[Code of Federal Regulations]

[Title 36, Volume 3]

[Revised as of July 1, 2005]

From the U.S. Government Printing Office via GPO Access

[CITE: 36CFR800.11]



[Page 101-103]

 

              TITLE 36--PARKS, FORESTS, AND PUBLIC PROPERTY

 

                     CHAPTER VIII--ADVISORY COUNCIL

                        ON HISTORIC PRESERVATION

 

PART 800_PROTECTION OF HISTORIC PROPERTIES--Table of Contents

 

                    Subpart B_The section 106 Process

 

Sec. 800.11  Documentation standards.



    (a) Adequacy of documentation. The agency official shall ensure that 

a determination, finding, or agreement under the procedures in this 

subpart is supported by sufficient documentation to enable any reviewing 

parties to understand its basis. The agency official shall provide such 

documentation to the extent permitted by law and within available funds. 

When an agency official is conducting phased identification or 

evaluation under this subpart, the documentation standards regarding 

description of historic properties may be applied flexibly. If the 

Council, or the SHPO/THPO when the Council is not involved, determines 

the applicable documentation standards are not met, the Council or the 

SHPO/THPO, as appropriate, shall notify the agency official and specify 

the information needed to meet the standard. At the request of the 

agency official or any of the consulting parties, the Council shall 

review any disputes over whether documentation standards are met and 

provide its views to the agency official and the consulting parties.

    (b) Format. The agency official may use documentation prepared to 

comply



[[Page 102]]



with other laws to fulfill the requirements of the procedures in this 

subpart, if that documentation meets the standards of this section.

    (c) Confidentiality.(1) Authority to withhold information. Section 

304 of the act provides that the head of a Federal agency or other 

public official receiving grant assistance pursuant to the act, after 

consultation with the Secretary, shall withhold from public disclosure 

information about the location, character, or ownership of a historic 

property when disclosure may cause a significant invasion of privacy; 

risk harm to the historic property; or impede the use of a traditional 

religious site by practitioners. When the head of a Federal agency or 

other public official has determined that information should be withheld 

from the public pursuant to these criteria, the Secretary, in 

consultation with such Federal agency head or official, shall determine 

who may have access to the information for the purposes of carrying out 

the act.

    (2) Consultation with the Council. When the information in question 

has been developed in the course of an agency's compliance with this 

part, the Secretary shall consult with the Council in reaching 

determinations on the withholding and release of information. The 

Federal agency shall provide the Council with available information, 

including views of the SHPO/THPO, Indian tribes and Native Hawaiian 

organizations, related to the confidentiality concern. The Council shall 

advise the Secretary and the Federal agency within 30 days of receipt of 

adequate documentation.

    (3) Other authorities affecting confidentiality. Other Federal laws 

and program requirements may limit public access to information 

concerning an undertaking and its effects on historic properties. Where 

applicable, those authorities shall govern public access to information 

developed in the section 106 process and may authorize the agency 

official to protect the privacy of non-governmental applicants.

    (d) Finding of no historic properties affected. Documentation shall 

include:

    (1) A description of the undertaking, specifying the Federal 

involvement, and its area of potential effects, including photographs, 

maps, drawings, as necessary;

    (2) A description of the steps taken to identify historic 

properties, including, as appropriate, efforts to seek information 

pursuant to Sec. 800.4(b); and

    (3) The basis for determining that no historic properties are 

present or affected.

    (e) Finding of no adverse effect or adverse effect. Documentation 

shall include:

    (1) A description of the undertaking, specifying the Federal 

involvement, and its area of potential effects, including photographs, 

maps, and drawings, as necessary;

    (2) A description of the steps taken to identify historic 

properties;

    (3) A description of the affected historic properties, including 

information on the characteristics that qualify them for the National 

Register;

    (4) A description of the undertaking's effects on historic 

properties;

    (5) An explanation of why the criteria of adverse effect were found 

applicable or inapplicable, including any conditions or future actions 

to avoid, minimize or mitigate adverse effects; and

    (6) Copies or summaries of any views provided by consulting parties 

and the public.

    (f) Memorandum of agreement. When a memorandum of agreement is filed 

with the Council, the documentation shall include, any substantive 

revisions or additions to the documentation provided the Council 

pursuant to Sec. 800.6(a)(1), an evaluation of any measures considered 

to avoid or minimize the undertaking's adverse effects and a summary of 

the views of consulting parties and the public.

    (g) Requests for comment without a memorandum of agreement. 

Documentation shall include:

    (1) A description and evaluation of any alternatives or mitigation 

measures that the agency official proposes to resolve the undertaking's 

adverse effects;

    (2) A description of any reasonable alternatives or mitigation 

measures that were considered but not chosen, and the reasons for their 

rejection;



[[Page 103]]



    (3) Copies or summaries of any views submitted to the agency 

official concerning the adverse effects of the undertaking on historic 

properties and alternatives to reduce or avoid those effects; and

    (4) Any substantive revisions or additions to the documentation 

provided the Council pursuant to Sec. 800.6(a)(1).