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2000 - Rules and Regulations
{{8-29-03 p.2001}}
FEDERAL DEPOSIT INSURANCE CORPORATION RULES AND REGULATIONS
TABLE OF CONTENTS
Subchapter AProcedure and Rules of Practice
Subpart ARules of General Applicability
Subpart BDeposit Insurance
Subpart CEstablishment and Relocation of Domestic
Branches and Offices
Subpart DMerger Transactions
Subpart EChange in Bank Control
Subpart FChange of Director or Senior Executive Officer
Subpart GActivities of Insured State Banks
Subpart HActivities of Insured Savings Associations
Subpart IMutual-to-Stock Conversions
Subpart JInternational Banking
Subpart KPrompt Corrective Action
Subpart LSection 19 of the FDI Act (Consent to Service of
Persons Convicted of Certain Criminal Offenses)
Subpart MOther Filings
Subpart AUniform Rules of Practice and Procedure
Subpart BGeneral Rules of Procedure
Subpart CRules of Practice Before the FDIC and Standards of
Conduct
Subpart DRules and Procedures Applicable to Proceedings Relating
to Disapproval of Acquisition of Control
Subpart ERules and Procedures Applicable to Proceedings Relating
to Assessment of Civil Penalties for Willful Violations of the Change
in Bank Control Act
Subpart FRules and Procedures Applicable to Proceedings for
Involuntary Termination of Insured Status
Subpart GRules and Procedures Applicable to Proceedings Relating
to Cease- and Desist-Orders
Subpart HRules and Procedures Applicable to Proceedings Relating
to Assessment and Collection of Civil Money Penalties for Violation of
Cease-and-Desist Orders and of Certain Federal Statutes, including Call
Report Penalties
Subpart IRules and Procedures for Imposition of Sanctions Upon
Municipal Securities Dealers or Persons Associated With Them and
Clearing Agencies or Transfer Agents
Subpart JRules and Procedures Relating to Exemption
Proceedings Under Section 12(h) of the Securities Exchange Act of 1934
Subpart KProcedures Applicable to Investigations
Pursuant to Section 10(c) of the FDIA
Subpart LProcedures and Standards Applicable to a Notice of
Change in Senior Executive Officer or Director Pursuant to Section 32
of the FDIA
Subpart MProcedures and Standards Applicable to an Application
Pursuant to Section 19 of the FDIA
Subpart NRules and Procedures Applicable to Proceedings Relating
to Suspension, Removal, and Prohibition Where a Felony is Charged
Subpart OLiability of Commonly Controlled Depository
Institutions
Subpart PRules and Procedures Relating to the Recovery of
Attorney Fees and Other Expenses
Subpart QIssuance and Review of Orders Pursuant to the Prompt
Corrective Action Provisions of the Federal Deposit Insurance Act
Subpart RSubmission and Review of Safety and Soundness
Compliance Plans and Issuance of Orders to Correct Safety and Soundness
Deficiencies
Subpart SApplications for a Stay or Review of Actions of Bank
Clearing Agencies
Subpart TProgram Fraud Civil Remedies and Procedures
Subpart URemoval, Suspension, and Debarment of Accountants
From Performing Audit Services
Regulations
FDIC Systems of Records
Appendix A
Subpart AScope, Purpose, Definitions and Delegations of
Authority
Subpart BAdministrative Offset
Subpart CSalary Offset
Subpart DAdministrative Wage Garnishment
Subpart ETax Refund Offset
Subpart FCivil Service Retirement and Disability Fund
Offset
Subpart GMandatory Centralized Administrative Offset
Subchapter BRegulations and Statements of General
Policy
Subpart AMinimum Capital Requirements
Subpart BPrompt Corrective Action
Subpart AMinimum Security Procedures
Subpart BProcedures for Monitoring Bank Secrecy Act
Compliance
Subpart AIn General
Subpart BInsured Depository Institutions Participating in
