Report of a Surgeon General’s
Working Meeting on

The Integration of Mental Health Services and Primary Health Care
Held on November 30 - December 1, 2000
At the Carter Center: Atlanta, Georgia














2001
U.S. Department of Health and Human Services
Public Health Service
Office of the Surgeon General
Rockville, MD


National Library of Medicine Cataloging in Publication
Surgeon General’s Working Meeting on the Integration of Mental Health Services and Primary Health Care (2000 : Atlanta, Ga.)

Report of a Surgeon General’s Working Meeting on the Integration of Mental Health Services and Primary Health Care : held on November 30-December 1, 2000, at the Carter Center, Atlanta, Georgia. — Rockville, MD : U.S. Dept. of Health and Human Services, Public Health Services, Office of the Surgeon General ; Washington, D.C. : For sale by the Supt. of Docs., U.S. G.P.O., 2001.

Includes bibliographical references.

1. Delivery of Health Care, Integrated / congresses. 2. Mental Health Services / congresses. 3. Primary Health Care / congresses. 4. United States. I. United States. Public Health Service. Office of the Surgeon General.

02NLM: W 84 AA1 S961r 2001
Suggested Citation
Department of Health and Human Services (DHHS). Report of a Surgeon General’s working meeting on the integration of mental health services and primary health care; 2000 Nov 30–Dec 1; Atlanta, Georgia. Rockville, MD: U.S. Department of Health and Human Services, Public Health Service, Office of the Surgeon General; 2001.
This publication is available on the World Wide Web at http://www.surgeongeneral.gov/library.

For sale by the Superintendent of Documents, U.S. Government Printing Office,
Internet: www.bookstore.GPO.gov Phone: Toll Free 1 (866) 512-1800; DC area (202) 512-1800
Fax: 1 (202) 512-2250 Mail: Stop SSOP, Washington, D.C., 20402-0001
Public Health Service Seal

iii
This report was prepared by the Department of Health and Human Services.
It is an outgrowth of Mental Health: A Report of the Surgeon General,
which was released in December 1999.
Acknowledgements

Special thanks to the leadership and staff of the Office of Public Health and Science
for their enthusiastic support of this interdepartmental effort.
RADM Kenneth P. Moritsugu, M.D., M.P.H., Deputy Surgeon General, USPHS
Nicole Lurie, M.D., M.S.P.H., Principal Deputy Assistant Secretary for Health
Beverly L. Malone, Ph.D., R.N., F.A.A.N., Deputy Assistant Secretary for Health
Coordinating Editors
Irene Stith-Coleman, Ph.D.
Ann L. Elderkin, P.A.
Science Writer
Miriam Davis, Ph.D.
Planning Committee
Chair
Kate Godfried, J.D., M.S.P.H
Members
Bernard Arons, M.D.
Elaine Baldwin, M.Ed.
Eric Goplerud, Ph.D.
Nicole Lurie, M.D., M.S.P.H.
Beverly Malone, Ph.D., R.N., F.A.A.N.
Ron Manderscheid, Ph.D.
Harriet G. McCombs, Ph.D.
Charlotte Mullican, B.S.W., M.P.H.
Rochelle Rollins, Ph.D.
Marc Safran, M.D., F.A.C.P.M.
Frank Sullivan, Ph.D.
Bertha Williams, M.S., R.N.
Other Contributors
Camille Barry, Ph.D., R.N.
Helen Burstin, M.D., M.P.H.
Junius Gonzales, M.D.
Kevin Hennessy, Ph.D.
Brenda Reiss-Brennan, M.S., A.P.R.N., C.S.


v

Introduction 1
Brief Summary of Dr. Satcher’s Remarks 1
Meeting Format 2
Meeting Highlights 3
Recommendations Toward Core Principles 6
Recommendations Toward a National Action Strategy 6
References 8
Appendix 9
Table of Contents


1

A groundbreaking meeting was held November 30 – December 1, 2000, to advance the integration of mental health services and primary health care. The meeting was an outgrowth of the U.S. Surgeon General’s landmark report on mental health.1
That report’s single recommendation was to encourage people to seek help for mental illness. It found that a startling majority of adults and children with mental illness do not receive any services. The report featured primary care as one of the prime portals of entry into treatment—especially for those reluctant to access, or unaware of their need for, mental health services. Primary care was also seen as an opportune site for emphasizing wellness and prevention of mental illness. Yet few programs nationwide are expressly organized to integrate mental health services and primary health care—and even fewer have been evaluated fully.
The meeting2 was designed to set a blueprint for the future. Its specific objectives were to forge consensus among diverse participants on core principles and on a national action strategy for the integration of mental health services and primary health care.
Participants invited to the meeting represented a cross-section of consumers and families, insurers and health care systems, researchers and other experts, clinicians, and representatives from foundations and government (Appendix A). These groups are key to launching a new public/private approach.
This meeting report covers Surgeon General David Satcher’s remarks, the format of the meeting, its highlights, and, finally, the core principles and national action strategy generated and voted upon by participants. The report does not include activities that have occurred since the Carter Center Meeting.
Brief Summary of Dr. Satcher’s Remarks
The meeting opened with an eloquent speech from Dr. David Satcher. He began by noting, in particular, the diversity of the participants including business, health care systems, consumers, families, and foundations, as well as government agencies. He was particularly impressed with the balanced presence of primary care and mental health experts who were well established in their fields. These experts included “real world” and “front line” people who would be key to helping solve some of the unfortunate barriers within our current health care system. He then challenged the participants to think beyond each of their individual perspectives and consider ways to overcome barriers between primary care and mental health. He noted that many golden opportunities exist for integrating mental health services and primary care.
He presented his thoughts regarding the highlights of the Millis report on the role of primary providers (Millis, 1966). That report identified a number of roles for primary care providers. They included providing first contact of care, providing comprehensive care, providing the coordination and integration of care, and providing community leadership.
Dr. Satcher acknowledged, as a family physician, both the frustrations and opportunities presented to the primary care provider on a daily basis. As the Surgeon General he pronounced the evidence in 1999 in Mental Health: A Report of the Surgeon General and the need to create a system of care that not only treats illness but also promotes health. He named building a balanced community health system as one of his top three national priorities. A balanced community health system balances health promotion, disease prevention, early detection, and universal access. This system concept would require a partnership between primary care and mental health and between public health and medicine.
Primary care offers golden opportunities as a point of first contact with patients and their families, in which a meaningful relationship can be established to educate and motivate patients, as well as to detect health condi
Introduction

