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Food Protection Plan
One-Year Progress Summary
December 2008

INTRODUCTION

All of us in the United States today enjoy unprecedented choice and convenience in filling the cupboard, but such progress brings new challenges to ensuring that our food is safe. This U.S. Food and Drug Administration (FDA) Food Protection Plan (FPP) One-Year Progress Summary documents initial implementation of FPP’s strategies to build safety into every step of the food supply chain.

Core Elements of the Food Protection Plan

In November 2007, the FDA released the Food Protection Plan, containing integrated initiatives for protecting the nation’s food supply. The FPP addresses both food safety and food defense for domestic and imported products. FDA is working collaboratively across the agency to implement the three core elements of protection: prevention, intervention, and response. Briefly, an explanation of the strategies is as follows:

Core Element #1: PREVENTION

Prevention is the first essential step for an effective, proactive food safety and defense plan that includes the full lifecycle of food—from production to consumption whether food is produced domestically or is imported. The prevention strategies are risk-based and will be implemented as appropriate to particular segments of the industry, taking into account that some foods are more susceptible to contamination than others, for example foods eaten raw versus cooked. The prevention elements of the FPP emphasize the importance for FDA and industry to work collaboratively to prevent food problems from occurring. This will be accomplished through a comprehensive review of food supply vulnerabilities. FDA will work with industry and other stakeholders to develop effective tools and science to prevent outbreaks of foodborne illness caused by unintentional and intentional factors.

Core Element #2: INTERVENTION

Because no plan can prevent 100 percent of food contamination, we must have targeted, risk-based interventions, particularly at the points of manufacture and during distribution, to provide a second layer of protection. These interventions must not only verify that the preventive measures called for are implemented correctly they must also identify contaminated food that either unintentionally or intentionally circumvents our prevention plan. Using robust risk-based analysis, FDA will conduct high-priority inspections that rely on statistical sampling and advanced risk-detection tools, and will verify industry business practices across the food chain to ensure that effective preventive measures are in place. Gathering and analyzing test results, adverse event reports, consumer complaints, and other information will help FDA track emerging food protection problems.

Core Element #3: RESPONSE
In the past year, FDA responded to a number of significant food safety problems. Whether contamination is unintentional or deliberate, there is a need to respond to it faster and communicate more effectively with consumers and other partners. FDA is committed to increasing its ability to quickly identify food safety problems, better coordinating a rapid emergency response among FDA, state and local government response teams as appropriate, and improving communications to the public, industry and other partners. These actions will better protect public health, help reduce the economic hardship of affected industries, and maintain consumer confidence in the U.S. food supply following an incident.

FDA remains committed to strengthening the nation’s food protection system through implementation of the FDA Food Protection Plan. The Plan’s strategic and partnered activities are driven by science and incorporate the use of 21st-century technologies.

OVERVIEW OF PROGRESS

Prevention Strategies

Several key prevention initiatives have been started since November 2007. These began with outreach to explain and involve others in FDA’s Food Protection Plan. This outreach has involved multiple meetings with various foreign countries, state and local organizations, and industry and consumer groups. To further the interaction with federal, state and local partners, FDA held a meeting to share information and develop strategies and future activities between federal, state, and local partners. As a cross-cutting activity, FDA has formed an internal Risk-Based Steering Committee to ensure that a systematic, comprehensive risk-based approach is taken by the Agency with regard to food protection. A specific example of risk-based prevention activity is the work FDA is doing in collaboration with states, universities and industry on its Tomato Safety Initiative. On the international front, FDA has taken concrete steps to increase foreign capacity building and increase the Agency’s presence beyond our borders. FDA will send the first staff to the Agency’s new offices in China, India, Europe, and Latin America before the end of 2008.

