Appendices
I. Application for Approval as a Ginnie Mae Issuer
- Appendix I-1
Application for Approval FHA Lender and/or Ginnie Mae Mortgage-Backed Securities Issuer (form HUD 11701)
- Appendix I-2
Resolution of Board of Directors and Certificate of Authorized Signatures (form HUD 11702)
- Appendix I-3
Reserved
- Appendix I-4
Forms of Cross-Default Agreements
- Appendix I-5
Request for Forms
- Appendix I-6
ACH Debit Authorization (form HUD 11709-A)
- Appendix I-7
Master Agreement for Participation Accounting --- Ginnie Mae II Home Equity Conversion Mortgage-Backed Securities (form HUD 11703-II)
II. Application for Commitment Authority and Pool Numbers
- Appendix II-1
Letter of Transmittal for Commitment Authority and/or Pool Numbers (form HUD 11700)
- Appendix II-2
Commitment to Guarantee Mortgage-Backed Securities (form HUD 11704)
III. Assembling and Submitting Pool Issuance Documents
- Appendix III-1
Master Servicing Agreement (form HUD 11707)
- Appendix III-2
Master Agreement for Servicer's Principal and Interest Custodial Account (form HUD 11709)
- Appendix III-3
Master Agreement for Servicer's Escrow Custodial Account (form HUD 11720)
- Appendix III-4
Master Custodial Agreement (form HUD 11715)
- Appendix III-5
Release of Security Interest (Form HUD 11711A) Certification and Agreement (Form HUD 11711B)
- Appendix III-6
Schedule of Subscribers and Ginnie Mae Guaranty Agreement (form HUD 11705)
- Appendix III-7
Schedule of Pooled Mortgages (form HUD 11706)
- Appendix III-8
Form SS-4 IRS Application for Employer Identification Number with forms of letters to IRS
- Appendix III-9
Authorization to Accept Facsimile Signed Correction Request Forms and Ginnie Mae Pool Issuance Correction Request Form
- Appendix III-10
Designated Communities for the Targeted Lending Initiative
- Appendix III-11
Deposit Agreement (form HUD 11738)
- Appendix III-12
Bond Financing Program Certification
- Appendix III-13
Electronic Data Interchange System Agreement
- Appendix III-14
Enrollment Administrator and GinnieNET Authorized Signatories
- Appendix III-15
Guaranty Agreement Ginnie Mae I Single-Family (Level Payment) Mortgage-Backed Securities
- Appendix III-16
Guaranty Agreement Ginnie Mae I Graduated Payment and Growing Equity Mortgage-Backed Securities
- Appendix III-17
Guaranty Agreement Ginnie Mae I Serial Note Securities
- Appendix III-18
Guaranty Agreement Ginnie Mae I Manufactured Home Mortgage-Backed Securities
- Appendix III-19
Guaranty Agreement Ginnie Mae I Project Loan Securities
- Appendix III-20
Guaranty Agreement Ginnie Mae I Construction Loan Securities
- Appendix III-21
Certification Requirements for the Pooling of Multifamily Mature Loan Program
- Appendix III-22
Custodian's Certification for Construction Securities (form HUD 11732)
- Appendix III-23
Guaranty Agreement Ginnie Mae II Single-Family (Level Payment) Mortgage-Backed Securities
- Appendix III-24
Guaranty Agreement Ginnie Mae II Adjustable Rate Mortgage-Backed Securities
- Appendix III-25
Guaranty Agreement Ginnie Mae II Graduated Payment and Growing Equity Mortgage-Backed Securities
- Appendix III-26
Guaranty Agreement Ginnie Mae II Manufactured Home Mortgage-Backed Securities
- Appendix III-27
Guaranty Agreement Ginnie Mae II Home Equity Conversion Mortgage-Backed Securities (form HUD 11719-II)
- Appendix III-28