1 U.S. Department of Health and Human Services (DHHS). Mental Health: A Report of the Surgeon General. Rockville, MD: Author, Substance Abuse and Mental Health Services Administration, Center for Mental Health Services, National Institutes of Health, National Institute of Mental Health, 1999.
2 Sponsored by the Assistant Secretary for Health/Surgeon General of DHHS.

tions. A “balanced partnership” provides an opportunity for the coordination and integration of patient care. This is actualized by involving the health team and the family and targets continuity of care, which ensures comprehensive high-quality care.
Dr. Satcher addressed specifically the lack of time in primary care that providers have to adequately attend to the many responsibilities that our health care systems require of them. He urged primary care providers to remember that they are not alone. In fact, he challenged the primary care provider to be the quarterback of the health care team that collaboratively makes the system work for the patients and their families. He spoke of our negligence of the health care system for not engaging the potential resources available within families. Not only is family involvement therapeutic for the patient, but it is the key to sustaining continuity of care and providing high-quality care.
He then encouraged providers to act as responsible community leaders who educate, motivate, and mobilize the public regarding the definition of mental health as stated in Mental Health: A Report of the Surgeon General. He went on to define mental health as a person’s ability to function and to be productive in life; to adapt to changes in his/her environment; to cope with adversity; and to develop positive relationships with others. He emphasized that without good mental health one cannot have good health and well being. Therefore the primary care and mental health partnership is crucial for overall balanced health.
The good news in the mental health report, he indicated, is that we have the ability, perhaps 80 to 90 percent of the time, to treat mental disorders with a range of different treatments. However, the bad news is that less than half who suffer each year seek treatment. And many who make contact with the health system don’t necessarily make contact with the mental health system because they are experiencing mental illness, because they are unaware, or because of the stigma surrounding mental illness. Others have trouble because of barriers associated with the health care system itself.
Dr. Satcher moved on to ask what is the vision for the future and what is the task ahead. He then pointed out that Mental Health: A Report of the Surgeon General devoted an entire chapter to laying a vision for the future. He went on to identify the eight courses of action in that chapter to include the following:
l Our work should be based on the best available science so that we may prevent disease and promote good mental and physical health. Thus,
we must continue and enhance mental health research, especially prevention and promotion.
l We must acknowledge and find ways to overcome the barriers of stigma.
l We need to build public awareness regarding mental health and effective treatments.
l We must address the serious shortage of mental health providers and the lack of training available for many community helpers who could potentially impact a person’s health.
l We need to ensure the delivery of state-of-the-art treatment which means moving front-line knowledge to front-line care so that primary care providers have access to knowledge, technology and teams of experts to support their work with their patients and families.
l We need to tailor treatment to age, gender, race, and culture.
l We need to facilitate entry into treatment.
l We need to remove the financial barriers that create complexity and restrictions within our health care system.
Dr. Satcher ended with a quote from John Gardner, Secretary of Health, Education, and Welfare in the 1960s, “Life is full of golden opportunities carefully disguised as irresolvable problems.”
Meeting Format
The conference agenda was structured around formal presentations, question-and-answer sessions, and small breakout groups for detailed deliberation. Panel presentations and question-and-answer sessions furnished a common understanding of the nature of the problem, some “real world” programs, the hurdles and opportunities programs face, and findings from research.
Dr. Satcher’s speech was followed by a state-of-the-art review of practice and research findings gathered from structured interviews. The structured interviews had been conducted before the meeting by consultant and meeting organizer Brenda Reiss-Brennan, President of Primary Care Family Clinics, Inc. Over 90 interviews were completed of attendees and nonattendees from a diverse group of experts representing business, foundations, federal agencies, consumers and families, research, employers, economists, epidemiologists, providers, health care consultants, and payors. Ms. Reiss-
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2