Intervention Strategies

FDA is working to improve the targeting of risk-based inspections and sampling to focus resources where they will have the greatest impact. FDA has completed a three-year plan to increase state inspections and will hire an additional 130 employees to conduct food field exams, inspections, and sample collections. FDA issued a Federal Register notice to solicit input on third-party certification programs, issued draft guidance on voluntary third-party certification, and is piloting the use of voluntary third-party programs. FDA is working to develop better tools to identify food safety threats at the border, including the development of an advanced screening system. This system, known as Predictive Risk-based Evaluation for Dynamic Import Compliance Targeting (PREDICT), was piloted on a small scale in recent months and the assessment of the pilot is currently under agency review. FDA has established a research coordinating committee to develop a collaborative research agenda that supports activities under prevention, intervention and response, such as mitigation strategies and rapid detection systems.

Response Strategies

In order to improve the response to a threat to food safety, FDA scheduled public meetings in October and November to engage with stakeholders on identifying product tracing best practices so that contaminated product can be identified and removed from commerce more quickly. FDA is also working with states to improve response through Incident Command System training. Additionally, the Agency has awarded grants to six states to establish Rapid Response Teams to enable rapid, localized response to incidents. In an effort to improve communication with the public, FDA reviewed and worked to improve its recall communication processes and presented new recall templates to FDA’s Risk Communication Advisory Board for input in March 2008.

Building a Sustainable Food Protection Program

FDA continues to work with Congress to ensure the Agency has adequate resources to protect the safety of the U.S. food supply. On June 9, 2008, the Administration announced an FY 2009 budget amendment with an increase of $275 million over the original budget request. The increased request includes $125 million for food protection. On June 30, 2008, the President signed the FY 2008 Supplemental Appropriation into law, providing $150 million for FDA, including $72 million for Food Protection.

Legislative Authorities Requested in the Food Protection Plan

FDA believes that, while it has the statutory and regulatory authority needed to carry out its commitment to food protection, its ability to ensure food safety would be strengthened significantly by the additional legislative authorities that were requested in the Food Protection Plan and are listed below. These authorities are critical to future food protection implementation efforts and will be built into actionable deliverables when Agency authorities are granted by Congress. In the meantime, the Agency will continue to look for opportunities to work productively with Congress to ensure understanding of the design of and need for these authorities.

ONE-YEAR ACCOMPLISHMENTS

Food Protection Plan
Core Element #1: PREVENTION

FPP Goal 1.1: Promote Increased Corporate Responsibility to Prevent Foodborne Illnesses - FDA will work with all stakeholders to ensure food protection is built into the full food product life cycle from production to consumption.

FDA’s current and planned actions will enable FDA to:

Accomplishments:

Enhance Communication with Stakeholders on Preventive Approaches to Protect the Food Supply

FDA undertook several activities to engage with stakeholders on the implementation of the FPP and preventive approaches to ensure food protection.

Build-In Food Safety Upfront through the Identification and Implementation of Best Practices and Standards

FDA is working with industry and stakeholders to identify and ensure the use of best practices for early prevention of food safety threats.

Increase Foreign Capacity and Technical Assistance

FDA is building foreign capacity by engaging with foreign partners on the implementation of the FPP and by providing technical assistance to foreign countries to ensure the safety of imported food.

Establish FDA Presence Beyond our Borders

FDA is expanding our presence beyond our borders by establishing offices in five regions of the world.

FPP Goal 1.2: Identify Food Vulnerabilities and Assess Risks – FDA will conduct risk-based prevention to better protect American’s food supply. FDA and industry will better understand food safety and food defense vulnerabilities and work to define the optimum preventive controls to reduce the greatest risks.

FDA’s current and planned actions will enable FDA to:

Accomplishments:

Increase Identification and Understanding of Food Vulnerabilities

Research has been conducted in a number of areas related to both food safety and food defense. FDA has worked with the food industry, consumer groups, and Federal, State, Local, and International partners to strengthen the understanding of food safety and food defense risks.
A better understanding of the stability of contaminants in food leads to a better understanding of potential threats to food safety.

Target Risk Reduction through Implementation of Risk-Based Processes

FDA established a Risk-Based Steering Committee to ensure that a systematic comprehensive risk-based approach is taken with regard to food protection.

FPP Goal 1.3: Expand the Understanding and Use of Effective Mitigation Measures – FDA will develop and validate rapid detection tools to detect and mitigate potential problems.

