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Last Modified: 10/3/2008     First Published: 7/24/2007  
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Phase III Randomized Study of Neoadjuvant Combination Chemotherapy Comprising Fluoroucacil, Epirubicin Hydrochloride, and Cyclophosphamide Followed by Paclitaxel and Trastuzumab (Herceptin®) Versus Neoadjuvant Paclitaxel and Trastuzumab Followed by Combination Chemotherapy Comprising Fluoroucacil, Epirubicin Hydrochloride, Cyclophosphamide and Trastuzumab in Women With Palpable and Operable Breast Cancer

Alternate Title
Basic Trial Information
Objectives
Entry Criteria
Expected Enrollment
Outcomes
Outline
Trial Contact Information
Registry Information

Alternate Title

Combination Chemotherapy and Paclitaxel Plus Trastuzumab in Treating Women With Palpable Breast Cancer That Can Be Removed by Surgery

Basic Trial Information

Phase
Type
Status
Age
Sponsor
Protocol IDs

Phase III


Treatment


Active


18 and over


NCI


ACOSOG-Z1041
ACOSOG-Z1041, Z1041, NCT00513292

Special Category: CTSU trial

Objectives

Primary

  1. To compare the pathologic complete response rate (pCR) within the breast of patients with breast cancer receiving neoadjuvant combination chemotherapy comprising fluoroucacil, epirubicin hydrochloride, and cyclophosphamide followed by paclitaxel and trastuzumab vs neoadjuvant paclitaxel with trastuzumab (Herceptin®) followed by combination chemotherapy comprising fluoroucacil, epirubicin hydrochloride, cyclophosphamide, and trastuzumab.

Secondary

  1. To estimate and compare the cardiotoxicity in patients receiving these regimens.
  2. To compare the combined pCR rate in the breast and ipsilateral axilla obtained with the two regimens evaluated in this study.
  3. To compare the clinical response rates of the two regimens evaluated in this study.
  4. To compare the non-cardiac toxicity of the two regimens evaluated in this study.
  5. To compare breast conservation rates achieved with the two regimens evaluated in this study.
  6. To evaluate disease-free survival and overall survival at 5 years post-randomization.
  7. To correlate pCR rate with potential molecular markers of response.

Entry Criteria

Disease Characteristics:

  • Diagnosis of invasive adenocarcinoma of the breast meeting the following criteria:
    • Diagnosed by core needle biopsy (patients with excisional or incisional biopsy of the primary breast tumor are NOT eligible)
    • Breast tumor must meet criteria for measurable disease (≥ 2.0 cm) according to RECIST criteria
    • HER2-positive disease
      • Confirmation by fluorescent in situ hybridization (FISH) requires gene amplification
      • Confirmation by immunohistochemistry (IHC) requires a strongly positive (3+) staining intensity score


  • Ductal carcinoma in situ (DCIS) or synchronous DCIS of the contralateral breast regardless of prior therapy allowed
    • Synchronous invasive breast cancer not allowed


  • Ipsilateral DCIS treated by local excision with or without hormonal therapy allowed
    • Those treated with radiation therapy are not allowed


  • No definitive clinical or radiologic evidence of metastatic disease


  • No prior history of invasive breast cancer


  • Hormone receptor status known


Prior/Concurrent Therapy:

  • No prior surgical axillary staging procedure
    • Prior fine-needle aspiration of an axillary node allowed
  • No prior treatment for this breast cancer
    • Hormonal therapy allowed if had been given for up to a total of 28 days anytime after diagnosis and before study entry
    • Hormonal therapy must stop at or before study entry and be re-started, if indicated, following surgery
  • No prior therapy with anthracyclines or taxanes for any malignancy
  • No other investigational agents within the past 30 days
  • No concurrent sex hormonal therapy (e.g., birth control pills, ovarian hormonal replacement therapy)
  • No concurrent therapy with any hormonal agent such as raloxifene, tamoxifen, or other selective estrogen receptor modulator (SERM), either for osteoporosis or breast cancer prevention

Patient Characteristics:

