[Code of Federal Regulations]
[Title 45, Volume 1, Parts 1 to 199]
[Revised as of October 1, 2000]
From the U.S. Government Printing Office via GPO Access
[CITE: 45CFR150.307]

[Page 638]
 
                        TITLE 45--PUBLIC WELFARE
 
                           AND HUMAN SERVICES
 
PART 150--HCFA ENFORCEMENT IN GROUP AND INDIVIDUAL INSURANCE MARKETS--Table of Contents
 
  Subpart C--HCFA Enforcement With Respect to Issuers and Non-Federal 
                Governmental Plans--Civil Money Penalties
 
Sec. 150.307  Notice to responsible entities.

    If an investigation under Sec. 150.303 indicates a potential 
violation, HCFA provides written notice to the responsible entity or 
entities identified under Sec. 150.305. The notice does the following:
    (a) Describes the substance of any complaint or other information. 
(See Appendix A to this subpart for examples of violations.)
    (b) Provides 30 days from the date of the notice for the responsible 
entity or entities to respond with additional information, including 
documentation of compliance as described in Sec. 150.311.
    (c) States that a civil money penalty may be assessed.