-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TcuNOfEpwSy2l5p89n56B0JRHfP4YD/+3cWoqZffn37VgubIt+NVuV1DskacAP+d wqyPc5bW96pvXTdjWFOJTQ== 0001140361-07-016379.txt : 20070814 0001140361-07-016379.hdr.sgml : 20070814 20070814162611 ACCESSION NUMBER: 0001140361-07-016379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070810 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOR BIOPHARMA INC CENTRAL INDEX KEY: 0000812796 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 411505029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1101 BRICKELL AVENUE STREET 2: SUITE 701 S CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 305-534-3383 MAIL ADDRESS: STREET 1: 1101 BRICKELL AVENUE STREET 2: SUITE 701 S CITY: MIAMI STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: ENDOREX CORP DATE OF NAME CHANGE: 19960916 FORMER COMPANY: FORMER CONFORMED NAME: IMMUNOTHERAPEUTICS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUO JAMES S CENTRAL INDEX KEY: 0001050951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16929 FILM NUMBER: 071055607 BUSINESS ADDRESS: STREET 1: DISCOVERY LABORATORIES INC STREET 2: 509 MADISON AVE 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122234504 MAIL ADDRESS: STREET 2: 509 MADISON AVE 14TH FL CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc1.xml FORM 4 X0202 4 2007-08-10 0 0000812796 DOR BIOPHARMA INC DORB 0001050951 KUO JAMES S 1101 BRICKELL AVENUE SUITE 701-S MIAMI FL 33131 1 0 0 0 Stock Option (Right to Buy) 0.47 2007-08-10 4 A 0 350000 0 A 2007-08-10 2017-08-09 Common Stock 350000 350000 D Stock Options granted to Dr. Kuo for becoming the Company's Chairman of the Board of Directors. The stock options were granted at an exercise price of $0.47 per share, which is a 68% premium to the Company?s common stock price of $0.28 on August 10, 2007. The stock options, which are for a term of 10 years from the date of grant and subject to earlier termination upon the occurrence of certain events related to termination of employment, vest at the rate of 25% immediately and 25% per year for 3 years. /s/ James S. Kuo 2007-08-14 -----END PRIVACY-ENHANCED MESSAGE-----