  • Menopausal status not specified
  • ECOG performance status of 0 -1
  • Absolute neutrophil count ≥ 1,200/mm³
  • Platelet count ≥ 100,000/mm³
  • Total bilirubin normal unless the patient has a grade 1 bilirubin elevation (normal to 1.5 times upper limit of normal [ULN]) resulting from Gilbert disease or similar syndrome due to slow conjugation of bilirubin
  • Alkaline phosphatase ≤ 2.5 times ULN
  • AST ≤ 1.5 times ULN
  • Creatinine normal
  • LVEF ≥ 55.8 by MUGA scan within the past 3 months
  • Patients with either skeletal pain or alkaline phosphatase that is > ULN but ≤ 2.5 times ULN allowed if bone scans fail to demonstrate metastatic disease
    • Suspicious findings on bone scan must be confirmed as benign by x-ray, MRI, or biopsy
  • Prior non-breast malignancies allowed if disease-free for 5 years since completion of initial treatment regimen and deemed by their physician to be at low risk for recurrence
    • Patients who had the following cancers are eligible if diagnosed and treated within the past 5 years:
      • Carcinoma in situ of the cervix
      • Colon carcinoma in situ
      • Melanoma in situ
      • Basal cell and squamous cell carcinoma of the skin
  • No cardiac disease that would preclude the use of epirubicin hydrochloride or trastuzumab (Herceptin®) including any of the following:
    • Active cardiac disease
    • Angina pectoris that requires the use of antianginal medication
    • Cardiac arrhythmia requiring medication
    • Severe conduction abnormality
    • Clinically significant valvular disease
    • Cardiomegaly on chest x-ray
    • Ventricular hypertrophy on EKG
    • Patient’s with poorly controlled hypertension ( i.e., diastolic greater than 100 mm/Hg)
      • Patients with hypertension that is well controlled on medication are eligible
    • History of cardiac disease
    • Myocardial infarction documented as a clinical diagnosis or by EKG or any other tests
    • Documented congestive heart failure
    • Documented cardiomyopathy
  • No sensory or motor neuropathy ≥ grade 2, as defined by the NCI’s CTCAE v3.0
  • Women of reproductive potential must agree to use an effective non-hormonal method of contraception during therapy
  • Women of child bearing potential must have a negative urine or serum pregnancy test within 2 weeks of registration
  • Not pregnant or nursing
  • No psychiatric or addictive disorders or other conditions that, in the opinion of the investigator, would preclude the patient from meeting the study requirements
  • No non-malignant systemic disease (e.g., cardiovascular, renal, hepatic) that would preclude treatment with either of the treatment regimens

Expected Enrollment

391

Outcomes

Primary Outcome(s)

Pathologic complete response within the breast

Secondary Outcome(s)

Combined pathologic complete response rate in the breast and axillary lymph nodes
Cardiac event rate during treatment and follow-up
LVEF by MUGA at baseline and 3 and 6 months
Method of definitive surgery
Adverse events by CTCAE version 3.0
Disease-free and overall survival at 5 years

Outline

Patients are stratified by tumor size (2.0 - 4.0 cm vs > 4.0 cm), age (< 50 vs ≥ 50) and hormone receptor status (estrogen receptor [ER]- and progesterone receptor [PgR]-negative vs ER- and/or PgR-positive).

  • Arm I: Patients receive fluoroucacil IV, epirubicin hydrochloride IV, and cyclophosphamide IV on day 1. Treatment repeats every 21 days for 4 courses. After completion of the fourth course and beginning 21 days later, patients receive paclitaxel IV and trastuzumab (Herceptin®) IV once weekly for 12 weeks. Within 4 weeks after completion of all chemotherapy, patients undergo surgery for tumor. After surgery and beginning 3-4 weeks after the last dose of neoadjuvant trastuzumab, patients receive trastuzumab IV once every 3 weeks for up to 52 weeks.


  • Arm II: Patients receive paclitaxel IV once weekly for 12 weeks and trastuzumab IV once weekly for 13 weeks. Beginning 14 days after the last dose of paclitaxel, patients receive fluoroucacil IV, epirubicin IV, and cyclophosphamide IV on day 1. Treatment repeats every 21 days for 4 courses. Patients also receive trastuzumab IV once weekly for an additional 12 weeks. Within 4 weeks after completion of all chemotherapy, patients undergo surgery. Beginning 3-4 weeks after the last dose of neoadjuvant trastuzumab, patients receive postoperative trastuzumab as in arm I.


After completion of study therapy, patients are followed every 3 months for 2 years and then every 6 months for 3 years.

Trial Contact Information

Trial Lead Organizations

American College of Surgeons Oncology Group

Aman Buzdar, MD, Protocol chair
Ph: 713-792-2817; 800-392-1611
Kelly Hunt, MD, Protocol co-chair
Ph: 713-792-7216; 800-392-1611
Email: khunt@mdanderson.org