Brennan gave an overview of her findings about participants’ level of interest in the process of integration3 and their rationale for developing systemic approaches to promoting healthy families and communities.
The interviews indicated that clinical research knowledge appears to be directing the field toward integration and economic knowledge appears to be directing the field away from integration. In the middle of this quality gap, being squeezed to maximum capacity, are providers of care and their patients and families, who attempt to negotiate major health disabilities in stressed environments. This current nonintegrated process of care creates costly burdens for the health care system, the family, and the community.
Interviews revealed consensus among participants to build collaboration and commitment among stakeholders that result in strong leadership, mobilization of successful implementation strategies, and demonstration of affordable, evidence-based integrated care.
After plenary and panel presentations, participants were divided into five breakout groups, covering seminal issues of design, training, economics, research, and quality. The breakout groups were charged with developing ideas for core principles and action steps, and then bringing those ideas forward for general discussion by all participants.
A reporter from each breakout group presented their group’s priorities when participants reconvened in a general session. With the aid of a professional facilitator to guide the discussion and build consensus, participants separately voted on their top core principles and action steps.
Meeting Highlights
Nature of the Problem
Every year, about 20 percent of U.S. adults and children have a mental disorder. Despite an array of effective known treatments, the majority of those with mental disorders do not receive treatment and thus needlessly suffer from distress and disability. Mental disorders are highly disabling, ranking second only to cardiovascular conditions as a leading cause of worldwide disability by the World Health Organization (Murray & Lopez, 1996). Moreover, these disorders impose substantial cost burden to patients, their families, and communities at large. That burden is reflected in lost productivity and
premature death and in the amount of medical and community resources expended.
The prevalence of mental disorders in primary care is somewhat higher than that in the population. About 25 percent of people receiving primary care have a diagnosable mental disorder (Olfson et al., 1997), most commonly anxiety and depression. Depression occurs in about 6 to 10 percent of primary care patients (Katon & Schulberg, 1992). Older adults are particularly vulnerable in an unintegrated system because many of them are treated in primary care for a variety of health conditions, and depression may go undiagnosed and untreated. Low-income minority populations face similar identification barriers because primary care services are often cost prohibitive and difficult for them to access.
Major depression is one of the more prevalent conditions observed in the primary care setting afflicting an estimated 5 to 9 percent of presenting patients. Such prevalence coupled with evidence that most depressed patients receive mental health care from primary care physicians (Coyne et al., 1994; Reiger et al., 1993; Rost et al., 1998) has prompted much attention in the field.
Mental disorders frequently co-occur with other mental or somatic (physical) disorders. Estimates of this “comorbidity” range from about 20 to 80 percent of primary care patients (Sherbourne et al., 1996; Olfson et al., 1997). Comorbidity adds to disability and contributes to morbidity and mortality.
There are a number of barriers to effective diagnosis and treatment of mental illness in primary care. Overwhelming societal stigma is partly to blame for patients resisting diagnosis, resisting treatment altogether, or not adhering to treatment recommendations (DHHS, 1999). Primary care providers vary in their capacity to recognize and diagnose disorders, and, if they do so correctly, they may not adequately treat or monitor patients. Some estimates are that about half of those with mental disorders go undiagnosed in primary care (Higgins, 1994). Finally, mental health services—in either primary care or through referral to specialty care—are often difficult to access, fragmented, or poorly financed. Thus, the integration of mental health services and primary health care faces broad-sweeping attitudinal, educational, organizational and financing problems. These problems stem in part from the historical separation of mental health from the mainstream of medicine (DHHS, 1999).
Opportunities
Primary care holds a myriad of opportunities to engage patients in need of mental health care. These opportuni
The Integration of Mental Health Services and Primary Health Care
3
3 Participants spent a significant amount of time discussing integration but were unable to reach a consensus on a definition for integration.

