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Large Trader Reporting Requirements

Market Surveillance


Financial Data for Futures Commission Merchants



Futures commission merchants (FCMs) must file monthly financial reports with the CFTC's Division of Clearing and Intermediary Oversight within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2009 financial reports was March 24, 2009.  The 12 business day target for posting these data was April 9, 2009. 

Once posted, the CFTC does not revise this information to reflect any amended financial information subsequently received.

You can subscribe to email alerts that provide notice when the Financial Data for FCMs webpage is updated.

2009

   

June 30, 2009

May 31, 2009

April 30, 2009

March 31, 2009

February 28, 2009

January 31, 2009

Please contact DCIO with any questions about the posting of FCM financial data.

Last Updated: August 3, 2009