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Adolescent Literacy—Research Informing Practice: A Series of Workshops

Adolescent Literacy: Research Needs

Despite the significant advances that have been made in our understanding of the abilities children must acquire to become successful readers and the conditions under which the necessary skills are most effectively taught, very little converging evidence addresses how adolescents learn and how best to teach literacy-reading and writing-to middle and high school students. We need to know the extent to which our current evidence about early reading and reading instruction holds true for older students who fail to acquire the basic foundational skills for literacy. Why does it seem that learning to read is more difficult after age 9? How can we best intervene to improve reading after that age? Which specific abilities and characteristics of learners are most predictive of successful reading and of reading difficulties in adolescents? How do we motivate middle and high school students who have experienced failure in literacy to re-engage in this all-important learning task?

In March and May 2002, two workshops on Adolescent Literacy were held. These workshops were co-sponsored by several federal agencies and professional associations, and brought together researchers, practitioners, administrators, funders and policy-makers. They included presentations, discussion panels, audience questions and comments, and small working groups. The overall goal of both workshops was to assess the current state of knowledge on adolescent literacy, to develop recommendations for research, and to articulate research questions that need to be addressed in order to move the field of adolescent literacy forward. This document reflects their deliberations.

The workshops included presentations that surveyed current research in adolescent literacy and identified gaps and areas in need of research. In the second workshop, examples of instructional models being implemented in middle and high schools were presented, highlighting the importance of the development, implementation and evaluation of such models, and the value of rigorous design in evaluation.

The two workshops made clear that much research is needed in this under-studied area. Long-term longitudinal and descriptive studies are needed that trace and define the developmental trajectory of reading and writing in the adolescent period. Cross-sectional studies may be used to distinguish skill level of students in different grades. Case studies may assist in formulating theories that may elucidate the findings from longitudinal and/or cross-sectional studies. In addition, experimental and quasi-experimental studies of instructional methods, models for effective reading instruction delivery in middle and high school, and specific interventions for struggling readers are needed. Data-mining may help to circumvent lengthy time frames on longitudinal studies, by learning what we can from extant datasets and using this information in the design of longitudinal studies that could thus possibly move more quickly to answer crucial research questions. Studies that link behavior and the neurobiological aspects of reading in this age group are needed, and there is a need for novel uses of designs and methods and for the development of innovative ways to study this challenging group of students. The most informative research will link various fields and disciplines, sharing methods and approaches and bringing multiple perspectives to bear on these important questions. Researchers must study students who reflect the demography of the school, district, state, or nation, and interventions must be tested with diverse groups.

Concepts

The focus on adolescent literacy raises the question of what is meant by "adolescent" and by "literacy." For purposes of research, a consensus definition and consistent use of the concept of "adolescence" are needed. In these workshops, adolescence was defined as the middle and high school period. Clearly investigators should give specific definitions of adolescence as operationalized in their research. The concept of literacy generally includes reading and writing, and the interaction between the two is crucial in studying the development of literacy in adolescence. It is important to note that this includes computer and multimedia literacy, since adolescents, like many other age groups today, may use the computer and multimedia (e.g. CD-ROMs) for a great deal of their reading and writing.

Key to understanding adolescence are the characteristics of the preadolescent period and how those affect adolescence. A developmental description of adolescence and of adolescents' literacy needs relative to their personal characteristics is fundamental to conducting research on adolescent literacy and can be seen as a research topic itself. During formal schooling in the U.S., there are two significant transitions-that from elementary school to middle school and that from middle school to high school. Ideally reading difficulties would be prevented before children must negotiate these transitions. There is a need for studies that design, implement and test the effectiveness of preventive interventions in the pre-adolescent period (i.e. the latter half of the elementary school years). Meanwhile, there are currently many children/adolescents for whom intervention during the middle school and high school years is needed. We need to better understand how these transitions alter the characteristics of the individual, the problem of reading difficulties and its sequelae, and possible solutions.

Likewise, literacy is best characterized as a developmental process, and research is needed to describe that process through the adolescent years. While there is a need for the design, development and testing of interventions, there is also a basic need to understand the continued learning and development that takes place during adolescence in the areas of reading and writing. The concept of literacy development is complex because it is intertwined and interactive with the context in which learning occurs. In addition, literacy abilities vary widely across segments of the population, such as English-language learners, average and high achievers, minority students, students with disabilities, and students living in rural vs. urban areas.

The Extent of the Problem

Research is needed to provide additional and more detailed data on the extent of the problem. We know that there are adolescents who have difficulties reading and writing. We need to know which population groups are most affected, their sociodemographic characteristics, the geographical distribution, and how many adolescents have persisting difficulties and how many have emerging problems. We also need detailed characterizations of struggling readers and of students who are performing well, in order to best design optimal programs for all students and optimal tailored interventions for those with difficulties. Any such characterizations must also take contextual and environmental factors into account.

Adolescent Literacy - The Development of Literacy in Middle and High School

Development is taken as a superordinate principle in organizing this research agenda. We need to define the typical developmental process, and collect data on how many students are performing in a manner inconsistent with it, and what is necessary to alter the process to provide for more normative progress in the future for these students. Research is needed to investigate the connections among several basic dynamic domains or themes that affect the development of adolescent literacy.

Across all of these domains are three integrated elements:

Two complex overarching questions must be addressed:

  1. What are the characteristics of students, their environments, the context in which they receive instruction, and the nature of that instruction with regard to reading and writing during adolescence? At different developmental levels of literacy? What are the interactions, the reciprocal relationships, among these factors?
  2. How do the characteristics of students, their environments, the contexts in which they receive instruction, and the nature of that instruction with regard to reading and writing during adolescence change and develop over the course of adolescence? This is not a passive model of change. How do adolescents navigate and work through the transitions into and from one level to the next within adolescence? What resources do they access, what literacy practices do they engage in on their own, and what factors affect, mediate, or moderate change?