ties range from health promotion to disease prevention and treatment.
As a first point of patient contact with the health care system, primary care is often closer to home or work and more affordable than specialty care. It offers the possibility of cost-effective treatment, particularly with less severe mental disorders. Primary care also has the potential for early identification of symptoms and for coordination and continuity of care for both mental and somatic disorders. This is highly important given the frequency of comorbidity and the long-term nature of many mental disorders. Further, a focus on mental health within primary care underscores a message of the Surgeon General’s report: Mental health is fundamental to overall health.
Primary care is not only where individuals receive care; it is where family members do too. By establishing relationships with the family, primary care providers have the advantage of tapping the family as a source of support. These relationships with the family are key for children and older people with mental disorders.
Perhaps most importantly, primary care is where many consumers prefer to receive mental health services (Annexure et al., 1997). Primary care is often perceived by consumers as less stigmatizing than the specialty mental health sector.
Most of these opportunities for integrating mental health care have yet to be realized, with the exception of one mental disorder: depression. Research and practice on prevention, diagnosis, and treatment of depression in primary care have been proceeding for more than a decade (Schulberg et al., 1999). A special subgroup of meeting participants met to explore depression as a model for service integration.
There are many possible ways to organize and staff mental health services in primary care, for integration does not exclusively rely on a single setting or type of professional. Some programs described at the meeting use a psychiatric social worker to deliver mental health services and to “bridge” primary care and specialty mental health care, with patients seen in either setting. Other programs use multidisciplinary teams, including mental health care, to furnish care in the context of routine health visits and follow-up within the primary care setting. Regardless of the variation, a central feature of many programs is enhanced training of primary care providers in the detection of mental health problems.
Obstacles and Challenges
As is true for any new approach to health care, an array of obstacles stand in the way of attaining the promise
of integrated and collaborative care. The nature of the problem is compelling, and the opportunities plentiful. Our Nation’s health care system is a highly complex and diverse system serving the interests of consumers, professionals and providers, hospitals, insurers, employers, and government. The rationale for integration of care, according to meeting participants, needs to be made for each of these stakeholder groups and bolstered by empirical research on cost, efficacy, quality, and consumer satisfaction.
And beyond these traditional stakeholders are many vulnerable populations who are uninsured and thus left out of public or privately funded systems of care. The obstacles and challenges described by meeting participants are highlighted below.
Design
A major design challenge to the integration of mental health services and primary health care is the lack of motivation—on the part of consumers, providers, and payors.
l Consumers are hesitant to accept and follow through on mental health services.
l Primary care providers are overwhelmed by limited time to attend to each patient’s needs. Visits last on average 13 to 16 minutes, and patients have an average of six problems to address with their provider (Williams et al., 1999).
l Partnerships between primary care providers and mental health professionals have been stymied by different cultures of care, including styles of communication and duration of office visits.
l Payors have limited motivation to offer integrated programs owing to what they see as high start-up costs, lack of consumer demand, and limited evidence for cost neutrality or cost offsets (in terms of lower overall health care costs, lower disability costs, or improved worker productivity) (Malek, 1999).
l Other major design challenges include delegation of roles and responsibilities of primary care physicians and other professionals (e.g., mental health specialists, nurses, health educators) and the need for common integrated information technologies for medical records, scheduling, billing, and reporting.
The Integration of Mental Health Services and Primary Health Care
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Training and Practice Guidelines
There are few training programs and practice guidelines that emphasize the integration of mental health services and primary care.
l Primary care providers generally have little formal training in the diagnosis and treatment of mental disorders and even less in promoting mental health wellness and disease prevention.
l Primary care providers have sparse guidance about decision support, i.e., what disorders (alone or in combination) and at what level of severity can be treated effectively in primary care versus being referred to mental health specialty care.
l There are few incentives for educational institutions and professional organizations to step beyond existing training and practice programs to embrace integrated and collaborative approaches.
l If demand for services expands, integrated programs may be unable to keep apace because of an insufficient supply of well-trained mental health professionals in rural areas and many other parts of the country (Peterson et al., 1998).
Economics
There are many economic barriers to the creation and implementation of integrated care.
l The funding of mental health services is generally separate from the funding of general medical services.
l There is lack of parity, i.e., the level of funding of mental health services is more restrictive than and not on an equal footing with that for general health services. Further, over the past decade, spending for mental health services has decreased as a percentage of overall spending for health care (DHHS, 1999).
l An increasing number of health plans are moving to “carved-out” mental health services, i.e., separate systems of financing, delivering, and managing specialty mental health services. Carved-out mental health plans have little economic incentive to offer, or to participate in, integrated treatment because these plans cannot recoup cost offsets (reductions in overall health care utilization/costs as a result of treatment of mental disorders).