Trial Sites

U.S.A.
Alabama
  Mobile
 University of South Alabama Mitchell Cancer Institute
 Adam Riker
Ph: 251-460-6993
California
  Castro Valley
 East Bay Radiation Oncology Center
 James Feusner, MD
Ph: 510-428-3689
 Eden Medical Center
 James Feusner, MD
Ph: 510-428-3689
 Valley Medical Oncology Consultants - Castro Valley
 James Feusner, MD
Ph: 510-428-3689
  Fremont
 Valley Medical Oncology
 James Feusner, MD
Ph: 510-428-3689
  Oakland
 Alta Bates Summit Medical Center - Summit Campus
 Clinical Trials Office - Alta Bates Summit Medical Center - Summit Campus
Ph: 510-204-1414
 Bay Area Breast Surgeons, Incorporated
 James Feusner, MD
Ph: 510-428-3689
 CCOP - Bay Area Tumor Institute
 James Feusner, MD
Ph: 510-428-3689
 Highland General Hospital
 James Feusner, MD
Ph: 510-428-3689
 Larry G Strieff MD Medical Corporation
 James Feusner, MD
Ph: 510-428-3689
 Tom K Lee, Incorporated
 James Feusner, MD
Ph: 510-428-3689
  Pleasanton
 Valley Care Medical Center
 James Feusner, MD
Ph: 510-428-3689
 Valley Medical Oncology Consultants - Pleasanton
 James Feusner, MD
Ph: 510-428-3689
  San Pablo
 Doctors Medical Center - San Pablo Campus
 James Feusner, MD
Ph: 510-428-3689
Florida
  Fort Lauderdale
 Broward General Medical Center Cancer Center
 Clinical Trials Office - Broward General Medical Center Cancer Center
Ph: 954-355-5346
  Lakeland
 Lakeland Regional Cancer Center at Lakeland Regional Medical Center
 Madhavi Venigalla, MD
Ph: 863-603-6565
866-823-4405
Georgia
  Gainesville
 Northeast Georgia Medical Center
 Pierce Dixon, MD
Ph: 770-531-0093
Illinois
  Evanston
 Evanston Northwestern Healthcare - Evanston Hospital
 Clinical Trials Office - Evanston Northwestern Healthcare - Evanston Hospital
Ph: 847-570-1381
Indiana
  Beech Grove
 St. Francis Hospital and Health Centers - Beech Grove Campus
 Daniel McKellar, MD
Ph: 937-832-9310
  Richmond
 Reid Hospital & Health Care Services
 Daniel McKellar, MD
Ph: 937-832-9310
Iowa
  Sioux City
 Mercy Medical Center - Sioux City
 Donald Wender, MD, PhD
Ph: 712-252-9326
 Siouxland Hematology-Oncology Associates, LLP
 Donald Wender, MD, PhD
Ph: 712-252-9326
 St. Luke's Regional Medical Center
 Donald Wender, MD, PhD
Ph: 712-252-9326
Minnesota
  Rochester
 Mayo Clinic Cancer Center
 Clinical Trials Office - All Mayo Clinic Locations
Ph: 507-538-7623
Mississippi
  Pascagoula
 Regional Cancer Center at Singing River Hospital
 John Bailey
Ph: 228-809-5251
Missouri
  Saint Louis
 Siteman Cancer Center at Barnes-Jewish Hospital - Saint Louis
 Matthew Ellis, MD, PhD, FRCP
Ph: 314-747-7222
800-600-3606
New Mexico
  Albuquerque
 Presbyterian Cancer Treatment Center at Presbyterian Kaseman Hospital
 Anne Wallace, MD
Ph: 505-291-2462
 University of New Mexico Cancer Center
 Clinical Trials Office - University of New Mexico Cancer Center
Ph: 505-272-6972
North Carolina
  Asheville
 Hope A Women's Cancer Center
 David Hetzel, MD
Ph: 828-670-8403
  Goldsboro
 Wayne Memorial Hospital, Incorporated
 James Atkins, MD
Ph: 919-580-0000
Ohio
  Bellefontaine
 Mary Rutan Hospital
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
  Chillicothe
 Adena Regional Medical Center
 Clinical Trials Office - Adena Regional Medical Center
Ph: 877-779-7585
  Columbus
 CCOP - Columbus
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
 Doctors Hospital at Ohio Health
 Clinical Trials Office - Doctors Hospital at Ohio Health
Ph: 614-566-3275
 Grant Medical Center Cancer Care
 Clinical Trials Office - Grant Medical Center Cancer Care
Ph: 614-566-4475
 Mount Carmel Health - West Hospital
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
 Riverside Methodist Hospital Cancer Care
 Clinical Trials Office - Riverside Methodist Hospital Cancer Care
Ph: 614-566-4475
  Dayton
 CCOP - Dayton
 Daniel McKellar, MD
Ph: 937-832-9310
 David L. Rike Cancer Center at Miami Valley Hospital
 Clinical Trials Office - David L. Rike Cancer Center at Miami Valley Hospital
Ph: 937-208-2079
 Good Samaritan Hospital
 Daniel McKellar, MD
Ph: 937-832-9310
 Grandview Hospital
 Daniel McKellar, MD
Ph: 937-832-9310
 Samaritan North Cancer Care Center
 Daniel McKellar, MD
Ph: 937-832-9310
 Veterans Affairs Medical Center - Dayton
 Daniel McKellar, MD
Ph: 937-832-9310
  Delaware