Section 5(d)(3) Transactions
Subpart CImplementation of Dividend Requirements
Subpart APrivacy and Opt Out Notices
Subpart BLimits on Disclosures
Subpart CExceptions
Subpart DRelation to Other Laws; Effective Date
Regulations
Interpretations
Subpart AGeneral Provisions
Subpart B[Reserved]
Subpart CAffiliate Marketing
Subpart DMedical Information
Subpart EH[Reserved]
Subpart IDuties of Users of Consumer Reports Regarding Identity
Theft
Subpart JIdentity Theft Red Flags
Part |
Page |
§ 334.90
Duties regarding the detection, prevention, and mitigation of identity
theft
| 2414.17
|
334.91
Duties of card issuers regarding changes of address |
2414.19
|
Appendix AB [Reserved]
|
|
Appendix C to Part 334Model Forms for Opt-Out Notices |
2414.19
|
Appendix DI [Reserved]
|
|
Appendix J to Part 334Interagency Guidelines on Identity Theft
Detection, Prevention, and Mitigation |
2414.19
|
335
Securities of Nonmember Insured Banks
|
§ 335.101
Scope of part, authority and OMB control number |
2415
|
335.111
Forms and schedules |
2416
|
335.121
Listing standards related to audit committees |
2416
|
335.201
Securities exempted from registration |
2416
|
335.211
Registration and reporting |
2416
|
335.221
Forms for registration of securities; optional forms for small business
issuers; and incorporation of Regulation FD (Fair Disclosure) |
2416
|
335.231
Certification, suspension of trading, and removal from listing by
exchanges |
2417
|
335.241
Unlisted trading |
2417
|
335.251
Forms for notification of action taken by national securities
exchanges |
2417
|
335.261
Exemptions; terminations; and definitions |
2417 |
{{12-31-07 p.2017}} |
335.301
Reports of issuers of securities registered pursuant to section 12 |
2417
|
335.311
Forms for annual, quarterly, current, and other reports of issuers |
2418
|
335.321
Maintenance of records and issuer's representations in connection with
required reports |
2418
|
335.331
Acquisition statement, acquisitions of securities by issuers, and other
matters |
2418
|
335.401
Solicitations of proxies |
2418
|
335.501
Tender offers |
2418
|
335.601
Requirements of section 16 of the Securities Exchange Act of 1934 |
2418
|
335.611
Initial statement of beneficial ownership of securities (Form F7) |
2419
|
335.612
Statement of changes in beneficial ownership of securities (Form
F8) |
2419
|
335.613
Annual statement of beneficial ownership of securities (Form F8A) |
2419
|
335.701
Filing requirements, public reference, and confidentiality |
2419
|
§ 335.801
Inapplicable SEC regulations; FDIC substituted regulations; additional
information |
2421
|
335.901
Delegation of authority to act on matters with respect to disclosure
laws and regulations |
2424
|
336
FDIC Employees
|
Subpart AEmployee Responsibilities and Conduct
Subpart BMinimum Standards of Fitness for Employment With the
Federal Deposit Insurance Corporation
Subpart COne-Year Restriction on Post-Employment Activities of
Senior Examiners
Subpart AAdvertising
Subpart BRecordkeeping
Subpart AGeneral
Subpart BStandards for Assessing Performance
Subpart CRecords, Reporting, and Disclosure Requirements
Subpart AForeign Branching and Investment by Insured State
Nonmember Banks
Subpart BForeign Banks
Subpart CInternational Lending
Subpart AActivities of Insured State Banks
Subpart BSafety and Soundness Rules Governing Insured State
Nonmember Banks
Subpart CActivities of Insured State Savings Associations
Subpart DAcquiring, Establishing, or Conducting New Activities
Through a Subsidiary by an Insured Savings Association
Subpart EFinancial Subsidiaries of Insured State Nonmember Banks
[The page following this is 2041.]
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