l There is little, if any, economic incentive for mental health and primary care providers to collaborate across disciplinary lines and develop a team approach to care.
Quality
There are few explicit programs for measuring quality of services that integrate mental health care and primary health care. One step forward has been the development of quality improvement programs for treating a single mental disorder—depression—in primary care (Wells et al., 2000).
l The development and continued monitoring of quality-improvement programs rests on a foundation of skills and knowledge concerning staffing and treatment of mental disorders in primary care, yet such knowledge has yet to be developed beyond that for depression.
l Greater attention to quality improvement is likely needed for vulnerable populations. For example, research has found that patients at greatest risk of having their mental health problems go undetected in primary care include African Americans, men, and younger patients (Borowsky et al., 2000).
Research
With the exception of depression, research is sparse on the development or evaluation of programs for the integration of mental health services and primary care.
l Research funds are generally limited to the conduct of research and thus cannot be used to sustain research programs found successful.
l Programs with strong efficacy based on research are difficult to translate into the “real world” of practice owing to heterogeneity and diversity of patient populations, comorbidity, and less monitoring of outcomes by providers (DHHS, 1999).
l Little research has been directed to integrating primary care and mental health services for people with severe mental illness.
l There has been a paucity of investigator-initiated research applications in this area.
The Integration of Mental Health Services and Primary Health Care
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Recommendations Toward Core Principles
Meeting participants agreed to the following principles—or fundamental elements required to facilitate the development and implementation of programs that integrate mental health services and primary health care. They provide a framework, not only for local programs, but also for a National initiative.
1. Emphasis on Consumers and Their Families. The needs of mental health consumers and their families should drive service delivery and systems of care. Cultural and ethnic diversity should be respected. The integration of mental health and primary care is meant to expand access to care and is not intended to preclude availability of mental health specialty care for those who need it.
2. Promoting Health and Overcoming Disparities. Promote health for all Americans and overcome disparities in the burden of illness and death experienced by African Americans, Hispanics, Native Americans, Alaska Natives, and Asians and Pacific Islanders.
3. Basic Characteristics. Research, training, and practice should incorporate consumer, family, and professional partnerships; cross-disciplinary professional collaborations; population-based health care; a holistic approach to health care; and respect for, and understanding the role of, spirituality and alternative medicine/traditional healing practices.
4. Financial Incentives for Team Approach. New types of financial incentives should be offered to encourage team approaches to care. The team includes consumers and families, primary care providers, mental health professionals, and nursing case managers. The team may also include care management, consultation, and specialty services.
5. Reimbursement. Reimbursement should be designed to support evidence-based care.
6. Collaboration/Colocation. Integrated service delivery should be guided by a commitment to collaboration or colocation of services.
7. Chronic Illness, Continuity of Care. Integrated service delivery should feature the treatment of chronic illness and continuity of care.
8. Standardized Quality and Outcome Measures. Quality and outcome measures should be standardized across systems and levels of care and include consumer/family participation. The collection of information should respect consumer and family privacy. The information should be transportable and longitudinal.
9. Building on Existing Models. The development of integrated programs should build on existing knowledge and/or models of care.
10. Research and Demonstrations. Research findings must be salient to key stakeholders, including diverse ethnic and cultural communities. Successful research and demonstration programs should be sustainable through multifaceted partnerships brokered by funding agencies.
11. Investment in Training. Training should build collaborative partnerships that are grounded in clinical and systemic decision making of the highest quality. Quality should reflect evidence-based knowledge that is disseminated in culturally sensitive ways to promote health and reduce stigma.
12. Information Technology. Information technology should be marshaled as a tool for communication, patient education, data collection, and access to care. This technology should support the infrastructure needed to deliver high-quality care while protecting patient and family confidentiality.
Recommendations Toward a National Action Strategy
The core principles provided the foundation on which participants were able to build consensus in developing actual strategies that would promote the bridging of primary care and mental health. These strategies were prioritized into the following action strategy recommendations. The recommendations reflect the merging of multistakeholder expert opinions from the fields of practice and research and were put forth as a guide to spawning a national action strategy to promote implementation of evidence-based quality care. Since the Carter Center meeting, this National Action Strategy has undergone further evolution.
1. Convene a group under the auspices of the DHHS to develop a framework for the integration
The Integration of Mental Health Services and Primary Health Care
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of mental health care and primary care, including a focus on comorbidities, diverse modalities, and diverse populations.
2. Incorporate a list of skills, knowledge, attitudes, and simple tools that reflects evidence-based “best practices” and treatment management, leading to improved outcomes.