FDA’s current and planned actions will enable FDA to:

Accomplishments:

Expand FDA Research, Development and Evaluation of Detection and Mitigation Strategies

FDA has worked to identify and implement tools for use in the application of effective detection and mitigations strategies.

Food Protection Plan
Core Element #2: INTERVENTION

FPP Goal 2.1: Focus Inspections and Sampling Based on Risk – FDA will increase field and state capacity to perform sampling based on risk (e.g. risk assessment, risk ranking, risk analysis, attribution data, etc.).

FDA’s current and planned actions will enable FDA to:

Accomplishments:

Expand Field Capacity for Domestic and Imported Food Utilizing Risk-Based Inspection and Sampling

FDA is conducting risk-based inspections to focus resources where they will have the greatest impact.

Advance Screening Technology at the Border

FDA is working to develop better tools to identify food safety threats at the border. Under contract to FDA, New Mexico State University is developing a prototype system for improving electronic screening, using open-source intelligence, of imported products offered for entry into the U.S.

Increase Imported Food Safety through Voluntary Third-Party Certification Programs

FDA is exploring the use of Voluntary Third-Party Certification Programs to ensure the safety of imported food.

FPP Goal 2.2: Enhance Risk-Based Surveillance through Increased Laboratory Capacity – FDA will utilize up-to-date technologies and assays and build laboratory infrastructure for faster testing.

FDA’s current and planned actions will enable FDA to:

Accomplishments:

Enhance Surveillance through Increased Laboratory Capacity

FDA is working to further enhance its laboratory capacity in order to conduct greater surveillance and achieve faster response efforts.

FPP Goal 2.3: Improve the Detection of Food System "Signals" that Indicate Contamination – FDA will deploy state-of-the-art technology to improve the integration and analysis of incoming signals and achieve faster mitigation and response.

FDA’s current and planned actions will enable FDA to:

Accomplishments:

Improve Capability for Early Detection of Contaminated Food

FDA is developing methods to more rapidly and accurately identify contaminants in food and to interpret signals that indicate potential food safety threats.

Improve Adverse Event Reporting

FDA is working to improve adverse event reporting as well as the Agency’s ability to analyze such data in order to maximize the utility of the data to initiate appropriate FDA responses.

Food Protection Plan
Core Element #3: RESPONSE

FPP Goal 3.1: Improve Immediate Response – Working with partners, FDA will rapidly detect and respond to foodborne outbreaks.

FDA’s current and planned actions will enable FDA to:

Accomplishments:

Improve Speed and Collaboration on Response Efforts

FDA is enhancing the Agency’s ability to coordinate a comprehensive Agency response to foodborne illness events.

FDA is working in conjunction with States to improve response to food safety threats.

Enhance Traceability Capabilities for More Rapid and Precise Product Tracing

FDA is working to enhance product tracing capabilities because the ability to quickly identify where a contaminated product came from and where it has been distributed is essential for a rapid response to a foodborne illness outbreak.

FPP Goal 3.2: Improve Risk Communications to the Public, Industry, and Other Stakeholders – So that consumers can protect themselves and their families from foodborne illness by responding promptly to FDA alerts.

FDA’s current and planned actions will enable FDA to:

Accomplishments:

Communicate More Effectively With Consumers During Food Related Events

FDA is working to develop more effective food protection risk communication messages and strategies for use during a food related event.

Provide More Rapid Alerts to All Stakeholders During Food-Related Events

FDA is working on providing more rapid alerts to all stakeholders, including retailers, industry, public health officials, and consumers during food-related events.

SUMMARY

The FPP One-Year Progress Summary identifies FDA’s current food safety goals as well as recent accomplishments toward realizing the complete vision and strategies outlined in the FPP. The FPP program will continue to evolve based on the Agency’s understanding of effective prevention practices, successful intervention methods at key points in the food production system, and enhanced emergency capabilities so that the Agency working with its partners can respondimmediately when problems are identified. The FDA is committed to sustaining and growing a food protection framework that keeps the American food supply safe.

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