-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqOrTjnjnD3/pWaWUmgjh7IpD+VHFYrzCxL7MMt4bimsO47DceETsVMKbOrSlKs5 GjxMI0qYl0KnNEkxQDhhAw== 0001193805-09-000619.txt : 20090317 0001193805-09-000619.hdr.sgml : 20090317 20090317182004 ACCESSION NUMBER: 0001193805-09-000619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090130 FILED AS OF DATE: 20090317 DATE AS OF CHANGE: 20090317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QLT INC/BC CENTRAL INDEX KEY: 0000827809 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 887 GREAT NORTHERN WAY STREET 2: - CITY: VANCOUVER STATE: A1 ZIP: V5T 4T5 BUSINESS PHONE: 6047077000 MAIL ADDRESS: STREET 1: 887 GREAT NORTHERN WAY CITY: VANCOUVER STATE: A1 ZIP: V5T 4T5 FORMER COMPANY: FORMER CONFORMED NAME: QLT PHOTO THERAPEUTICS INC DATE OF NAME CHANGE: 19960618 FORMER COMPANY: FORMER CONFORMED NAME: QUADRA LOGIC TECHNOLOGIES INC DATE OF NAME CHANGE: 19941201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMONS JAMES H CENTRAL INDEX KEY: 0000941976 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17082 FILM NUMBER: 09689311 MAIL ADDRESS: STREET 1: RENAISSANCE TECHNOLOGIES LLC STREET 2: 800 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RENAISSANCE TECHNOLOGIES LLC CENTRAL INDEX KEY: 0001037389 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17082 FILM NUMBER: 09689310 BUSINESS ADDRESS: STREET 1: 800 THIRD AVE 33TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124866780 MAIL ADDRESS: STREET 1: 800 THIRD AVE 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: RENAISSANCE TECHNOLOGIES CORP DATE OF NAME CHANGE: 19990324 4 1 e605180_ex.xml X0303 4 2009-01-30 1 0000827809 QLT INC/BC QLTI 0000941976 SIMONS JAMES H RENAISSANCE TECHNOLOGIES LLC 800 THIRD AVE NEW YORK NY 10022 0 0 0 1 Please see footnote (1) 0001037389 RENAISSANCE TECHNOLOGIES LLC 800 THIRD AVE NEW YORK NY 10022 0 0 0 1 Please see footnote (1) Common Shares 2009-02-19 4 P 0 1200 1.9342 A 365500 I See Footnote Common Shares 2009-02-20 4 S 0 1000 1.7975 D 54000 I See Footnote Common Shares 2009-02-20 4 P 0 700 1.8114 A 166262 I See Footnote Common Shares 2009-02-20 4 S 0 2700 1.8041 D 164862 I See Footnote Common Shares 2009-02-20 4 S 0 2328 1.8054 D 106334 I See Footnote Common Shares 2009-02-20 4 P 0 1200 1.8088 A 366700 I See Footnote Common Shares 2009-02-23 4 S 0 2500 1.7228 D 162362 I See Footnote Common Shares 2009-02-23 4 S 0 2400 1.7221 D 103934 I See Footnote Common Shares 2009-02-23 4 P 0 1300 1.7362 A 368000 I See Footnote Common Shares 2009-02-24 4 S 0 800 1.7225 D 53200 I See Footnote Common Shares 2009-02-24 4 S 0 100 1.7300 D 162262 I See Footnote Common Shares 2009-02-24 4 P 0 1800 1.7272 A 164062 I See Footnote Common Shares 2009-02-24 4 S 0 1200 1.7200 D 102734 I See Footnote Common Shares 2009-02-24 4 S 0 9000 1.7241 D 4836553 I See Footnote Common Shares 2009-02-24 4 P 0 1300 1.7277 A 369300 I See Footnote Common Shares 2009-02-25 4 P 0 100 1.7200 A 164162 I See Footnote Common Shares 2009-02-25 4 S 0 10246 1.7506 D 153916 I See Footnote Common Shares 2009-02-25 4 S 0 8200 1.7532 D 94534 I See Footnote Common Shares 2009-02-25 4 P 0 1100 1.7436 A 370400 I See Footnote Common Shares 2009-02-26 4 S 0 1200 1.6704 D 52000 I See Footnote Common Shares 2009-02-26 4 P 0 300 1.6600 A 153216 I See Footnote Common Shares 2009-02-26 4 S 0 4500 1.6562 D 149716 I See Footnote Common Shares 2009-02-26 4 S 0 4150 1.6672 D 90384 I See Footnote Common Shares 2009-02-26 4 P 0 1100 1.6750 A 371500 I See Footnote Common Shares 2009-02-27 4 S 0 500 1.6760 D 51500 I See Footnote Common Shares 2009-02-27 4 P 0 2300 1.6430 A 150887 I See Footnote Common Shares 2009-02-27 4 S 0 3095 1.6684 D 148921 I See Footnote Common Shares 2009-02-27 4 S 0 1700 1.6300 D 88684 I See Footnote Common Shares 2009-02-27 4 P 0 1100 1.6836 A 372600 I See Footnote Common Shares 2009-03-02 4 S 0 4638 1.6612 D 144283 I See Footnote This Form 4 is being filed by the undersigned as well as the entity on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Neither the filing nor the execution of this statement shall be deemed an admission of the securities reported herein that either of the Reporting Persons are beneficial owners of any of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or that either of the Reporting Persons are obligated to file this statement under Section 16 of the Exchange Act. In any event, each of the Reporting Persons expressly disclaims beneficial ownership under Section 16 to the extent above such Reporting Person's pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.79 to $1.805. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.82. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.82. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.82. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.81. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.77. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.75. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.77. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.73. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $1.73. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.73. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $1.72. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.73. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.72 to $1.74. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $1.72. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.79. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.71 to $1.79. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.73 to $1.77. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.63 to $1.73. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $1.66. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.63 to $1.77. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.63 to $1.78. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.635 to $1.75. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $1.68. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.63 to $1.68. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.63 to $1.70. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $1.63. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.64 to $1.70. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.71. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.965. RIEF Trading LLC, a trading subsidiary of certain Renaissance funds that is managed by Renaissance. RIEF RMP LLC, a fund managed by Renaissance. SGAM AI Equity Fund, a fund for which Renaissance provides investment management services. Palomino Ltd., which maintains an institutional account managed by Renaissance. Deutsche Bank AG, which maintains an institutional account managed by Renaissance. The Reporting Persons undertake to provide to QLT Inc., any security holder of QLT Inc. or the Staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in column 4 of this Form 4 and in the footnotes herein containing transaction price ranges. This is the second line of transactions reported in respect of such indirect form of ownership for such day. The amount in column 5 of this line represents the day-end balance held through such form of indirect ownership. Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Person is filing 4 simultaneous Form 4's to report the reportable transactions all of which together shall be deemed a single report filed on this date. This is the 3rd Form 4 of the 4 filings. /s/ James H. Simons 2009-03-17 EX-99.1 2 e605180_ex99-1.txt Joint Filer Information Names: James H. Simons, Renaissance Technologies LLC Address: 800 Third Avenue New York, NY 10022 Designated Filer: James H. Simons Issuer and Ticker Symbol: QLT Inc. (QLTI) Date of Earliest Transaction Reported: January 30, 2009 The undersigned, Renaissance Technologies LLC are jointly filing the attached Statement of Changes In Beneficial Ownership on Form 4 with James H. Simons with respect to the beneficial ownership of securities of QLT Inc. Signatures: RENAISSANCE TECHNOLOGIES LLC By: /s/ Mark Silber ------------------------------------- Mark Silber, Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----