[Code of Federal Regulations]
[Title 22, Volume 1]
[Revised as of April 1, 2004]
From the U.S. Government Printing Office via GPO Access
[CITE: 22CFR129.4]

[Page 512-513]
 
                       TITLE 22--FOREIGN RELATIONS
 
                     CHAPTER I--DEPARTMENT OF STATE
 
PART 129_REGISTRATION AND LICENSING OF BROKERS--Table of Contents
 
Sec. 129.4  Registration statement and fees.

    (a) General. The Department of State Form DSP-9 (Registration 
Statement) and a transmittal letter meeting the requirements of Sec. 
122.2(b) of this subchapter must be submitted by an intended registrant 
with a payment by check or money order payable to the Department of 
State of one of the fees prescribed in Sec. 122.3(a) of this 
subchapter. The Registration Statement and transmittal letter must be 
signed by a senior officer who has been empowered by the intended 
registrant to sign such documents. The intended registrant shall also 
submit documentation that demonstrates that it is incorporated or 
otherwise authorized to do business in the United States.
    (b) A person required to register under this part who is already 
registered as a manufacturer or exporter in accordance with part 122 of 
this subchapter must also provide notification of this additional 
activity by submitting to the Office of Defense Trade Controls by 
registered mail a transmittal letter meeting the requirements of Sec. 
122.2(b) and citing the existing registration, and must pay an 
additional fee according to the schedule prescribed in Sec. 122.3(a). 
Any person who registers coincidentally as a broker as defined in Sec. 
129.2 of this subchapter and as a manufacturer or exporter must

[[Page 513]]

submit a Registration Statement that reflects the brokering activities, 
the Sec. 122.2(b) transmittal letter, as well as the additional fee for 
registration as a broker.
    (c) Other provisions of part 122, in particular, Sec. 122.4 
concerning notification of changes in information furnished by 
registrants and Sec. 122.5 concerning maintenance of records by 
registrants, apply equally to registration under this part (part 129).