FDIC: Trust Examination Manual

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Trust Examination Manual

Table of Contents

Section 1	Management

Section 2	Operations, Controls and Auditing

Section 3	Part 1 - Asset Management Part 2 - Securities Transactions, Processing and Administration

Section 4	Compliance/Account Administration - Personal and Charitable Accounts

Section 5	Compliance/Account Administration Employee Benefit Accounts

Section 6	Account Administration Corporate Trust Accounts

Section 7	Compliance - Pooled Investment Vehicles

Section 8	Conflicts Of Interest, Self-Dealing and Contingent Liabilities

Section 9	Earnings, Volume Trends and Prospects

Section 10	Other Trust Matters

Section 11	FDIC:Registered Transfer Agent Examination Manual

Appendices


Appendix A	Report of Examination Instructions - Not Available

Appendix B	Examination aids

Appendix C	Fiduciary Law excerpts or digests of applicable laws, regulations and principles

Appendix D	Securities Law excerpts or digests of applicable laws, regulations and principles

Appendix E	Employee benefit law, regulations, and opinions

Appendix F	Corporate trust law excerpts or digests of applicable laws, regulations and principles

Appendix G	Collective investment funds law, regulations and opinions

Appendix H	Glossary

Last Updated 05/12/2005

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