Relevant Research Issues

Abilities and characteristics of students
In describing learners, researchers should take several factors into consideration. First, cognition, knowledge, and executive function (self-regulation, metacognition) must be measured and characterized over time, and should be considered in designing interventions, as should sociocultural characteristics. Similarly, research should describe language and communication characteristics, psychosocial factors (such as identity and motivation), and sociocultural factors (such as socioeconomic status, culture, and English as a second language). In addition, because learning can be constrained by neurobiological factors, it will be important to study the neurobiological aspects of the learning process as adolescents advance their reading and writing skills. Research samples and individuals should be sufficiently well-characterized that studies can be replicated, and data understood within the broader context of related research, as well as allow answers to questions concerning what was learned, who learned it and who did not, and under which conditions does such learning take place for these students.

Context and Environment
The school context in general can affect motivation and learning, as well as how instruction and intervention are provided. The context in which students are learning must be considered. Research should examine the context in which adolescents are functioning, and what should be changed in those contexts to help students read better.

The school as a learning environment should be studied and factored into research on adolescent literacy. Environment might include middle and high school environments, the characteristics of each, the differences between them, the demands of the middle school and high school learning environments, the effects these have on student learning and motivation, and their implications for instruction as well as for teacher preparation and professional development.

Other environmental factors must also be taken into account, such as home, after-school activities, peer groups, the neighborhood, and community. The language spoken in all of these locales is also a crucial part of the learning environment, and must be considered, as well as the cultural differences that may exist within schools and communities.

Outcomes of Interest
Literacy is a broad concept, but it may be operationally defined in research as the ability of the learner to perform reading and writing tasks. Outcomes of interest in adolescent literacy may well include all of the same areas as for younger children, but the level of complexity of the material and the expertise that will constitute success for adolescents differs.

Characteristics of practices and programs
The foundational information that descriptive research will provide on the developmental changes that occur as adolescents learn to read and write and to acquire these skills at increasingly complex levels will become the basis for identifying the specific intervention needs of struggling adolescent readers and writers, and for the design and implementation of interventions. As for all other age groups, it is crucial to determine the most appropriate and effective interventions for adolescents. Intervention research must answer the question of which interventions are most effective, for which students, under which conditions. In determining "for which students," it will be important to consider students' linguistic and cultural differences in the design, implementation, and assessment of interventions' effectiveness. These interventions are no less important than interventions for any other age group, and are possibly even more complex for adolescents who are experiencing peer pressure and neurobiologic changes, and whose motivation and self-image may have already suffered from failure to achieve mastery in literacy. There is also a need to more fully understand and address the literacy instruction and intervention needs of students with various types of disabilities, both learning disabilities (reading and other learning areas) and other disabilities (including those with significant cognitive, motor, or communication needs) that can interfere with the process of developing reading and writing abilities.

Issues of scalability and sustainability should be considered when instructions/interventions are conceptualized. That is, we need to design interventions that inherently contain the attributes that would facilitate their being taken to scale. Much of what researchers develop may be highly effective in a research setting but too cumbersome or difficult to implement in the real world. If our intent is to have all students taught with scientifically based instruction, then it is imperative that our instructional and intervention practices be in a form that can be brought to scale. One such bringing to scale, for classroom instruction, may be through the development of instructional models or curricula, such as those presented at the second Adolescent Literacy workshop. Data should be gathered that includes careful sample characterization so that we can learn which models work better for which students, classrooms or schools.

In order to best understand the setting and conditions under which students learn, researchers must be in the schools and classrooms. The input of teachers who interact with these students on a daily basis can provide information to help inform the design, implementation, and ultimate success of research efforts. The development of strong cooperative relationships with teachers and education administrators is important to foundation research conducted in schools, as well as to the scaling up of instructional and intervention research in schools.

Important questions to answer regarding instruction and intervention that were raised at the workshops include the following:

Teacher Preparation and professional development
The development of a science of instruction is crucial to adolescents' success in developing literacy. The content, design, implementation, and effectiveness of teacher pre-service education and in-service continuing education have not been adequately researched. The development of the teacher over time has not been rigorously examined, and it is generally the case that high school content teachers receive little or no training in how to teach literacy. It is not clear how or how often pre-service education incorporates the findings from current research. Research is needed that follows teachers in classrooms, assesses student outcomes, relates these to teachers' background, and provides a profile of teachers and their needs.

In addition to describing teachers and their full preparation, research should also describe the role, background, and information needs of others involved in helping adolescents become literate (e.g., speech language pathologists, community workers, parents).

Assessment Methods and Measures
In addition to asking appropriate questions and applying appropriate research design and methods, researchers must have instruments for assessing the constructs under study that will lead to valid and reliable inferences. Reading and writing are developmental processes and assessment methods are needed to find out how children are progressing along the continuum. Workshop participants suggested the need for many different types of measures. However, any research agenda in assessment must examine the extent to which it is actually necessary to use different kinds of assessments. What do we learn from one that we do not learn from another? To what extent do results generalize from one kind of assessment to another with respect to adolescent literacy development? Whether in fact all these different types of measures are needed, and would serve useful purposes, are empirical questions that merit investigation, and good theory about the cognitive processes involved in different approaches to assessment and assessments using different kinds of text will help us to develop theories about generalizability as it relates to the assessment of literacy in adolescents.

With this in mind, the following are the major points raised by workshop participants regarding assessment are presented for consideration:

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