HMBS Pooling Import File Layouts: Schedule of Subscribers and Ginnie Mae Guaranty Agreement (form 11705H) and Schedule of Pooled Participations and Mortgages (form 11706H)
IV. The Prospectus, Securities, and Securities Marketing
- Appendix IV-1
Securities Marketing and Trading Requirements
- Appendix IV-2
Instructions for Issuance of Ginnie Mae Mortgage-Backed Securities through Book-Entry
- Appendix IV-3
Form of Detached Assignment and Special Form of Detached Assignment for United States Registered Securities (form PD 1832)
- Appendix IV-4
Prospectus Ginnie Mae I Mortgage-Backed Securities (Single-Family Mortgages) (form HUD 11717) (SF and BD pools)
- Appendix IV-5
Prospectus Ginnie Mae I Mortgage-Backed Securities (Graduated Payment Mortgages) (form HUD 11747) (GP and GT pools)
- Appendix IV-6
Prospectus Ginnie Mae I Mortgage-Backed Securities (Growing Equity Mortgages) (form HUD 11712) (GA and GD pools)
- Appendix IV-7
Prospectus Ginnie Mae I Mortgage-Backed Serial Notes (Single-Family Mortgages) (form HUD 1734) (SN pools)
- Appendix IV-8
Prospectus Ginnie Mae I Mortgage-Backed Securities (Manufactured Home Loans, including Combination Loans on Manufactured Homes and Lots) (form HUD 11728) (MH pools)
- Appendix IV-9
Prospectus Ginnie Mae I Mortgage-Backed Securities (Project Loan Securities) (form HUD 1724) (PL, PN, LM, LS and RX pools)
- Appendix IV-10
Prospectus Ginnie Mae I Mortgage-Backed Securities (Construction and Permanent Project Loan Securities) (form HUD 1731) (CL and CS pools)
- Appendix IV-11
Form of Certificate Mortgage-Backed Certificate (Ginnie Mae I - SF, BD, GPM, GEM and MH Pools)
- Appendix IV-12
Form of Certificate Mortgage-Backed Serial Note Certificate (Ginnie Mae I SN Pools)
- Appendix IV-13
Reserved
- Appendix IV-14
Form of Certificate (Project Loan) Mortgage-Backed Certificate (Ginnie Mae I PL and Level Payment LM and LS Pools)
- Appendix IV-15
Form of Certificate (Project Non-level Payment Loan) Mortgage-Backed Certificate (Ginnie Mae I - PN and Non-Level Payment LM, RX and LS Pools)
- Appendix IV-16
Form of Certificate Mortgage-Backed Construction Loan Certificate (Ginnie Mae I - CL Pools)
- Appendix IV-17
Partial Statement of Terms Included in Book-Entry Ginnie Mae Mortgage-Backed Securities; Applicable to Ginnie Mae I SF (Level Payment), BD, GPM, GEM and MH Loan Pools
- Appendix IV-18
Form of Certificate - Mortgage-Backed Construction Loan Certificate (Ginnie Mae I - CS Pools)
- Appendix IV-19
Reserved
- Appendix IV-20
Prospectus Ginnie Mae II Mortgage-Backed Securities (Single-Family Mortgages) (form HUD 11717-II) (SF pools)
- Appendix IV-21
Prospectus Ginnie Mae II Mortgage-Backed Securities (Adjustable Rate Mortgages) (form HUD 11772-II) (AR, AQ, AT, AF, FT, AS & AX pools)
- Appendix IV-22
Prospectus Ginnie Mae II Mortgage-Backed Securities (Graduated Payment Mortgages) (form HUD 11747-II) (GP and GT pools)
- Appendix IV-23
Prospectus Ginnie Mae II Mortgage-Backed Securities (Growing Equity Mortgages) (form HUD 11712-II) (GA and GD pools)
- Appendix IV-24
Prospectus Ginnie Mae II Mortgage-Backed Securities (Manufactured Home Loans, including Combination Loans on Manufactured Homes and Lots) (form HUD 11728-II) (MH pools)
- Appendix IV-25
Form of Certificate Mortgage-Backed Certificate (Ginnie Mae II SF, GPM, GEM, and MH Pools)
- Appendix IV-26
