provided.

Getting Better
Living with Illness

Effectiveness
Patient-centeredness

• Work Loss Data Institute. Low back - lumbar & thoracic (acute & chronic). Corpus Christi (TX): Work Loss Data Institute; 2008. 481 p. [594 references]

Not applicable: The guideline was not adapted from another source.

2003 (revised 2008 Jun 10)

Work Loss Data Institute - Public For Profit Organization

Not stated

Not stated

There are no conflicts of interest among the guideline development members.

This is the current release of the guideline.

This guideline updates a previous version: Work Loss Data Institute. Low back - lumbar & thoracic (acute & chronic). Corpus Christi (TX): Work Loss Data Institute; 2007 Jul 5. 393 p.

The Official Disability Guidelines product line, including ODG Treatment in Workers Comp, is updated annually, as it has been since the first release in 1996.

This summary was completed by ECRI on February 2, 2004. The information was verified by the guideline developer on February 13, 2004. This NGC summary was updated by ECRI on March 28, 2005, January 3, 2006, April 11, 2006, November 10, 2006, and March 30, 2007. This summary was updated by ECRI Institute on May 17, 2007 following the U.S. Food and Drug advisory on Colchicine. This NGC summary was updated by ECRI Institute on August 28, 2007. This summary was updated by ECRI Institute on October 31, 2007, following the U.S. Food and Drug Administration advisory on Antidepressant drugs. This NGC summary was updated by ECRI Institute on January 22, 2009. This summary was updated by ECRI Institute on May 1, 2009 following the U.S. Food and Drug Administration advisory on antiepileptic drugs. This summary was updated by ECRI Institute on July 20, 2009 following the U.S. Food and Drug Administration advisory on Varenicline and Bupropion.

This NGC summary is based on the original guideline, which is subject to the guideline developer's copyright restrictions.