 Grady Memorial Hospital
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
  Findlay
 Blanchard Valley Medical Associates
 Daniel McKellar, MD
Ph: 937-832-9310
  Franklin
 Middletown Regional Hospital
 Daniel McKellar, MD
Ph: 937-832-9310
  Kettering
 Charles F. Kettering Memorial Hospital
 Clinical Trials Office - Charles F. Kettering Memorial Hospital
Ph: 937-298-3399 ext. 57556
  Lancaster
 Fairfield Medical Center
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
  Marietta
 Strecker Cancer Center at Marietta Memorial Hospital
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
  Newark
 Licking Memorial Cancer Care Program at Licking Memorial Hospital
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
  Springfield
 Community Hospital of Springfield and Clark County
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
 Mercy Medical Center
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
  Troy
 UVMC Cancer Care Center at Upper Valley Medical Center
 Clinical Trials Office - UVMC Cancer Care Center at Upper Valley Medical Center
Ph: 937-440-4842
  Westerville
 Mount Carmel St. Ann's Cancer Center
 J. Philip Kuebler, MD, PhD
Ph: 614-488-2118
  Xenia
 Ruth G. McMillan Cancer Center at Greene Memorial Hospital
 Daniel McKellar, MD
Ph: 937-832-9310
  Zanesville
 Genesis - Good Samaritan Hospital
 Clinical Trials Office - Genesis - Good Samaritan Hospital
Ph: 740-454-5232
Pennsylvania
  Bethlehem
 St. Luke's Cancer Network at St. Luke's Hospital
 Darius Desai, MD
Ph: 610-954-2140
South Carolina
  Charleston
 Hollings Cancer Center at Medical University of South Carolina
 Clinical Trials Office - Hollings Cancer Center at Medical University of South Carolina
Ph: 843-792-9321
Tennessee
  Knoxville
 U.T. Medical Center Cancer Institute
 Clinical Trials Office - U.T. Medical Center Cancer Institute
Ph: 865-544-9773
Texas
  Amarillo
 Harrington Cancer Center
 Clinical Trials Officec - Harrington Cancer Center
Ph: 806-359-4673
 Email: ryokubaitis@harringtoncc.org
  Dallas
 Parkland Memorial Hospital
 Ann Leitch, MD
Ph: 214-590-5582
 Simmons Comprehensive Cancer Center at University of Texas Southwestern Medical Center - Dallas
 Clinical Trials Office - Simmons Comprehensive Cancer Center at University of Texas Southwestern Medical Center - Dallas
Ph: 866-460-4673; 214-648-7097
 UT Southwestern University Hospital - Zale Lipshy
 Ann Leitch, MD
Ph: 214-590-3000
  Houston
 M. D. Anderson Cancer Center at University of Texas
 Clinical Trials Office - M. D. Anderson Cancer Center at the University of Texas
Ph: 713-792-3245
  Laredo
 Doctor's Hospital of Laredo
 Gary Unzeitig, MD
Ph: 956-726-3691
Virginia
  Danville
 Danville Regional Medical Center
 Clinical Trials Office - Danville Regional Medical Center
Ph: 434-799-3753
  Newport News
 Surgical Oncology Associates
 Richard Hoefer, Jr.
Ph: 757-594-6770
Washington
  Seattle
 Swedish Cancer Institute at Swedish Medical Center - First Hill Campus
 J. David Beatty, MD
Ph: 206-386-2323

Registry Information
Official Title A Randomized Phase III Trial Comparing a Neoadjuvant Regimen of FEC-75 Followed by Paclitaxel Plus Trastuzumab with a Neoadjuvant Regimen of Paclitaxel Plus Trastuzumab Followed by FEC-75 Plus Trastuzumab in Patients with HER-2 Positive Operable Breast Cancer
Trial Start Date 2007-07-02
Trial Completion Date 2008-06-01 (estimated)
Registered in ClinicalTrials.gov NCT00513292
Date Submitted to PDQ 2007-07-02
Information Last Verified 2008-10-03
NCI Grant/Contract Number CA12027

Note: The purpose of most clinical trials listed in this database is to test new cancer treatments, or new methods of diagnosing, screening, or preventing cancer. Because all potentially harmful side effects are not known before a trial is conducted, dose and schedule modifications may be required for participants if they develop side effects from the treatment or test. The therapy or test described in this clinical trial is intended for use by clinical oncologists in carefully structured settings, and may not prove to be more effective than standard treatment. A responsible investigator associated with this clinical trial should be consulted before using this protocol.

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