3. Design education and training standards for the integration of mental health care and primary health care—with all stakeholders, including accreditation bodies—and promote implementation of those standards by schools of health and behavioral health.
4. Evaluate whether program and policy initiatives on integration lead to the elimination of racial and ethnic health disparities and promote equal access to high-quality health care.
5. Develop a plan for research and demonstration projects on integration that meet basic methodological requirements for generalizability with respect to service delivery models and health outcomes.
5.1 Articulate a vision for success for a consumer-driven integrated service delivery system that includes the following: awareness of the culture of primary care, patient education, professional training, follow-up care, and care management.
5.2 Bring together multiple private and public funding sources for projects and develop a plan for projects—sustainability, if the projects are found successful.
5.3 Convene accreditation and licensure and regulatory agencies to reduce barriers to implementation of research and demonstration projects (e.g., funding and/or regulatory waivers).
5.4 Lead to development of initiatives that foster the development of service and economic models with these basic features: (a) collaborative/integrated care among consumers, primary care providers, and mental health specialists to meet local needs; (b) evidence-based approach to care delivery based on scientific methods (e.g., randomized controlled trial, quasi-experimental design, case-control study, survey designs); and (c) mea
surement of outcomes, such as access, costs, functional status, quality of life, patient/family/provider satisfaction, health beliefs/stigma, relapse reduction, sentinel events, recovery, and the effects of consumer and provider incentives on health outcomes and process measures.
Annexure J, Katon W, Sullivan M, Miranda J. The effectiveness of treatments for depressed older adults in primary care. Paper presented at Exploring Opportunities to Advanced Mental Health Care for an Aging Population, sponsored by the John A. Hartford Foundation, Rockville, MD, 1997.
Borowsky SJ, Rubenstein LV, Meredith LS, Camp P, Jackson-Triche M, Wells, KB. Who is at risk of non-detection of mental health problems in primary care? J Gen Intern Med 2000;15(6):381–8.
Coyne JC, Fechner B, Ates S, Schwenk TL. Prevalence, nature and comorbidity of depressive disorders in primary care. Gen Hosp Psychiatry 1994;9(4):267–76.
Department of Health and Human Services (DHHS). Mental Health: A Report of the Surgeon General. Rockville, MD: U.S. Department of Health and Human Services, Substance Abuse and Mental Health Services Administration, Center for Mental Health Services, National Institutes of Health, National Institute of Mental Health, 1999.
Higgins ES. A review of unrecognized mental illness in primary care. Prevalence, natural history, and efforts to change the course. Arch Fam Med 1994;3(10):908–17.
Katon W, Schulberg H. Epidemiology of depression in primary care. Gen Hosp Psychiatry 1992;14(4)237–47.
Malek SP. Financial, risk and structural issues related to the integration of behavioral health care in primary care settings under managed care. Research report published by Milliman & Robertson, Inc., 1999.
Millis JS. The Graduate Education of Physicians. Report of the Citizens’ Commission on Graduate Medical Education. Chicago: American Medical Association, 1966.
Murray CJL, Lopez AD (Eds.). The global burden of disease. Comprehensive assessment of mortality and disability from diseases, injuries, and risk factors in 1990 and projected to 2020. Cambridge, MA: Harvard School of Public Health, 1996.
Olfson M, Fireman B, Weissman MM, Leon AC, Sheehan DV, Kathol RG, Hoven C, Farber L. Mental disorders and disability among patients in a primary care group practice. Am J Psychiatry 1997;154(12):1734–40.
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Peterson B, West J, Tanielian T, Pincus H. Mental health practitioners and trainees. In RW Manderscheid, MJ Henderson (Eds.), Mental Health United States 1998 (pp. 14–246). Rockville, MD: U.S. Department of Health and Human Services, Center for Mental Health Services.
Reiger DA, Narrow WE, Rae DS, Manderscheid RW, Locke BZ, Goodwin FK. The de facto US mental and addictive disorder system: Epidemiologic Catchment Area prospective 1-year prevalence rates of disorders and services. Arch Gen Psychiatry 1993;50(2):85–94.
Rost KM, Zhang M, Fortney J, et.al. Persistently poor outcomes of undetected major depression in primary care. Gen Hosp Psychiatry 1998;20(1):12–20.
Schulberg HC, Katon WJ, Simon GE, Rush AJ. Best clinical practice: guidelines for managing major depression in primary medical care. J Clin Psychiatry 1999;60(Suppl 7):19–26.
Sherbourne CD, Jackson, CA, Meredith LS, Camp P., Wells KB. Prevalence of co-morbid anxiety disorders in primary care outpatients. Arch Fam Med 1996;5(1):27–34.
Wells KB, Sherbourne C, Schoenbaum M, Duan N, Meredith L, Annexure J, Miranda J, Carney MF, Rubenstein LV. Impact of disseminating quality improvement programs for depression in managed primary care: a randomized controlled trial. JAMA 2000;283(2):212–20.
Williams JW, Ross K, Dietrich AJ, Ciotti MC, Zyzanski SJ, Cornell J. Primary care physicians’ approach to depressive disorders: effects of physician specialty and practice structure. Arch of Fam Med 1999;8(1):58–67.
Participants
A Surgeon General’s Working Meeting on The Integration of Mental Health Services and Primary Health Care, Held on November 30 — December 1, 2000
Business / Health Care Systems
Kris Apgar
Director
Washington Business Group on Health
50 F Street, N.W.
Suite 600
Washington, DC 20001-1566
Ron I. Dozoretz, M.D.
Chairman and Chief Executive Officer
Value Options
8614 Westwood Center Drive, Suite 200
Vienna, VA 22182-2233
Saul Feldman, M.D., Ph.D.
Chairman & Chief Executive Officer
United Behavioral Health
425 Market Street, 27th Floor
San Francisco, CA, 94105-2426
Gary Gottlieb, M.D., M.B.A.
Chairman
Partners Psychiatry and Mental Health System
Professor of Psychiatry
Harvard Medical School
c/o Massachusetts General Hospital
Bulfinch Building, Suite 370E
55 Fruit Street
Boston, MA 02114-2696
Suzanne Paranjpe, Ph.D.
Senior Vice President
Greater Detroit Area Health Council
Health Information Action Group
333 West Fort Street, Suite 1500
Detroit, MI 48226-3156
Dennis E. Richling, M.D.
Union Pacific
1416 Dodge, Room 908
Omaha, NE 68179
Tara Wooldridge , L.C.S.W.
Manager
Employee Assistance Program
Delta Airlines
1050 Delta Boulevard
Atlanta, GA 30320-1989
8
References



