Formal Interpretations

Accounts Receivable (treatment under §801.21):

Formal Interpretation No. 9

Acquisitions By Certain Bank Holding Companies:

Formal Interpretation No. 7

Acquisitions Made Pursuant to an Order of Divestiture under §802.70:

Formal Interpretation No. 2 (First National City Bank)

Affidavits filed by Acquiring Persons Making Certain Open Market Transactions:

Formal Interpretation No. 3

Airlines (transactions between air carriers and others subject to HSR):

Formal Interpretation No. 14

Attorney-Client Privilege (assertion in Response to Information Required by the Form and in Response to a request for Addiotional Information or Documentary Material):

Formal Interpretation No. 8

Banking and non-banking businesses under (c)(7) and (c)(8) as amended by the Gramm-Leach-Bliley Act

Formal Interpretation No. 17

Confidentiality of HSR Information:

Formal Interpretation No. 10

Early Termination (standards applied in granting or denying request for early termination):

Formal Interpretation No. 5
Formal Interpretation No. 13 (supersedes Formal Interpretation 5)

Incorporation by Reference (responding to items in the Form by referring to information or materials accompanying another Form):

Formal Interpretation No. 6
Formal Interpretation No. 11

Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18):

Formal Interpretation No. 15 and Explanatory Material
Formal Interpretation No. 15 and Explanatory Material (Amended July 1, 1999)
Formal Interpretation No. 15 and Explanatory Material (Amended March 2001)

Number of Original Affidavits and Certification

Formal Interpretation No. 16

Pre-existing Notification Program (applicability of Pre-September 5, 1978 Notification Rules):

Formal Interpretation No. 1

Repeal of Formal Interpretation 15

Formal Interpretation 18

Solely for Purposes of Investment Exemption:

Formal Interpretation No. 4

Subordinated Exchangeable Debentures (whether voting securities under §801.1(f)(1)):

Formal Interpretation No. 12


Last Modified: Monday, 22-Sep-2008 13:45:00 EDT