Form of Certificate Mortgage-Backed Certificate (Ginnie Mae II AR, AQ, AT, AF, AS & AX Pools)
- Appendix IV-27
Partial Statement of Terms Included in Book-Entry Ginnie Mae Mortgage-Backed Securities: Applicable to Ginnie Mae II SF, GPM, GEM, and MH Mortgage Loan Pools
- Appendix IV-28
Partial Statement of Terms Included in Book-Entry Ginnie Mae Mortgage-Backed Securities: Applicable to Ginnie Mae II ARM Mortgage Loan Pools
- Appendix IV-29
Base Prospectus Ginnie Mae II Mortgage-Backed Securities (Home Equity Conversion Mortgages) (form HUD 11775-II) (RF, RA, RM, AL and ML pools)
- Appendix IV-30
Prospectus Supplement - Ginnie Mae II Mortgage-Backed Securities (Home Equity Conversion Mortgages) (form HUD 11776-II) (RA, RM, AL and ML pools)
- Appendix IV-31
Prospectus Supplement - Ginnie Mae II Mortgage-Backed Securities (Home Equity Conversion Mortgages) (form HUD 11777-II) (RF Pools)
- Appendix IV-32
Partial Statement of Terms included in book Entry Mortgage-Backed Securities Applicable to Ginnie Mae II Home Equity Conversion Mortgages (RA, RM, AL and ML pools)
- Appendix IV-33
Partial Statement of Terms included in Book Entry Mortgage-Backed Securities Applicable to Ginnie Mae II Home Equity Conversion Mortgages (RF pools)
- Appendix IV-A - Partial Statement of Terms Included in Book-Entry Ginnie Mae Mortgage-Backed Securities: Applicable to Ginnie Mae I CL Pools
- Appendix IV-B - Partial Statement of Terms Included in Book-Entry Ginnie Mae Mortgage-Backed Securities: Applicable to Ginnie Mae I PL and Level Payment LM and LS Pools
- Appendix IV-C - Partial Statement of Terms Included in Book-Entry Ginnie Mae Mortgage-Backed Securities: Applicable to Ginnie Mae I PN and Non-Level Payment LM, LS and RX Pools
- Appendix IV-D - Partial Statement of Terms Included in Book-Entry Ginnie Mae Mortgage-Backed Securities: Applicable to Ginnie Mae I CS Pools
V. Document Custodians - Eligibility and Requirements
- Appendix V-1
Ginnie Mae Mortgage-Backed Securities Program, Document Custodian Manual (1.6MB)
- Appendix V-2
Attestations of Original Principal Balances for Loans in Ginnie Mae Pools or Loan Packages Past Due for Final Certification
- Appendix V-3
Attestations of Remaining Principal Balances for Loans in Ginnie Mae Pools or Loan Packages Past Due for Recertification
- Appendix V-4
Recertification Extension Request
- Appendix V-5
Request for Release of Documents (form HUD 11708)
VI. Pool Administration
VII. Reporting Remaining Balances
VIII. Transfer of Responsibility/Pledges of Servicing
IX. Audits
X. Conversion
XI. Disaster Assistance
XII. Statutes and Regulations
- Appendix XII-1
Secondary Market for Mortgage Loans Excerpts from the National Housing Act, Title III, National Mortgage Associations
- Appendix XII-2
Applicable Ginnie Mae Regulations
- Appendix XII-3
United States Treasury Department - General Regulations with respect to United States Securities: Department Circular No. 300 - Fourth Revision, Subpart B - Registration
- Appendix XII-4
Letter from Securities and Exchange Commission
- Appendix XII-5
Letter from Department of Justice
- Appendix XII-6
Letter from The Secretary of the Treasury
- Appendix XII-7
Letter from The Administrator of National Banks
- Appendix XII-8
Letter from Board of Governors of the Federal Reserve System
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