9
Appendix

Consumer / Patient / Family
Moe Armstrong, M.B.A., M.A.
P.O. Box 390812
Cambridge, MA 02139-0009
Don Daves
President
Board of Directors for NAMI Georgia
An Affiliate of the National Alliance for the Mentally Ill
3125 Presidential Parkway
Suite 335
Atlanta, GA 30340-3700
Carolyn Nava
Federation of Families for Children’s Mental Health
1101 King Street, Suite 420
Alexandria, VA 22314-2944
Delilah J. Ramirez
1150 Syracuse Street
Building # 8
Apartment # 141
Denver, CO 80220-3242
Experts
Elise Berryhill, Ph.D.
Muscogee (Creek) Nation Behavioral Health Services
100 West 7th Street
Okmulgee, OK 74447-5007
Virginia Trotter Betts, R.N., J.D., M.S.N., F.A.A.N.
Associate Director for Health Policy Initiative
University of Tennessee
Center for Health Services Research
66 North Pauline, Suite 463
Memphis, TN 38163
Homer L. Chin, M.D.
500 Northeast Multnomah Street
Suite 100
Portland, OR 97232-2022
Allen Dietrich, M.D.
Chair
MacArthur Foundation Initiative on Depression and Primary Care
Dartmouth Medical School
North College Street
Hanover, NH 03755
Lynn Elinson, Ph.D.
Deputy Director
National Program on Depression and Primary Care
University of Pittsburgh, School of Medicine
Western Psychiatric Institute and Clinic
3811 Ohara Street, Room 417
Pittsburgh, PA 15213-2597
Richard Frank, Ph.D.
Professor
Department of Health Care Policy
Harvard University
180 Longwood Avenue
Boston, MA 02115-5821
Greg Fricchione, M.D.
Director
The Carter Center Mental Health Program
Associate Professor of Psychiatry
Harvard Medical School
One Copenhill
453 Freedom Parkway
Atlanta, Georgia 30307-1496
Pablo Hernandez, M.D.
Administrator
Wyoming State Commission for Mental Health
Division of Behavioral Health
P.O. Box 177
Evanston, WY 82931
Dennis Hulet, A.A.A.
Principal and Healthcare Management Consultant
Milliman and Roberts
1301 5th Avenue
Suite 3800
Seattle, WA 98101-2646
Brent James, M.D., M.Stat.

Vice President for Medical Research
Intermountain Health Care
36 South State Street
Salt Lake City, Utah 84111-1486
Wayne Katon
Department of Psychiatry and Behavioral Sciences
Box 356560
University of Washington
1959 NE Pacific Street
Seattle, WA 98195-6560
Donald R. Lipsitt, M.D.
Clinical Professor of Psychiatry
Harvard Medical School
Medical Director
Institute for Behavioral Science in Health Care
15 Griggs Road
Brookline, MA 02446-4701
Anthony Radcliffe, M.D.
Director of Addiction Medicine
Kaiser Permanente Southern California
740 Buckingham Drive
Redlands, CA 92374-6421
Bruce Rollman, M.D., M.P.H.
Assistant Professor
Medicine, Psychiatry, and Health Services Administration
University of Pittsburgh, School of Medicine
Suite E820
2000 Lothrop Street
Pittsburgh, PA 15213-2582
Lisa V. Rubenstein, M.D., M.S.P.H.
Professor in Residence
University of California at Los Angeles and the Veterans’ Administration
Greater Los Angeles Health Care System
Director
Veterans’ Administration Health Services Research and Development Center of Excellence for the Study of Health Care Provider Behavior
Senior Natural Scientist
Rand
1700 Main Street
Santa Monica, CA 90401-3208
Dawn Swaby-Ellis, M.D.
Assistant Professor of Pediatrics
North DeKalb Health Center
3807 Clairmont Road
Chamblee, GA 30341-4911
Michael Von Korff, Sc.D.
Center for Health Studies
Group Health Cooperative
1730 Minor Avenue
Suite 1600
Seattle, WA 98101
“Real World” Programs
David N. Broadbent, M.D., M.P.H.
Rochester Primary Care NW
259 Monroe Avenue
Rochester, New York 10032-3632
Wayne Cannon, M.D.
Intermountain Health Care
36 South State Street
Salt Lake City, Utah 84111-1486
Henry Chung, M.D.
Medical Director
Depression /Anxiety Disease Management Team
Pfizer, Inc.
235 East 42nd Street
235/10/20
New York, NY 10017-5755
J. Sloan Manning, M.D.
Family Medicine
1127 Union Avenue
Memphis, TN 38104-6646
Linda Weinreb, M.D.
Director
Homeless Families Program
The Family Health Center
Department of Family Medicine and Community Health
University of Massachusetts Medical School
55 Lake Avenue North
Worcester, MA 01655
Facilitators
Brenda Reiss-Brennan, M.S., A.P.R.N., C.S.
President
Primary Care Family Therapy Clinics, Inc.
3570 West 9000 South
Suite 120
West Jordan, UT 84088-8874
Miriam Davis, Ph.D
Medical Writer and Consultant
13420 Montvale Drive
Silver Spring, MD 20904-1232
The Integration of Mental Health Services and Primary Health Care
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Steven Grossman
Senior Managing Director
Hill and Knowlton
600 New Hampshire Avenue, N.W.
Suite 601
Washington, DC 20037-2413
Core Group
Bernard Arons, M.D.
Director
Center for Mental Health Services
5600 Fishers Lane, Room 17–99
Rockville, MD 20857
Elaine Baldwin, M.Ed.
Director
Constituency Outreach and Education Programs
Office of Communications and Public Liaison
National Institute of Mental Health
National Institutes of Health
31 Center Drive, Room 4A52
Bethesda, MD 20892-2475
Eric Goplerud, Ph.D.
Associate Administrator for Managed Care
Substance Abuse and Mental Health Services Administration
Parklawn Building, Room 10–99
Rockville, MD 20857
Kate Gottfried, J.D., M.S.P.H
Senior Health Policy Advisor
Office of Public Health and Science
Office of Disease Prevention and Health Promotion
Department of Health and Human Services
200 Independence Avenue, S.E., Room 738G
Washington, DC 20201
Nicole Lurie, M.D., M.S.P.H.
(Then) Principal Deputy Assistant Secretary for Health
Department of Health and Human Services
200 Independence Avenue, S.E., Room 716G
Washington, DC 20201
Beverly Malone, Ph.D., R.N., F.A.A.N.
(Then) Deputy Assistant Secretary for Health
Department of Health and Human Services
200 Independence Avenue, S.E., Room 716G
Washington, DC 20201
Ron Manderscheid, Ph.D.
Substance Abuse and Mental Health Services Administration
Center for Mental Health Services
5600 Fishers Lane, Room 15C–04
Rockville, MD 20857
Harriet G. McCombs, Ph.D.
Health Resources and Services Administration
Bureau of Primary Health Care
4350 East-West Highway, 11th Floor
Bethesda, MD 20814
Charlotte Mullican, B.S.W., M.P.H.
Department of Health and Human Services
Agency for Healthcare Research and Quality
Building 6010, Room 300
Rockville, MD 20852
Rochelle Rollins, Ph.D.
Office of the Director
Bureau of Primary Health Care
Health Resources Services Administration, 11th Floor
4350 East-West Highway
Bethesda, MD 20814
Marc A. Safran, M.D., F.A.C.P.M.
Chief Medical Officer and Psychiatrist
Diabetes Program Branch
Chair
Mental Health Work Group
Centers for Disease Control and Prevention
4770 Buford Highway (Mail Stop K–10)
Atlanta, GA 30341
VADM David Satcher, M.D., Ph.D.
Surgeon General
(Then) Assistant Secretary for Health and Surgeon General
Department of Health and Human Services
200 Independence Avenue, S.E., Room 716G
Washington, DC 20201
Frank Sullivan, Ph.D.
Department of Health and Human Services
The Health Care Financing Administration
7500 Security Blvd
Mail Stop C4–25–15
Baltimore, MD 21244-1850
Foundations
Andrea Gerstenberger, Sc.D.
Senior Program Officer
California Health Care Foundation
476 Ninth Street
Oakland, CA 94607-4048
The Integration of Mental Health Services and Primary Health Care
11

