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NFA MEMBER INFORMATION
Member Login NFA's Online Registration System
The Online Registration System is NFA's Web-based registration and membership filing and processing system.
Electronic Filings
NFA has developed a number of electronic filing programs to help Members meet their regulatory obligations more efficiently.
Registration
NFA's responsibility to safeguard market integrity and protect the public interest begins with the screening and registration of all firms and individuals who want to conduct futures-related business with the public.
Member Services
NFA offers several programs to help its Members meet their regulatory obligations, including educational visits for new Members, pre-review of promotional material and Web-based training programs.
Forex
If your firm is offering retail off-exchange foreign currency (forex) products, make sure you understand your registration and compliance requirements.
Anti-Money Laundering (AML)
NFA requires all Member FCMs and IBs to have an AML compliance program in place. NFA has prepared several Notices to Members and other materials to help its Members develop and AML program.
Business Continuity and Disaster Recovery
NFA requires all NFA Members to establish and maintain a written business continuity and disaster recovery plan.
Email Subscriptions
Subscribe to receive communications from NFA (Notices to Members, press releases, Web updates) via email.
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INVESTOR INFORMATION
BASIC (Broker/Firm Information)
One of the first things any investor should do before trading futures is conduct a background check on the firms and individuals offering these products. Using NFA's Background Affiliation Status Information Center (BASIC), investors can quickly and easily check the registration status and disciplinary history of every firm and individual conducting futures business with the retail public.
Investor Learning Center
NFA offers a variety of educational resources designed to provide investors with the information they need to make informed trading decisions, including online learning programs, publications and links to other consumer education/protection organizations.
Dispute Resolution
NFA offers arbitration and mediation programs to help investors and NFA Members resolve futures-related disputes efficiently and cost-effectively.
Investor Complaint
File a Complaint
Espa駉l
National Futures Association
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