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Filing Resources
Forms
References
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Filing Resources
Forms The types of filings processed by the Federal Reserve System are presented below. Select a filing type to obtain the required form and filing instructions. Bank Holding Company Formation/Expansion Filings Bank Holding Company Nonbanking Activities Filings Other Bank Holding Company Filings State Member Bank Filings International Organization Filings Bank Holding Company (BHC) Formation/Expansion Filings
BHC Formation--expedited processing (FR Y-3N)
Formation of a BHC that qualifies for expedited processing
(Riegle Notice).
Formation of a BHC that does not qualify for expedited processing.
BHC
Expansion--expedited processing (FR Y-3N)
Acquisition of an additional bank or BHC that qualifies for
expedited processing.
Acquisition of an additional bank or BHC that does not qualify
for expedited processing.
Expansion of a foreign BHC that qualifies for expedited processing
Formation or expansion of a foreign BHC that does not qualify
for expedited processing
Bank Holding Company Nonbanking Activities Filings
Commencement of an activity listed in Regulation Y that qualifies for expedited processing.
Commencement of an activity listed in Regulation Y that does not qualify for expedited processing.
Post Commencement Notice (FR Y-10)
Notification after starting a permissible nonbanking activity.
Other Bank Holding Company Filings
Interagency Notice of Change in Bank Control (FR 2081a)
Notice of intent to acquire a controlling interest in a bank holding company.
Request to redeem equity securities.
Notice of intent by a troubled bank holding company to add an individual to the board of directors or to employ an individual as a senior executive officer.
Interagency Biographical or Financial Report (FR 2801c)
Used by individuals and filed in conjunction with other reports to provide supporting financial and employment data regarding a notice of change in control or a notice of a change in director or senior executive officer.
State Member Bank Filings
Membership (De Novo) Application (FR 2083/A/B/C)
Application for membership in the Federal Reserve System by a bank in formation.
Membership (Conversion) Application (FR 2083/A/B/C)
Application to receive or retain membership in the Federal Reserve System.
Merger Application (FR 2070)
Application to merge or consolidate with another insured depository institution.
Application to establish a new branch facility (de novo).
Request to increase investment in bank premises.
Interagency Notice of Change in Bank Control (FR 2081a)
Notice of intent to acquire a controlling interest in a bank.
Notice of intent by a troubled bank to add an individual to the board of directors or to employ an individual as a senior executive officer.
Interagency Biographical or Financial Report (FR 2801c)
Used by individuals and filed in conjunction with other reports to provide supporting financial and employment data regarding a notice of change in control or a notice of a change in director or senior executive officer.
International Organization Filings
Edge Corporation Change in Control (FR K-1)
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