Peter Peccora
Casey Family Programs
1300 Dexter Avenue North, Suite 300
Seattle, WA 98109-3542
Constance M. Pechura, Ph.D.
Robert Wood Johnson Foundation
P.O. Box 2316
Route 1 and College Road East
Princeton, NJ 08543-2316
Observers
Irene Stith-Coleman, Ph.D.
Public Health Advisor
Department of Health and Human Services
200 Independence Avenue, S.E., Room 701H
Washington, DC 20201
Pat Cunningham, F.N.P.
Family Medicine
1127 Union Avenue
Memphis, TN 38104-6646
Karen Dale
Vice President / Product Development
Lifescape, LLC
8614 Westwood Center Drive
Suite 200
Vienna VA 22182-2233
Linda Gask, M.D.
MacColl Institute for HealthCare Innovation
1730 Minor Avenue, Suite 1290
Seattle, WA 98101-1448
John M. Hill
President
ValueOptions
3110 Fairview Park Drive
Falls Church, VA 22042
Shelley Jackson, J.D.
Senior Civil Rights Analyst
Department of Health and Human Services
Office of Civil Rights
200 Independence Avenue, S.W., Room 574E
Washington, DC 20201
Maria Llorente, M.D.
Associate Professor and Chief
Division of Geriatric Psychiatry, Department of Psychiatry and Behavioral Sciences
University of Miami School of Medicine and Miami Veterans’ Administration Medical Center
1201 N.W. 16th Street, #116A
Miami, FL 33125-1693
Sue Martone
Public Health Analyst
Health Resources and Services Administration
Department of Health & Human Services
5600 Fishers Lane
Rockville, MD 20857
Darlene Marion Meador, Ph.D.
Director
Program and Policy Development Section
Division of Mental Health, Mental Retardation and Substance Abuse
Georgia Department of Human Resources
2 Peachtree Street, N.W.
Suite 23–410
Atlanta, GA 30303-3171
David Mosen, Ph.D.
Outcomes Analyst/Research Associate
Institute for Health Care Delivery Research
Intermountain Health Care
36 South State Street, 16th Floor
Salt Lake City, UT 84111-1633
Joanne Nicholson, Ph.D.
Associate Professor
Department of Psychiatry, and
Associate Director
Center for Mental Health Services Research
Homeless Families Program
The Family Health Center
Department of Family Medicine and Community Health
University of Massachusetts Medical School
55 Lake Avenue North
Worcester, MA 01655-0242
CAPT Tina Russ, Ph.D.
Health Psychology Consultant
USAF
Office for Prevention and Health Services Assessment
AFMOA/SGZZ 2602 Doolittle Road, Building 804
Brooks Air Force Base, TX 78235-5249
Pat Salomon, M.D.
Director
Office of Early Childhood
Substance Abuse and Mental Health Services Administration
5600 Fishers Lane
Rockville, MD 20857
Bertha N. Williams, MS, RN
The Integration of Mental Health Services and Primary Health Care
12

Presidential Management Intern
Office of Public Health and Science
Department of Health and Human Services
200 Independence Avenue, S.E., Room 714B
Washington, DC 20201
The Integration of Mental Health Services and Primary Health Care
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