[Code of Federal Regulations]
[Title 14, Volume 4]
[Revised as of January 1, 2008]
From the U.S. Government Printing Office via GPO Access
[CITE: 14CFR417.405]

[Page 585-587]
 
                     TITLE 14--AERONAUTICS AND SPACE
 
     CHAPTER III--COMMERCIAL SPACE TRANSPORTATION, FEDERAL AVIATION 
              ADMINISTRATION, DEPARTMENT OF TRANSPORTATION
 
PART 417_LAUNCH SAFETY--Table of Contents
 
                         Subpart E_Ground Safety
 
Sec. 417.405  Ground safety analysis.

    (a) A launch operator must perform a ground safety analysis for 
launch vehicle hardware, ground hardware including launch site and 
ground support equipment, launch processing, and post-launch operations 
at a launch site in the United States. The requirements of this section 
apply to the performance of the ground safety analysis and to the ground 
safety analysis products that a launch operator must file with the FAA 
as required by Sec. 417.402(d). This analysis must identify each 
potential hazard, each associated cause, and each hazard control that a 
launch operator must establish and maintain to keep each identified 
hazard from affecting the public. A launch operator must incorporate the 
launch site operator's systems and operations involved in ensuring 
public safety into the ground safety analysis.
    (b) Technical personnel who are knowledgeable of launch vehicle 
systems, launch processing, ground systems, operations, and their 
associated hazards must prepare the ground safety analysis. These 
individuals must be qualified to perform the ground safety analysis 
through training, education, and experience.
    (c) A launch operator must ensure personnel performing a ground 
safety analysis or preparing a ground safety analysis report will have 
the cooperation of the entire launch operator's organization. A launch 
operator must maintain supporting documentation and it must be available 
upon request.
    (d) A launch operator must:
    (1) Begin a ground safety analysis by identifying the systems and 
operations to be analyzed;
    (2) Define the extent of each system and operation being assessed to 
ensure there is no miscommunication as to what the hazards are, and who, 
in a launch operator's organization or other organization supporting the 
launch, controls those hazards; and
    (3) Ensure that the ground safety analysis accounts for each launch 
vehicle system and operation involved in

[[Page 586]]

launch processing and post-launch operations, even if only to show that 
no hazard exists.
    (e) A ground safety analysis need not account for potential hazards 
of a component if a launch operator demonstrates that no hazard to the 
public exists at the system level. A ground safety analysis need not 
account for an operation's individual task or subtask level if a launch 
operator demonstrates that no hazard to the public exists at the 
operation level. A launch operator must provide verifiable controls for 
hazards that are confined within the boundaries of a launch operator's 
facility to ensure the public will not have access to the associated 
hazard area while the hazard exists.
    (f) A launch operator must identify each potential hazard, including 
non-credible hazards. The probability of occurrence is not relevant with 
respect to identifying a hazard. Where an assertion is made that no 
hazard exists for a particular system or operation, the ground safety 
analysis must provide the rationale. A launch operator must identify the 
following hazards of each launch vehicle system, launch site and ground 
support equipment, launch processing, and post-launch operations:
    (1) System hazards, including explosives and other ordnance, solid 
and liquid propellants, toxic and radioactive materials, asphyxiants, 
cryogens, and high pressure. System hazards generally exist even when no 
operation is occurring; and
    (2) Operation hazards derived from an unsafe condition created by a 
system, operating environment, or an unsafe act.
    (g) A launch operator must categorize identified system and 
operation hazards as follows:
    (1) Public hazard. A hazard that extends beyond the launch location 
under the control of a launch operator. Public hazards include the 
following:
    (i) Blast overpressure and fragmentation resulting from an 
explosion;
    (ii) Fire and deflagration, including hazardous materials such as 
radioactive material, beryllium, carbon fibers, and propellants. A 
launch operator must assume that in the event of a fire, hazardous smoke 
from systems containing hazardous materials will reach the public;
    (iii) Sudden release of a hazardous material into the air, water, or 
ground; and
    (iv) Inadvertent ignition of a propulsive launch vehicle payload, 
stage, or motor.
    (2) Launch location hazard. A hazard that stays within the confines 
of the location under the control of a launch operator but extends 
beyond individuals doing the work. The confines may be bounded by a wall 
or a fence line of a facility or launch complex, or by a fenced or 
unfenced boundary of an entire industrial complex or multi-user launch 
site. A launch location hazard may affect the public depending on public 
access controls. Launch location hazards that may affect the public 
include the hazards listed in paragraphs (g)(1)(i)-(iv) of this section 
and additional hazards in potentially unsafe locations accessible to the 
public such as:
    (i) Unguarded electrical circuits or machinery;
    (ii) Oxygen deficient environments;
    (iii) Falling objects;
    (iv) Potential falls into unguarded pits or from unguarded elevated 
work platforms; and
    (v) Sources of ionizing and non-ionizing radiation such as x-rays, 
radio transmitters, and lasers.
    (3) Employee hazard. A hazard to individuals performing a launch 
operator's work, but not to other people in the area. A launch operator 
must comply with all applicable Federal, state, and local employee 
safety regulations. A launch operator's ground safety analysis must 
identify employee hazards and demonstrate that there are no associated 
public safety issues.
    (4) Non-credible hazard. A hazard for which possible adverse effects 
on people or property would be negligible and where the possibility of 
adverse effects on people or property is remote. A launch operator's 
ground safety analysis must identify non-credible hazards and 
demonstrate that the hazard is non-credible.
    (h) A ground safety analysis must identify each hazard cause for 
each public hazard and launch location hazard. The ground safety 
analysis must

[[Page 587]]

account for conditions, acts, or chain of events that can result in a 
hazard. The ground safety analysis must account for the possible failure 
of any control or monitoring circuitry within hardware systems that can 
cause a hazard.
    (i) A ground safety analysis must identify the hazard controls to be 
established by a launch operator for each hazard cause identified in 
paragraph (h) of this section. A launch operator's hazard controls 
include the use of engineering controls for the containment of hazards 
within defined areas and the control of public access to those areas.
    (j) A launch operator must verify all information in a ground safety 
analysis, including design margins, fault tolerance and successful 
completion of tests. A launch operator must:
    (1) Trace any identified hardware to an engineering drawing or other 
document that describes hardware configuration;
    (2) Trace any test or analysis used in developing the ground safety 
analysis to a report or memorandum that describes how the test or 
analysis was performed;
    (3) Ensure the accuracy of the test or analysis and the associated 
results;
    (4) Trace any procedural hazard control identified to a written 
procedure, and approved by the person designated under Sec. 
417.103(b)(2) or the person's designee, with the paragraph or step 
number of the procedure specified;
    (5) Identify a verifiable hazard control for each hazard; if a 
hazard control is not verifiable, a launch operator may include it as an 
informational note on the hazard analysis form;
    (6) For each hazard control, reference a released drawing, report, 
procedure or other document that verifies the existence of the hazard 
control; and
    (7) Maintain records, as required by Sec. 417.15, of the 
documentation that verifies the information in the ground safety 
analysis.
    (k) A launch operator must ensure the continuing accuracy of its 
ground safety analysis. The analysis of systems and operations must not 
end upon submission of a ground safety analysis report to the FAA during 
the license application process. A launch operator must analyze each new 
or modified system or operation for potential hazards that can affect 
the public. A launch operator must ensure that each existing system and 
operation is subject to continual scrutiny and that the information in a 
ground safety analysis report is kept current.